| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,350,940 | 29,276,000 | 26.62% | ||
| 2 | Advisors Asset Management, Inc. | 1,320,349 | 28,612,000 | 26.02% | ||
| 3 | Invesco Ltd. | 593,418 | 12,859,000 | 11.69% | ||
| 4 | UBS Group AG | 495,159 | 10,730,000 | 9.76% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 366,508 | 7,942,000 | 7.22% | ||
| 6 | Karpus Management, Inc. | 155,639 | 3,373,000 | 3.07% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 142,397 | 3,086,000 | 2.81% | ||
| 8 | MORGAN STANLEY | 135,488 | 2,936,000 | 2.67% | ||
| 9 | BB&T SECURITIES, LLC | 10,326 | 2,237,000 | 2.03% | ||
| 10 | WELLS FARGO & COMPANY/MN | 70,652 | 1,531,000 | 1.39% | ||
| 11 | ROYAL BANK OF CANADA | 51,674 | 1,120,000 | 1.02% | ||
| 12 | DAVENPORT & Co LLC | 32,929 | 713,571 | 0.65% | ||
| 13 | WOLVERINE ASSET MANAGEMENT LLC | 29,234 | 633,000 | 0.58% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 26,843 | 582,000 | 0.53% | ||
| 15 | STIFEL FINANCIAL CORP | 24,808 | 538,000 | 0.49% | ||
| 16 | GEODE CAPITAL MANAGEMENT, LLC | 21,950 | 475,000 | 0.43% | PRN | |
| 17 | OPPENHEIMER & CO INC | 19,938 | 432,000 | 0.39% | ||
| 18 | Robert W. Baird & Co. Inc | 16,498 | 358,000 | 0.33% | ||
| 19 | Virtu KCG Holdings LLC | 14,544 | 315,000 | 0.29% | ||
| 20 | TFS CAPITAL LLC | 14,172 | 307,000 | 0.28% | ||
| 21 | Sigma Planning Corp | 13,396 | 290,000 | 0.26% | ||
| 22 | LPL Financial LLC | 11,918 | 258,000 | 0.23% | ||
| 23 | WEDBUSH SECURITIES INC | 11,416 | 247,000 | 0.22% | ||
| 24 | Salient Capital Advisors, LLC | 11,029 | 239,000 | 0.22% | ||
| 25 | Brown Advisory Securities, LLC | 10,900 | 238,000 | 0.22% | ||
| 26 | B. Riley Wealth Management, Inc. | 9,856 | 213,000 | 0.19% | ||
| 27 | DEUTSCHE BANK AG\ | 7,111 | 154,000 | 0.14% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 5,068 | 110,000 | 0.10% | ||
| 29 | AMERICAN INTERNATIONAL GROUP, INC. | 3,000 | 65,010 | 0.06% | ||
| 30 | Joel Isaacson & Co., LLC | 2,000 | 43,000 | 0.04% | ||
| 31 | Creative Planning | 1,613 | 35,000 | 0.03% | ||
| 32 | GUPTA WEALTH MANAGEMENT LLC | 1,250 | 27,000 | 0.02% | ||
| 33 | MANAGED ACCOUNT ADVISORS LLC | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
