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Institutional Investment Manager
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (CIK: 0001034546), located at 77 Gracechurch Street, London. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Portfolio Summary: 82 holdings with a total value of $1,311,541,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 BLACKROCK RES COMMODITIES 250,674 2,044,000 0.16%
52 NEUBERGER BERMAN HIGH YIELD 163,850 1,937,000 0.15%
53 WESTERN ASSET HGH YLD DFNDFD 111,654 1,718,000 0.13%
54 BLACKROCK DEBT STRAT FD INC COM 463,239 1,689,000 0.13%
55 ISHARES MSCI TAIWAN ETF 107,236 1,683,000 0.13%
56 TORTOISE PIPELINE & ENERGY FD 78,477 1,661,000 0.13%
57 CUSHING MLP TOTAL RETURN FD 108,280 1,414,000 0.11%
58 CLOUGH GLOBAL DIVND AND INCORPORATED FD 100,540 1,218,000 0.09%
59 CENTRAL FD CDA LTD 86,734 1,202,000 0.09%
60 Global X MSCI Nigeria ETF 236,356 1,126,000 0.09%
61 NUVEEN GLOBAL HIGH INCOME FD 71,392 1,122,000 0.09%
62 MACQUARIE GLOBAL INFRASTRUCT 40,054 873,000 0.07%
63 ZWEIG FD 60,132 779,000 0.06%
64 WESTERN ASSET HIGH INCOME OP 143,589 723,000 0.06%
65 FIRSTHAND TECHNOLOGY VALUE FD COM 85,341 666,000 0.05%
66 MVC CAPITAL INC 80,000 664,000 0.05%
67 HERZFELD CARIBBEAN BASIN FD COM 100,000 628,000 0.05%
68 ARES DYNAMIC CR ALLOCATION F 40,555 603,000 0.05%
69 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 39,211 586,000 0.04%
70 DEUTSCHE HIGH INCOME OPPORT FD 36,911 523,000 0.04%
71 WELLS FARGO MULTI SECTOR INC 32,920 428,000 0.03%
72 EATON VANCE SR FLTNG RTE TR 30,030 425,000 0.03%
73 APOLLO SR FLOATING RATE FD INC COM 24,823 421,000 0.03%
74 BLACKROCK FLOATING RATE INCO 29,574 400,000 0.03%
75 BLACKROCK FLOATING RATE INCO 28,807 400,000 0.03%
76 EATON VANCE FLTG RATE INCOM 22,764 357,000 0.03%
77 PIONEER FLOATING RATE TR 27,017 318,000 0.02%
78 THL CR SR LN FD 18,969 313,000 0.02%
79 CALAMOS CONV OPPORTUNITIES & 26,611 275,000 0.02%
80 WESTERN ASSET CORPORATE LN F 22,776 244,000 0.02%
81 GABELLI DIVID INCOME TR 10,045 193,000 0.01%
82 GABELLI EQUITY TR INC 10,000 56,000 0.00%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001072613-16-000963, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.