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Institutional Investment Manager
INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC (CIK: 0001351904) incorporated in Delaware, located at 212 N 4th St, Bismarck, ND. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004208) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
201 CLAYMORE EXCHANGE TRD FD TR 12,770 331 0.06%
202 DEUTSCHE MUNICIPAL 22,912 330 0.06%
203 FIRST TR MID CAP CORE ALPHAD 6,458 329 0.06%
204 SPDR SERIES TRUST 4,103 328 0.06%
205 NOVARTIS A G 3,943 327 0.06%
206 HOST HOTELS & RESORTS INC 20,324 326 0.06%
207 CLAYMORE EXCHANGE TRD FD TR 8,215 322 0.06%
208 POWERSHARES ETF TRUST 3,519 318 0.06%
209 NORFOLK SOUTHERN CORP 3,717 316 0.06%
210 OCCIDENTAL PETE CORP DEL 4,118 316 0.06%
211 FIRST TR EXCHANGE TRADED FD 18,826 312 0.06%
212 UNITEDHEALTH GROUP INC 2,215 311 0.06%
213 EATON CORP PLC 5,189 311 0.06%
214 BECTON DICKINSON & CO 1,828 309 0.06%
215 WISDOMTREE TR 4,193 299 0.06%
216 FEDEX CORP 1,962 298 0.06%
217 KROGER CO 8,075 297 0.06%
218 TYSON FOODS INC 4,379 293 0.06%
219 SUBURBAN PROPANE PARTNERS LP COM USD1 8,697 292 0.06%
220 CLAYMORE EXCHANGE TRD FD TR 11,900 287 0.05%
221 RYDEX ETF TRUST 3,299 285 0.05%
222 BLACKROCK MUNIVEST FD II INC COM 15,624 285 0.05%
223 WALGREENS BOOTS ALLIANCE INC 3,391 282 0.05%
224 ALIBABA GROUP HLDG LTD 3,443 276 0.05%
225 ENBRIDGE ENERGY PARTNERS L P 11,785 276 0.05%
226 SPRINT CORP 60,405 276 0.05%
227 UNDER ARMOUR INC 6,847 273 0.05%
228 Dreyfus Mun Income Inc Com 27,180 272 0.05%
229 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 8,648 271 0.05%
230 SELECT SECTOR SPDR TR 4,714 262 0.05%
231 DELAWARE INVTS MINN MUN INCO 17,081 261 0.05%
232 NOVO-NORDISK A S 4,815 260 0.05%
233 GEO GROUP INC NEW 7,528 259 0.05%
234 RYDEX ETF TRUST 4,585 256 0.05%
235 EQUITY LIFESTYLE PPTYS INC 3,200 256 0.05%
236 COMCAST CORP NEW 3,869 252 0.05%
237 KITE RLTY GROUP TR 9,037 252 0.05%
238 EATON VANCE SR FLTNG RTE TR 18,794 246 0.05%
239 UNILEVER PLC 5,149 246 0.05%
240 VANECK ETF TRUST 8,886 246 0.05%
241 RYDEX ETF TRUST 2,006 245 0.05%
242 VANGUARD INDEX FDS 1,962 243 0.05%
243 LEGGETT &PLATT INC 4,723 241 0.05%
244 NUVEEN MUN HIGH INCOME OPPOR 16,200 240 0.05%
245 GENERAL MTRS CO 8,414 238 0.05%
246 DREYFUS HIGH YIELD STRATEGIE 71,292 238 0.05%
247 PIMCO ETF TR 2,324 235 0.04%
248 MIMEDX GROUP INC COM 29,350 234 0.04%
249 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 15,788 233 0.04%
250 NEUBERGER BERMAN CA INT 14,350 233 0.04%
Page 5 of 7
Restatement filing (0001085146-16-004384) filed in 2016.08.22
#
Name
Shares
Value ($)
%
Options
Notes
1 PRICELINE GRP INC 199 245 0.03%
2 BLACKROCK INC 677 232 0.03%
3 SHERWIN WILLIAMS CO 737 216 0.02%
4 ISHARES TR 1,108 286 0.03%
5 ALPHABET INC 1,241 855 0.10%
6 ALPHABET INC 1,296 912 0.10%
7 MCKESSON CORP 1,371 256 0.03%
8 SPDR S&P 600 SMALL CAP GROWTH ETF 1,416 253 0.03%
9 RAYTHEON CO 1,551 209 0.02%
10 ISHARES TR 1,627 219 0.02%
11 ISHARES 20 YEAR TREASURY BOND ETF 1,826 254 0.03%
12 SEMPRA ENERGY 1,832 209 0.02%
13 ISHARES TR 1,902 209 0.02%
14 MONSANTO CO NEW 1,933 201 0.02%
15 SNAP ON INC 1,973 311 0.03%
16 ISHARES TR 2,037 204 0.02%
17 ISHARES TR 2,078 354 0.04%
18 ISHARES TR 2,104 311 0.03%
19 ISHARES RUSSELL 2000 GROWTH ETF 2,137 294 0.03%
20 ISHARES TR 2,140 228 0.03%
21 ILLINOIS TOOL WKS INC 2,264 233 0.03%
22 PIMCO ETF TR 2,324 235 0.03%
23 HERSHEY CO 2,374 269 0.03%
24 AMAZON COM INC 2,377 1,697 0.19%
25 FEDEX CORP 2,406 365 0.04%
26 ISHARES TR 2,485 319 0.04%
27 VANGUARD INDEX FDS 2,517 312 0.04%
28 ISHARES TR 2,523 293 0.03%
29 RYDEX ETF TRUST 2,593 317 0.04%
30 ISHARES TR 2,595 346 0.04%
31 SPDR S&P MIDCAP 400 ETF TR 2,787 757 0.09%
32 UNITEDHEALTH GROUP INC 2,792 393 0.04%
33 BAIDU INC 2,794 462 0.05%
34 PRUDENTIAL FINL INC 2,825 204 0.02%
35 DIREXION ALL CAP INSIDER SENTIMENT SHARES 2,840 207 0.02%
36 ISHARES TR 2,866 300 0.03%
37 BROADCOM LTD 2,924 458 0.05%
38 O REILLY AUTOMOTIVE INC NEW 2,950 799 0.09%
39 TIME WARNER INC 3,093 227 0.03%
40 IDEXX LAB 3,100 289 0.03%
41 ALLETE INC COM NEW 3,139 203 0.02%
42 EQUITY LIFESTYLE PPTYS INC 3,200 256 0.03%
43 BECTON DICKINSON & CO 3,427 580 0.07%
44 ISHARES RUSSELL 1000 ETF 3,439 401 0.05%
45 ISHARES TR 3,494 445 0.05%
46 POWERSHARES ETF TRUST 3,519 318 0.04%
47 ALIBABA GROUP HLDG LTD 3,543 284 0.03%
48 VANGUARD WORLD FDS 3,573 352 0.04%
49 WEC ENERGY GROUP INC 3,614 236 0.03%
50 MASTERCARD INCORPORATED 3,727 329 0.04%
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