| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 140,000 | 2,000 | 0.00% | ||
| 2 | APPLE INC | 7,000 | 12,000 | 0.01% | Call | |
| 3 | HARRIS & HARRIS GROUP INC | 39,141 | 63,000 | 0.04% | ||
| 4 | ABERDEEN GTR CHINA FD INC | 10,400 | 87,000 | 0.05% | ||
| 5 | INNERWORKINGS INC | 10,849 | 90,000 | 0.05% | ||
| 6 | Plains Gp Hldgs Lp Npv A | 10,000 | 104,000 | 0.06% | ||
| 7 | TELIGENT INC NEW | 15,577 | 111,000 | 0.06% | ||
| 8 | VOYA INFRASTRUCTURE INDLS | 10,500 | 130,000 | 0.07% | ||
| 9 | ALPINE TOTAL DYNAMIC DIVID F | 18,800 | 136,000 | 0.08% | ||
| 10 | PEOPLES UNITED FINANCIAL INC | 10,135 | 149,000 | 0.08% | ||
| 11 | ALLIANZGI DIVIDEND INT PRM | 12,200 | 150,000 | 0.08% | ||
| 12 | ROYCE VALUE TR INC | 12,762 | 150,000 | 0.08% | ||
| 13 | AMERICAN EAGLE OUTFITTERS NE | 11,260 | 179,000 | 0.10% | ||
| 14 | Lazard World Dividend & Income | 20,300 | 183,000 | 0.10% | ||
| 15 | CALAMOS GBL DYN INCOME FUND COM | 27,400 | 192,000 | 0.11% | ||
| 16 | WESTERN ASSET WORLDWIDE INCO | 17,600 | 193,000 | 0.11% | ||
| 17 | ROYCE GLOBAL VALUE TR INC | 25,800 | 196,000 | 0.11% | ||
| 18 | NUVEEN REAL ASSET INC & GROW | 11,700 | 198,000 | 0.11% | ||
| 19 | MERCK & CO INC | 3,473 | 200,000 | 0.11% | ||
| 20 | ENTERPRISE PRODS PARTNERS L | 7,000 | 205,000 | 0.12% | ||
| 21 | NORWEGIAN CRUISE LINE HLDG L | 5,163 | 206,000 | 0.12% | ||
| 22 | SPROTT FOCUS TR INC COM | 32,600 | 209,000 | 0.12% | ||
| 23 | BOULDER GROWTH & INCOME FUND COM | 25,800 | 210,000 | 0.12% | ||
| 24 | LEGG MASON BW GLB INC OPP FD | 16,500 | 214,000 | 0.12% | ||
| 25 | ALPINE GLOBAL PREMIER PPTYS FD COM SBI | 39,400 | 216,000 | 0.12% | ||
| 26 | DIVIDEND & INCOME FUND | 20,000 | 218,000 | 0.12% | ||
| 27 | GENERAL AMERN INVS CO INC | 7,200 | 222,000 | 0.13% | ||
| 28 | CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT | 23,900 | 223,000 | 0.13% | ||
| 29 | CLOUGH GLOBAL EQUITY FD | 20,900 | 224,000 | 0.13% | ||
| 30 | ADAMS DIVERSIFIED EQUITY FD | 17,700 | 224,000 | 0.13% | ||
| 31 | CENTRAL SECS CORP COM | 11,500 | 226,000 | 0.13% | ||
| 32 | CLOUGH GLOBAL DIVND AND INCORPORATED FD | 19,300 | 226,000 | 0.13% | ||
| 33 | ISHARES TR | 5,700 | 227,000 | 0.13% | ||
| 34 | BRISTOL MYERS SQUIBB CO | 3,087 | 227,000 | 0.13% | ||
| 35 | LIBERTY ALL STAR EQUITY FD | 45,500 | 228,000 | 0.13% | ||
| 36 | BLACKROCK RES COMMODITIES | 29,800 | 229,000 | 0.13% | ||
| 37 | DELAWARE ENHANCED GBL DIV & | 23,900 | 230,000 | 0.13% | ||
| 38 | Lazard Glb Total Return & Income | 17,700 | 232,000 | 0.13% | ||
| 39 | ALTRIA GROUP INC | 3,392 | 234,000 | 0.13% | ||
| 40 | ACCENTURE PLC IRELAND | 2,097 | 238,000 | 0.13% | ||
| 41 | CF INDS HLDGS INC | 10,000 | 241,000 | 0.14% | ||
| 42 | BROOKFIELD GLOBL LISTED INFR | 18,500 | 243,000 | 0.14% | ||
| 43 | INTERNATIONAL BUSINESS MACHS | 1,620 | 246,000 | 0.14% | ||
| 44 | AMAZON COM INC | 349 | 250,000 | 0.14% | ||
| 45 | SEACOR HOLDINGS INC | 4,341 | 252,000 | 0.14% | ||
| 46 | VERIZON COMMUNICATIONS INC | 4,558 | 254,000 | 0.14% | ||
| 47 | ISHARES TR | 1,914 | 257,000 | 0.14% | ||
| 48 | ISHARES TR | 5,079 | 284,000 | 0.16% | ||
| 49 | UNION PAC CORP | 3,462 | 302,000 | 0.17% | ||
| 50 | CONSOLIDATED EDISON INC | 3,814 | 307,000 | 0.17% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004041, filed 2016.07.25).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
