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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
451 CARNIVAL CORP 6,953 272 0.00%
452 EQUITY COMWLTH 10,550 272 0.00%
453 INTEGRYS ENERGY GROUP INC 4,208 274 0.00%
454 AIRCASTLE LTD 17,426 274 0.00%
455 BROOKFIELD GLOBL LISTED INFR 11,706 274 0.00%
456 DUKE REALTY CORP 16,028 276 0.00%
457 FORTRESS INVESTMENT GROUP LL 41,214 277 0.00%
458 WEINGARTEN RLTY INVS 8,711 277 0.00%
459 INTERDIGITAL INC 7,110 277 0.00%
460 JOHN HANCOCK HDG EQ & INC FD 15,965 277 0.00%
461 COHEN STEERS SELECT PFD 10,793 278 0.00%
462 PROSPECT CAPITAL CORPORATION 270,000 278 0.00%
463 Arrowhead Pharma Inc 20,180 278 0.00%
464 ROSETTA RESOURCES INC 6,382 278 0.00%
465 VALLEY NATL BANCORP 28,865 278 0.00%
466 Adt Corp 8,061 279 0.00%
467 ISHARES MSCI ISRAEL CAPPED ETF 5,494 279 0.00%
468 BT GROUP PLC 4,553 279 0.00%
469 ZULILY INC 7,665 280 0.00%
470 PROSHARES TR 8,316 281 0.00%
471 CREDIT SUISSE ASSET MGMT INC 82,382 281 0.00%
472 EATON VANCE CALIF MUN BD FD II COM 23,250 281 0.00%
473 SL GREEN RLTY CORP 2,780 282 0.00%
474 FLEXSHARES US MARKET TILT ETF 3,430 282 0.00%
475 NUVEEN MTG OPPTY TERM FD 2 12,218 282 0.00%
476 BLACKROCK MUNI NJ FUND INC COM 19,372 282 0.00%
477 DDR CORP 16,835 283 0.00%
478 SCHWAB US TIPS ETF 5,179 283 0.00%
479 NEUBERGER BERMAN HIGH YIELD 22,006 284 0.00%
480 FULL CIRCLE CAP CORP 45,894 284 0.00%
481 Nuveen Global Gov't Enhanced Income Fund 23,557 284 0.00%
482 Paragon Offshore PLC 46,441 284 0.00%
483 COPART INC 9,108 284 0.00%
484 NEW GERMANY FD INC 17,174 285 0.00%
485 NEW MEDIA INVT GROUP INC COM 17,536 285 0.00%
486 SOUTHWESTERN ENERGY CO 8,195 285 0.00%
487 OCWEN FINL CORP 11,228 286 0.00%
488 ISHARES TR 8,481 286 0.00%
489 ORIX CORPORATION SPONSORED ADR 4,261 287 0.00%
490 TRIANGLE CAPITAL CORPORATION 11,360 287 0.00%
491 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 16,565 287 0.00%
492 BROOKFIELD ASSET MGMT INC 6,405 287 0.00%
493 LANDSTAR SYS INC COM 4,070 288 0.00%
494 EATON VANCE MUN INCOME 2028 16,511 288 0.00%
495 NUVEEN MUN INCOME FD INC 26,393 289 0.00%
496 BANCROFT FD LTD 14,794 289 0.00%
497 BLACKROCK MUNIYIELD NY QLTY FD 22,454 289 0.00%
498 NUVEEN N C PREM INCOME MUN F 21,122 289 0.00%
499 FLOWERS FOODS INC 15,928 290 0.00%
500 HALCON RESOURCES CORP 75,021 290 0.00%
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