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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2201 NUVEEN N C PREM INCOME MUN F 21,122 289 0.00%
2202 BLACKROCK MUNIYIELD NY QLTY FD 22,454 289 0.00%
2203 LANDSTAR SYS INC COM 4,070 288 0.00%
2204 EATON VANCE MUN INCOME 2028 16,511 288 0.00%
2205 ORIX CORPORATION SPONSORED ADR 4,261 287 0.00%
2206 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 16,565 287 0.00%
2207 BROOKFIELD ASSET MGMT INC 6,405 287 0.00%
2208 TRIANGLE CAPITAL CORPORATION 11,360 287 0.00%
2209 ISHARES TR 8,481 286 0.00%
2210 OCWEN FINL CORP 11,228 286 0.00%
2211 NEW GERMANY FD INC 17,174 285 0.00%
2212 NEW MEDIA INVT GROUP INC COM 17,536 285 0.00%
2213 SOUTHWESTERN ENERGY CO 8,195 285 0.00%
2214 PARAGON OFFSHORE PLC 46,441 284 0.00%
2215 Nuveen Global Gov't Enhanced Income Fund 23,557 284 0.00%
2216 NEUBERGER BERMAN HIGH YIELD 22,006 284 0.00%
2217 COPART INC 9,108 284 0.00%
2218 FULL CIRCLE CAP CORP 45,894 284 0.00%
2219 SCHWAB US TIPS ETF 5,179 283 0.00%
2220 DDR CORP 16,835 283 0.00%
2221 BLACKROCK MUNI NJ FUND INC COM 19,372 282 0.00%
2222 NUVEEN MTG OPPTY TERM FD 2 12,218 282 0.00%
2223 FLEXSHARES US MARKET TILT ETF 3,430 282 0.00%
2224 SL GREEN RLTY CORP 2,780 282 0.00%
2225 EATON VANCE CALIF MUN BD FD II COM 23,250 281 0.00%
2226 PROSHARES TR 8,316 281 0.00%
2227 CREDIT SUISSE ASSET MGMT INC 82,382 281 0.00%
2228 ZULILY INC 7,665 280 0.00%
2229 BT GROUP PLC 4,553 279 0.00%
2230 ISHARES MSCI ISRAEL CAPPED ETF 5,494 279 0.00%
2231 Adt Corp 8,061 279 0.00%
2232 Arrowhead Pharma Inc 20,180 278 0.00%
2233 VALLEY NATL BANCORP 28,865 278 0.00%
2234 PROSPECT CAPITAL CORPORATION 270,000 278 0.00%
2235 ROSETTA RESOURCES INC 6,382 278 0.00%
2236 COHEN STEERS SELECT PFD 10,793 278 0.00%
2237 JOHN HANCOCK HDG EQ & INC FD 15,965 277 0.00%
2238 INTERDIGITAL INC 7,110 277 0.00%
2239 FORTRESS INVESTMENT GROUP LL 41,214 277 0.00%
2240 WEINGARTEN RLTY INVS 8,711 277 0.00%
2241 DUKE REALTY CORP 16,028 276 0.00%
2242 AIRCASTLE LTD 17,426 274 0.00%
2243 BROOKFIELD GLOBL LISTED INFR 11,706 274 0.00%
2244 INTEGRYS ENERGY GROUP INC 4,208 274 0.00%
2245 CARNIVAL CORP 6,953 272 0.00%
2246 EQUITY COMWLTH 10,550 272 0.00%
2247 YANDEX N V 10,289 272 0.00%
2248 ISHARES TR 7,253 272 0.00%
2249 TCF FINL CORP 17,735 272 0.00%
2250 EATON VANCE SR INCOME TR 41,595 271 0.00%
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