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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
251 ISHARES TR 70,565 8,569 0.07%
252 CLAYMORE EXCHANGE TRD FD TR 403,516 8,563 0.07%
253 ISHARES TR 37,919 8,533 0.06%
254 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 182,482 8,522 0.06%
255 SPDR SERIES TRUST 201,499 8,505 0.06%
256 US BANCORP DEL 164,993 8,490 0.06%
257 Northstar Realty Fin REIT 521,767 8,451 0.06%
258 ISHARES TR CONSER ALLOC ETF 257,734 8,392 0.06%
259 ISHARES TR 72,059 8,316 0.06%
260 ISHARES TR 314,288 8,316 0.06%
261 CALAMOS STRATEGIC TOTL RETN 792,444 8,313 0.06%
262 SPDR SERIES TRUST 146,825 8,293 0.06%
263 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 173,592 8,246 0.06%
264 FLEXSHARES TR 362,139 8,195 0.06%
265 POWERSHARES ETF TRUST II 348,887 8,150 0.06%
266 SPDR SERIES TRUST 192,595 8,091 0.06%
267 ISHARES TR 80,592 8,067 0.06%
268 POWERSHARES ETF TRUST 250,122 8,034 0.06%
269 PHILIP MORRIS INTL INC 87,606 7,995 0.06%
270 ISHARES TR 59,815 7,991 0.06%
271 SPROTT PHYSICAL GOLD TRUST 843,517 7,971 0.06%
272 HONEYWELL INTL INC 68,475 7,955 0.06%
273 FIRST TR EXCHANGE TRADED FD 158,314 7,939 0.06%
274 FQF TR 287,273 7,926 0.06%
275 VANGUARD SCOTTSDALE FDS 130,612 7,924 0.06%
276 VANECK VECTORS ETF TR 339,319 7,859 0.06%
277 CALAMOS CONV & HIGH INCOME F 735,244 7,830 0.06%
278 AQR MULTI STRGY ALTERNATIVE CL 803,778 7,644 0.06%
279 MERCK & CO INC 127,407 7,643 0.06%
280 FIRST TR EXCHANGE TRADED FD 255,457 7,623 0.06%
281 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 261,616 7,618 0.06%
282 VANGUARD ADMIRAL FDS INC 60,591 7,577 0.06%
283 EOG RES INC 73,138 7,568 0.06%
284 ISHARES TR 62,094 7,564 0.06%
285 SCHWAB INTERNATIONAL EQUITY ETF 271,061 7,557 0.06%
286 NUVEEN CA QUALTY MUN INCOME 529,908 7,509 0.06%
287 TEXAS INSTRS INC 101,652 7,479 0.06%
288 OPPENHEIMER REV WEIGHTD ETF 169,742 7,458 0.06%
289 HOME DEPOT INC 55,339 7,433 0.06%
290 GOLDMAN SACHS GROUP INC 30,762 7,431 0.06%
291 VANECK VECTORS ETF TR 423,430 7,397 0.06%
292 GLOBAL X FDS 351,130 7,391 0.06%
293 PIMCO DYNMIC CREDIT AND MRT 362,778 7,379 0.06%
294 POWERSHARES ETF TRUST 63,419 7,367 0.06%
295 CVS HEALTH CORP 91,097 7,319 0.06%
296 POWERSHARES ETF TRUST II 323,357 7,298 0.06%
297 ISHARES TR 54,326 7,242 0.06%
298 FIRST TR EXCNGE TRD ALPHADEX 207,640 7,234 0.06%
299 SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF 42,780 7,214 0.05%
300 SCHWAB U.S. SMALL-CAP ETF 116,560 7,211 0.05%
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