| # | % | |||||
|---|---|---|---|---|---|---|
| 1151 | NUVEEN PFD INCOME OPPORTUN | 500 | 5,000 | 0.00% | ||
| 1152 | Luxottica Grp Spa Adr | 108 | 5,000 | 0.00% | ||
| 1153 | HP INC | 298 | 5,000 | 0.00% | ||
| 1154 | TERRA NITROGEN CO L P | 43 | 5,000 | 0.00% | PRN | |
| 1155 | KANDI TECHNOLOGIES GROUP INC | 950 | 5,000 | 0.00% | ||
| 1156 | SIGNATURE BK NEW YORK N Y | 600 | 5,000 | 0.00% | Call | |
| 1157 | SABRE CORP | 180 | 5,000 | 0.00% | ||
| 1158 | PAIN THERAPEUTICS INC | 4,900 | 5,000 | 0.00% | ||
| 1159 | FUTUREFUEL CORPORATION | 475 | 5,000 | 0.00% | ||
| 1160 | GOVERNMENT PPTYS INCOME TR | 200 | 5,000 | 0.00% | PRN | |
| 1161 | MRC GLOBAL | 327 | 5,000 | 0.00% | ||
| 1162 | CPFL ENERGIA S A | 316 | 5,000 | 0.00% | ||
| 1163 | VIVUS INC | 4,000 | 5,000 | 0.00% | ||
| 1164 | DUN & BRADSTREET CORP DEL NE | 35 | 5,000 | 0.00% | ||
| 1165 | DEXCOM INC | 59 | 5,000 | 0.00% | ||
| 1166 | CONATUS PHARMACEUTICALS INC | 2,500 | 5,000 | 0.00% | ||
| 1167 | ISHARES TR | 100 | 5,000 | 0.00% | ||
| 1168 | SKYWEST INC | 200 | 5,000 | 0.00% | ||
| 1169 | MGM GROWTH PPTYS LLC | 200 | 5,000 | 0.00% | ||
| 1170 | DR REDDYS LABS LTD | 100 | 5,000 | 0.00% | ||
| 1171 | NUVEEN AMT FREE MUN CR INC F | 300 | 5,000 | 0.00% | ||
| 1172 | ALPS ETF TR | 200 | 5,000 | 0.00% | ||
| 1173 | Dipexium Pharmaceuticals Inc | 350 | 5,000 | 0.00% | ||
| 1174 | US FOODS HLDG CORP | 200 | 5,000 | 0.00% | ||
| 1175 | MANNKIND CORP. | 8,150 | 5,000 | 0.00% | ||
| 1176 | GRAINGER W W INC | 23 | 5,000 | 0.00% | ||
| 1177 | SOLAR SENIOR | 250 | 4,000 | 0.00% | ||
| 1178 | XEROX CORP | 426 | 4,000 | 0.00% | ||
| 1179 | IDEXX LAB | 33 | 4,000 | 0.00% | ||
| 1180 | CLOVIS ONCOLOGY INC | 100 | 4,000 | 0.00% | ||
| 1181 | EBAY INC | 122 | 4,000 | 0.00% | ||
| 1182 | OMEROS CORP | 400 | 4,000 | 0.00% | ||
| 1183 | AVID TECHNOLOGY | 500 | 4,000 | 0.00% | ||
| 1184 | ZOGENIX INC | 342 | 4,000 | 0.00% | ||
| 1185 | ALLIANZGI EQUITY CONV INCO | 200 | 4,000 | 0.00% | ||
| 1186 | WABTEC CORP | 49 | 4,000 | 0.00% | ||
| 1187 | Microsoft Corp Call Opt 01/18 67.5 | 1,000 | 4,000 | 0.00% | Call | |
| 1188 | LAUDER ESTEE COS INC | 40 | 4,000 | 0.00% | ||
| 1189 | UBS AG LONDON BRH | 200 | 4,000 | 0.00% | ||
| 1190 | LUMBER LIQUIDATORS HLDGS INC | 700 | 4,000 | 0.00% | Call | |
| 1191 | UBS AG LONDON BRH | 200 | 4,000 | 0.00% | ||
| 1192 | OLD DOMINION FREIGHT LINE IN | 57 | 4,000 | 0.00% | ||
| 1193 | B/E AEROSPACE INC | 78 | 4,000 | 0.00% | ||
| 1194 | QUALCOMM INC | 900 | 4,000 | 0.00% | Call | |
| 1195 | NEW RESIDENTIAL INVT CORP COM NEW | 300 | 4,000 | 0.00% | ||
| 1196 | COEUR MNG INC | 310 | 4,000 | 0.00% | ||
| 1197 | ICON PLC | 50 | 4,000 | 0.00% | ||
| 1198 | Cypress Semiconductor Corp Call Opt 06/17 13.0 | 1,000 | 4,000 | 0.00% | Call | |
| 1199 | CLEAN ENERGY FUELS CORPORATION COM | 800 | 4,000 | 0.00% | ||
| 1200 | TOTAL SYS SVCS INC | 89 | 4,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004586, filed 2016.10.28).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.