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Institutional Investment Manager
Financial Architects, Inc
Financial Architects, Inc (CIK: 0001416692) incorporated in New Jersey, located at Five Greentree Center, Marlton, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,491 holdings with a total value of $372,518,000.
#
Name
Shares
Value ($)
%
Options
Notes
1151 NUVEEN PFD INCOME OPPORTUN 500 5,000 0.00%
1152 Luxottica Grp Spa Adr 108 5,000 0.00%
1153 HP INC 298 5,000 0.00%
1154 TERRA NITROGEN CO L P 43 5,000 0.00% PRN
1155 KANDI TECHNOLOGIES GROUP INC 950 5,000 0.00%
1156 SIGNATURE BK NEW YORK N Y 600 5,000 0.00% Call
1157 SABRE CORP 180 5,000 0.00%
1158 PAIN THERAPEUTICS INC 4,900 5,000 0.00%
1159 FUTUREFUEL CORPORATION 475 5,000 0.00%
1160 GOVERNMENT PPTYS INCOME TR 200 5,000 0.00% PRN
1161 MRC GLOBAL 327 5,000 0.00%
1162 CPFL ENERGIA S A 316 5,000 0.00%
1163 VIVUS INC 4,000 5,000 0.00%
1164 DUN & BRADSTREET CORP DEL NE 35 5,000 0.00%
1165 DEXCOM INC 59 5,000 0.00%
1166 CONATUS PHARMACEUTICALS INC 2,500 5,000 0.00%
1167 ISHARES TR 100 5,000 0.00%
1168 SKYWEST INC 200 5,000 0.00%
1169 MGM GROWTH PPTYS LLC 200 5,000 0.00%
1170 DR REDDYS LABS LTD 100 5,000 0.00%
1171 NUVEEN AMT FREE MUN CR INC F 300 5,000 0.00%
1172 ALPS ETF TR 200 5,000 0.00%
1173 Dipexium Pharmaceuticals Inc 350 5,000 0.00%
1174 US FOODS HLDG CORP 200 5,000 0.00%
1175 MANNKIND CORP. 8,150 5,000 0.00%
1176 GRAINGER W W INC 23 5,000 0.00%
1177 SOLAR SENIOR 250 4,000 0.00%
1178 XEROX CORP 426 4,000 0.00%
1179 IDEXX LAB 33 4,000 0.00%
1180 CLOVIS ONCOLOGY INC 100 4,000 0.00%
1181 EBAY INC 122 4,000 0.00%
1182 OMEROS CORP 400 4,000 0.00%
1183 AVID TECHNOLOGY 500 4,000 0.00%
1184 ZOGENIX INC 342 4,000 0.00%
1185 ALLIANZGI EQUITY CONV INCO 200 4,000 0.00%
1186 WABTEC CORP 49 4,000 0.00%
1187 Microsoft Corp Call Opt 01/18 67.5 1,000 4,000 0.00% Call
1188 LAUDER ESTEE COS INC 40 4,000 0.00%
1189 UBS AG LONDON BRH 200 4,000 0.00%
1190 LUMBER LIQUIDATORS HLDGS INC 700 4,000 0.00% Call
1191 UBS AG LONDON BRH 200 4,000 0.00%
1192 OLD DOMINION FREIGHT LINE IN 57 4,000 0.00%
1193 B/E AEROSPACE INC 78 4,000 0.00%
1194 QUALCOMM INC 900 4,000 0.00% Call
1195 NEW RESIDENTIAL INVT CORP COM NEW 300 4,000 0.00%
1196 COEUR MNG INC 310 4,000 0.00%
1197 ICON PLC 50 4,000 0.00%
1198 Cypress Semiconductor Corp Call Opt 06/17 13.0 1,000 4,000 0.00% Call
1199 CLEAN ENERGY FUELS CORPORATION COM 800 4,000 0.00%
1200 TOTAL SYS SVCS INC 89 4,000 0.00%
Page 24 of 30

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004586, filed 2016.10.28).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.