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Institutional Investment Manager
Anson Funds Management LP
Anson Funds Management LP (CIK: 0001491072) incorporated in Texas, located at 16000 Dallas Parkway, Dallas, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 88 holdings with a total value of $319,685,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 CPS TECHNOLOGIES CORP 19,506 36,000 0.01%
2 SECOND SIGHT MED PRODS INC 31,097 61,000 0.02%
3 ENTERTAINMENT GAMING ASIA IN 51,831 72,000 0.02%
4 JAGUAR ANIMAL HEALTH INC 188,200 135,000 0.04%
5 INVENTERGY GLOBAL INC COM NEW 205,149 154,000 0.05%
6 ADR - Nabriva Therapeutics AG- Usd 26,029 155,000 0.05%
7 FUEL TECH INC 143,845 165,000 0.05%
8 RF INDS LTD 109,234 191,000 0.06%
9 CELSION CORPORATION COM PAR 657,890 200,000 0.06%
10 CHARLES & COLVARD LTD 184,742 203,000 0.06%
11 STANLEY FURNITURE CO INC COM NEW 235,047 212,000 0.07%
12 ONCONOVA THERAPEUTICS INC 93,750 213,000 0.07%
13 MOUNTAIN PROV DIAMONDS INC 31,700 213,000 0.07%
14 Strongbridge Biopharma plc 92,219 221,000 0.07%
15 PSIVIDA CORP 131,463 225,000 0.07%
16 Isoray Inc 404,895 235,000 0.07%
17 IMMUNOCELLULAR THERAPEUTICS 117,188 240,000 0.08%
18 UQM TECHNOLOGIES INC COM 565,204 243,000 0.08%
19 SPARK NETWORKS INC 299,107 251,000 0.08%
20 ARBUTUS BIOPHARMA CORP 105,085 257,000 0.08%
21 ETFS PHYSICAL PLATINUM SHARES 3,000 259,000 0.08%
22 PAIN THERAPEUTICS INC 459,667 262,000 0.08%
23 APRICUS BIOSCIENCES INC 202,475 263,000 0.08%
24 APPLIED DNA 143,838 266,000 0.08%
25 VITAL THERAPIES INC 62,137 270,000 0.08%
26 AETERNA ZENTARIS INC 56,800 275,000 0.09%
27 ENDOCYTE INC 108,426 276,000 0.09%
28 OncoSec Medical Inc 227,293 280,000 0.09%
29 BIOBLAST PHARMA LTD 270,793 282,000 0.09%
30 NUVECTRA CORP COM 56,253 283,000 0.09%
31 DICERNA PHARMACEUTICALS INC 99,658 287,000 0.09%
32 Capnia, Inc. 355,497 288,000 0.09%
33 RESEARCH FRONTIERS INC 158,937 289,000 0.09%
34 TUESDAY MORNING CORP 54,611 295,000 0.09%
35 ALCOBRA LTD 142,973 300,000 0.09%
36 IZEA INC 66,734 301,000 0.09%
37 SANGAMO THERAPEUTICS INCORPORATED 100,209 306,000 0.10%
38 COMBIMATRIX CORP 123,238 327,000 0.10%
39 CELLECT BIOTECHNOLOGY LTD 113,347 350,000 0.11%
40 ADVERUM BIOTECHNOLOGIES INC 128,539 373,000 0.12%
41 VERASTEM INC 344,443 386,000 0.12%
42 CHIASMA INC 205,380 400,000 0.13%
43 ADAPTIMMUNE THERAPEUTICS PLC 103,282 418,000 0.13%
44 Nivalis Therapeutics Inc 188,287 422,000 0.13%
45 CVR REFNG LP 50,000 520,000 0.16%
46 ARROWHEAD PHARMACEUTICALS IN 353,428 548,000 0.17%
47 OVASCIENCE INC COM 416,297 637,000 0.20%
48 AFFIMED N V COM 363,161 654,000 0.20%
49 HEMISPHERX BIOPHARMA INC 1,071,627 739,000 0.23%
50 NXT ID INC 269,900 742,000 0.23%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001315863-17-000152, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.