| 1 |
ABERDEEN SINGAPORE FD INC COM |
93,379 |
875 |
0.20% |
|
|
| 2 |
ADAMS DIVERSIFIED EQUITY FD |
166,914 |
2,195 |
0.49% |
|
|
| 3 |
ADVENT CLAYMORE ENH GRW & IN |
1,461,794 |
12,206 |
2.75% |
|
|
| 4 |
ANDINA ACQUISITION CORP II |
201,285 |
1,989 |
0.45% |
|
|
| 5 |
ANDINA ACQUISITION CORP II |
201,285 |
56 |
0.01% |
|
|
| 6 |
ANDINA ACQUISITION CORP II |
201,285 |
32 |
0.01% |
|
|
| 7 |
AR CAP ACQUISITION CORP |
200,173 |
12 |
0.00% |
|
|
| 8 |
AROWANA INC |
400,000 |
4,076 |
0.92% |
|
|
| 9 |
AROWANA INC |
400,000 |
74 |
0.02% |
|
|
| 10 |
AROWANA INC |
400,000 |
39 |
0.01% |
|
|
| 11 |
ASIA TIGERS FD INC |
82,840 |
833 |
0.19% |
|
|
| 12 |
ATLANTIC ALLIANCE PARTNER CO |
20,000 |
210 |
0.05% |
|
|
| 13 |
BARINGTON HILCO ACQUISITION |
50,823 |
512 |
0.12% |
|
|
| 14 |
BARINGTON HILCO ACQUISITION |
50,823 |
8 |
0.00% |
|
|
| 15 |
BARINGTON HILCO ACQUISITION |
50,823 |
5 |
0.00% |
|
|
| 16 |
BOULDER GROWTH & INCOME FUND COM |
426,605 |
3,575 |
0.81% |
|
|
| 17 |
CENTRAL SECS CORP COM |
137,645 |
2,924 |
0.66% |
|
|
| 18 |
CHINA LENDING CORP |
251,050 |
50 |
0.01% |
|
|
| 19 |
CLOUGH GLOBAL EQUITY FD |
773,418 |
8,781 |
1.98% |
|
|
| 20 |
COPSYNC INC |
30,000 |
21 |
0.00% |
|
|
| 21 |
COPSYNC INC |
30,000 |
3 |
0.00% |
|
|
| 22 |
COTY INC |
25,000 |
588 |
0.13% |
|
|
| 23 |
CREDIT SUISSE ASSET MGMT INC |
669,142 |
2,101 |
0.47% |
|
|
| 24 |
CROSSROADS CAP INC |
1,121,032 |
2,309 |
0.52% |
|
|
| 25 |
CUSHING RENAISSANCE FD |
635,722 |
10,508 |
2.37% |
|
|
| 26 |
DELAWARE INVTS DIV & INCOME |
14,049 |
139 |
0.03% |
|
|
| 27 |
DEUTSCHE HIGH INCOME OPPORT FD |
1,012,392 |
14,325 |
3.23% |
|
|
| 28 |
DEUTSCHE HIGH INCOME TR |
496,077 |
4,818 |
1.09% |
|
|
| 29 |
DEUTSCHE MULTI-MKT INCOME TR |
71,219 |
609 |
0.14% |
|
|
| 30 |
E-COMPASS ACQUISITION CORP |
100,000 |
55 |
0.01% |
|
|
| 31 |
ELECTRUM SPL ACQUISITION CORP |
151,020 |
44 |
0.01% |
|
|
| 32 |
ELLSWORTH GROWTH AND INCOME FU COM |
34,123 |
279 |
0.06% |
|
|
| 33 |
EMERGENT CAP INC |
4,032,377 |
11,815 |
2.66% |
|
|
| 34 |
EQUUS TOTAL RETURN INC |
497,162 |
925 |
0.21% |
|
|
| 35 |
Eaton Corp PLC |
100,000 |
1,024 |
0.23% |
|
|
| 36 |
FIRST TR DIVIDEND INCOME FD |
2,190,168 |
19,952 |
4.50% |
|
|
| 37 |
FIRSTHAND TECHNOLOGY VALUE FD COM |
315,041 |
2,473 |
0.56% |
|
|
| 38 |
FULL CIRCLE CAP CORP |
1,752,062 |
4,625 |
1.04% |
|
|
| 39 |
First Trust/Aberdeen Global |
768,304 |
9,051 |
2.04% |
|
|
| 40 |
GDL FUND |
28,598 |
284 |
0.06% |
|
|
| 41 |
GENERAL AMERN INVS CO INC |
189,259 |
6,179 |
1.39% |
|
|
| 42 |
GORES HOLDINGS INC-CW20 |
21,500 |
19 |
0.00% |
|
|
| 43 |
GSV CAP CORP |
80,704 |
381 |
0.09% |
|
|
| 44 |
HARMONY MERGER CORP |
200,918 |
110 |
0.02% |
|
|
| 45 |
HILL INTERNATIONAL INC |
3,875,519 |
17,866 |
4.03% |
|
|
| 46 |
IMPERIAL HLDGS INC 8.5 PERCENT 2/19 |
9,243,000 |
8,082 |
1.82% |
|
PRN |
| 47 |
ISHARES TR |
12,800 |
1 |
0.00% |
|
PRN |
| 48 |
ISHARES TR |
25,000 |
13 |
0.00% |
|
|
| 49 |
JETPAY CORP |
144,207 |
388 |
0.09% |
|
|
| 50 |
JPMORGAN CHINA REGION FD INC |
132,784 |
2,288 |
0.52% |
|
|
