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Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 131 holdings with a total value of $704,235,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 IZEA Inc. (F4) 10,857,144 4,560,000 0.65%
52 STREAMLINE HEALTH SOLUTIONS COM 1,609,318 4,506,000 0.64%
53 NOVAVAX INC COM 400,000 4,456,000 0.63%
54 WAFERGEN BIO-SYSTEMS INC 1,400,000 4,410,000 0.63%
55 Cellectar Biosciences @4.68 8/ 2,208,368 4,121,000 0.59%
56 Selectica, Inc. 768,569 4,035,000 0.57%
57 SEQUANS COMMUNICATIONS S A 2,338,486 3,999,000 0.57%
58 DIXIE GROUP INC CL A 380,244 3,993,000 0.57%
59 CVD Equipment Corp 338,466 3,777,000 0.54%
60 INFUSYSTEM HLDGS INC 1,173,102 3,742,000 0.53%
61 PRESBIA PLC 452,781 3,722,000 0.53%
62 Support.Com Inc 2,537,120 3,577,000 0.51%
63 AMTECH SYS INC 324,504 3,372,000 0.48%
64 SMART TECHNOLOGIES INC 3,483,053 3,330,000 0.47%
65 Hamilton Thorne, Ltd.(Canada) 9,756,544 3,278,000 0.47%
66 Quantum Fuel Systems Tech Worl 1,448,619 3,201,000 0.45%
67 Ipass Inc 2,979,509 3,128,000 0.44%
68 FUELCELL ENERGY INC COM 3,184,885 3,111,000 0.44%
69 SharpSpring, Inc. 530,734 3,094,000 0.44%
70 SILICON MOTION TECHN 87,537 3,030,000 0.43%
71 VERASTEM INC 400,000 3,016,000 0.43%
72 EXTREME NETWORKS INC 1,111,099 2,989,000 0.42%
73 FIVE PRIME THERAPEUTICS INC 118,199 2,936,000 0.42%
74 INTELLICHECK MOBILISA INC 1,985,022 2,739,000 0.39%
75 SCYNEXIS INC 305,200 2,683,000 0.38%
76 GeneNews, Ltd. (Canada) (CF) 9,705,553 2,679,000 0.38%
77 AMERESCO INC 341,240 2,610,000 0.37%
78 NETLIST INC 4,558,590 2,530,000 0.36%
79 Inventure Foods Inc 243,227 2,469,000 0.35%
80 BioTelemetry Inc 250,182 2,359,000 0.33%
81 NTN Buzztime, Inc. 9,082,575 2,112,000 0.30%
82 ACADIA PHARMACEUTICALS INC COM 50,000 2,094,000 0.30%
83 TIVO INC 202,908 2,057,000 0.29%
84 Amber Road Inc 259,864 1,824,000 0.26%
85 SANGAMO THERAPEUTICS INCORPORATED 162,200 1,799,000 0.26%
86 PC-TEL INC 244,545 1,756,000 0.25%
87 OVASCIENCE INC COM 60,000 1,736,000 0.25%
88 Cipher Pharmaceuticals Inc 200,000 1,707,000 0.24%
89 Marinus Pharmaceuticals Inc 140,000 1,624,000 0.23%
90 IMMERSION CORP 120,136 1,522,000 0.22%
91 CONTROL4 CORP 170,010 1,511,000 0.21%
92 Foundation Healthcare, Inc. 357,422 1,430,000 0.20%
93 LOXO ONCOLOGY INC COM 75,000 1,352,000 0.19%
94 NV5 GLOBAL INC COM 53,690 1,303,000 0.19%
95 DICERNA PHARMACEUTICALS INC 80,000 1,116,000 0.16%
96 XPLORE TECHNOLOGIES CORP COM PAR 0.001 190,000 1,102,000 0.16%
97 Unwired Planet, Inc. 1,715,578 1,064,000 0.15%
98 ITERIS INC 585,369 1,036,000 0.15%
99 Precision Optics Corporation, 1,269,213 952,000 0.14%
100 ARI Network Services Inc 300,000 939,000 0.13%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001535264-15-000079, filed 2015.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.