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Institutional Investment Manager
AWM Investment Company, Inc.
AWM Investment Company, Inc. (CIK: 0001535264) incorporated in Delaware, located at 527 Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 118 holdings with a total value of $516,330,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 INTELLICHECK MOBILISA INC 1,985,022 1,806,000 0.35%
52 FIVE PRIME THERAPEUTICS INC 118,199 1,819,000 0.35%
53 BIODEL INC 4,408,831 1,940,000 0.38%
54 SUCAMPO PHARMACEUTICALS INCORPORATED CLASS A 100,000 1,987,000 0.38%
55 NETLIST INC 4,753,843 1,997,000 0.39%
56 AMERESCO INC 341,240 2,006,000 0.39%
57 FOSTER L B CO CL A 177,394 2,178,000 0.42%
58 SCYNEXIS INC 305,200 2,222,000 0.43%
59 SMART TECHNOLOGIES INC 3,483,053 2,233,000 0.43%
60 OneSource Annuity Janus Aspen 3,000,000 2,250,000 0.44%
61 SILICON MOTION TECHN 87,537 2,391,000 0.46%
62 PRESBIA PLC 437,803 2,399,000 0.46%
63 SharpSpring, Inc. 530,734 2,489,000 0.48%
64 Trillium Therapeutics Corp. 206,937 2,696,000 0.52%
65 SEQUANS COMMUNICATIONS S A 2,549,700 2,805,000 0.54%
66 NOVAVAX INC COM 400,000 2,828,000 0.55%
67 NTN Buzztime, Inc. 9,082,575 2,916,000 0.56%
68 OPKO HEALTH INC 350,000 2,943,000 0.57%
69 Broadwind Energy, Inc. 1,467,550 3,038,000 0.59%
70 XCEL BRANDS INC 360,000 3,092,000 0.60%
71 Cellectar Biosciences @4.68 8/ 2,177,227 3,095,000 0.60%
72 Support.Com Inc 2,787,120 3,122,000 0.60%
73 DIXIE GROUP INC CL A 380,244 3,179,000 0.62%
74 CVD Equipment Corp 288,700 3,193,000 0.62%
75 INFUSYSTEM HLDGS INC 1,173,102 3,203,000 0.62%
76 DETERMINE INC 821,760 3,230,000 0.63%
77 GENOCEA BIOSCIENCES INC 492,100 3,371,000 0.65%
78 EXTREME NETWORKS INC 1,020,219 3,428,000 0.66%
79 REDHILL BIOPHARMA LTD 269,606 3,481,000 0.67%
80 ARGOS THERAPEUTICS INC 719,305 3,489,000 0.68%
81 IRADIMED CORP 155,330 3,784,000 0.73%
82 MANITEX INTL INC COM 781,362 4,391,000 0.85%
83 ESSA Pharma 727,272 4,552,000 0.88%
84 PACIRA PHARMACEUTICALS INC 115,018 4,727,000 0.92%
85 REPLIGEN CORP COM 190,000 5,291,000 1.02%
86 GIGAMON INC 264,877 5,300,000 1.03%
87 Zafgen Inc. 177,598 5,674,000 1.10%
88 ENERGOUS CORP 853,477 5,889,000 1.14%
89 NEONODE INC 2,420,499 5,906,000 1.14%
90 SEACHANGE INTL INC 949,913 5,984,000 1.16%
91 AMERICAN SUPERCONDUCTOR CORP 1,387,864 6,009,000 1.16%
92 ARATANA THERAPEUTICS INC 750,000 6,345,000 1.23%
93 AQUA METALS INC COM 1,260,000 6,388,000 1.24%
94 ARDMORE SHIPPING CORP COM 554,710 6,701,000 1.30%
95 DSP GROUP INC 735,935 6,704,000 1.30%
96 SYNERGETICS USA INC 1,036,727 6,811,000 1.32%
97 AVINGER INC 500,000 7,355,000 1.42%
98 LRAD CORP 4,667,710 7,795,000 1.51%
99 CPI AEROSTRUCTURES INC COM NEW 931,040 8,202,000 1.59%
100 ULTRA CLEAN HLDGS INC 1,472,701 8,453,000 1.64%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001535264-15-000099, filed 2015.11.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.