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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-053106) filed in 2016.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 CUMULUS MEDIA INC 30,000 10 0.01%
2 WI-LAN INC 11,409 15 0.01%
3 GALECTIN THERAPEUTICS INC COM 12,670 21 0.01%
4 CIVEO CORP CDA 17,090 24 0.02%
5 Rubicon Technology 21,260 24 0.02%
6 VIVUS INC 26,480 27 0.02%
7 COEUR MNG INC 11,871 29 0.02%
8 LIMELIGHT NETWORKS INC COM 20,636 30 0.02%
9 EQUUS TOTAL RETURN INC 16,517 30 0.02%
10 SEADRILL LIMITED 11,288 38 0.02%
11 TRANSGLOBE ENERGY CORP 21,764 39 0.02%
12 GENWORTH FINL INC 11,164 42 0.03%
13 KCAP FINL INC 11,235 44 0.03%
14 API TECHNOLOGIES CORP 33,533 46 0.03%
15 ASTROTECH CORP 30,869 47 0.03%
16 FRONTIER COMMUNICATIONS CORP 11,140 52 0.03%
17 VAALCO ENERGY INC 34,300 55 0.04%
18 ITT Educational Services Inc 14,884 56 0.04%
19 ULTRA CLEAN HLDGS INC 12,356 63 0.04%
20 VIRNETX HLDG CORP 24,654 63 0.04%
21 VIMPELCOM LTD 20,663 68 0.04%
22 Mizuho Financial Group 17,386 70 0.04%
23 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 11,191 70 0.04%
24 RIGEL PHARMACEUTICAL INC 23,222 70 0.04%
25 ACCURAY INCORPORATED COM 10,464 71 0.05%
26 SUPERVALU INC 11,039 75 0.05%
27 AVIANCA HLDGS SA 17,665 75 0.05%
28 MONEYGRAM INTL INC COM NEW 12,174 76 0.05%
29 SIBANYE STILLWATER 12,747 78 0.05%
30 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 14,110 81 0.05%
31 XCERRA CORP 13,639 83 0.05%
32 Marinus Pharmaceuticals Inc 11,261 86 0.05%
33 MOBILEIRON INC COM NEW 24,152 87 0.06%
34 ENVIRI CORP COM 11,703 92 0.06%
35 A10 NETWORKS INC 14,109 93 0.06%
36 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 19,669 93 0.06%
37 AMERESCO INC 15,129 95 0.06%
38 BLACKROCK ENHANCED EQT DIV T 12,538 95 0.06%
39 MARIN SOFTWARE INC 26,969 97 0.06%
40 CATALYST PHARMACEUTICALS INC 39,695 97 0.06%
41 EVERI HLDGS INC 22,527 99 0.06%
42 EARTHLINK HOLDINGS ORD 13,290 99 0.06%
43 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 10,124 102 0.07%
44 VONAGE HLDGS CORP 17,970 103 0.07%
45 TELIGENT INC NEW 11,729 104 0.07%
46 NORTH AMERN ENERGY PARTNERS COM 61,330 106 0.07%
47 CENVEO INC 122,624 107 0.07%
48 BIOCRYST PHARMACEUTICALS 10,874 112 0.07%
49 GAIAM INC 18,262 114 0.07%
50 RPX CORP 10,480 115 0.07%
Page 1 of 10
New Holding filing (0001493152-17-007915) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 35,800 7,299 15.07% Put
2 PROSHARES TR II 10,000 7,098 14.65% Put
3 APPLE INC 50,000 5,263 10.87% Put
4 SELECT SECTOR SPDR TR 75,000 4,541 9.37% Call
5 ITC HOLDINGS 50,600 1,986 4.10% Call
6 BORGWARNER INC 27,500 1,189 2.45% Call
7 SPDR S&P 500 ETF TR 5,100 1,040 2.15% Put
8 BORGWARNER INC 22,900 990 2.04% Call
9 WEX INC 11,000 972 2.01% Call
10 LAS VEGAS SANDS CORP 19,700 864 1.78% Call
11 ITC HOLDINGS 20,900 820 1.69% Put
12 FACEBOOK INC 7,300 764 1.58% Put
13 Pandora Media Inc 56,600 759 1.57% Call
14 AMPHENOL CORP NEW 14,500 757 1.56% Call
15 ARM HOLDINGS PLC ADR 16,500 746 1.54% Call
16 Linear Technology Corp 17,500 743 1.53% Call
17 APPLE INC 7,000 737 1.52% Call
18 ALIBABA GROUP HLDG LTD 9,000 731 1.51% Put
19 DISNEY WALT CO 6,300 662 1.37% Call
20 TEXAS INSTRS INC 11,500 630 1.30% Put
21 ALPHABET INC 800 622 1.28% Put
22 SPDR S&P 500 ETF TR 3,000 612 1.26% Call
23 DOVER CORP 9,500 582 1.20% Call
24 SCRIPPS NETWORKS INTERACT IN 10,500 580 1.20% Call
25 TRIPADVISOR INC 6,800 580 1.20% Call
26 TECH DATA CORP 8,500 564 1.16% Call
27 EBAY INC 20,000 550 1.14% Call
28 TOTAL SYS SVCS INC 11,000 548 1.13% Call
29 JABIL INC COM 23,500 547 1.13% Call
30 GENERAC HLDGS INC 16,200 482 1.00% Put
31 XEROX CORP 60,000 420 0.87% Call
32 YELP INC 14,100 406 0.84% Call
33 VERISIGN INC 4,500 393 0.81% Call
34 TWITTER INC 16,900 391 0.81% Call
35 TRIMBLE INC 17,500 375 0.77% Call
36 AMC NETWORKS INC CL A 5,000 373 0.77% Call
37 ORACLE CORP 10,000 365 0.75% Call
38 VIPSHOP HLDGS LTD 23,800 363 0.75% Call
39 ISHARES TR 3,000 338 0.70% Call
40 TERRAFORM PWR INC CL A COM 21,100 265 0.55% Put
41 SUNOCO LP SUNOCO FIN CORP 5,700 226 0.47% Call
42 CANADIAN PAC RY LTD 1,660 212 0.44%
43 ENERPLUS CORP 15,720 54 0.11%
Restatement filing (0001493152-17-007913) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
401 ATTUNITY LTD 16,422 181 0.10%
402 EHI CAR SVCS LTD 14,304 180 0.10%
403 FRANKS INTL N V 10,604 177 0.10%
404 HP INC 14,903 176 0.10%
405 NOW INC 11,054 175 0.10%
406 SIGMA DESIGNS INC COM 27,578 174 0.10%
407 MEMORIAL RESOURCE DEV CORP 10,621 172 0.10%
408 FIRST TR/ABERDEEN EMERG OPT 12,982 170 0.10%
409 FLEX LTD 15,084 169 0.10%
410 PDL BIOPHARMA INC 47,535 168 0.09%
411 EATON VANCE LTD DURATION INC 12,865 164 0.09%
412 FERROGLOBE PLC SHS 15,206 163 0.09%
413 BLACKROCK ENERGY & RES TR COM 13,000 163 0.09%
414 COSAN LTD 44,204 163 0.09%
415 OPOWER INC 15,385 162 0.09%
416 GAIAM INC 25,780 161 0.09%
417 BROCADE COMMUNICATIONS SYS I 17,530 161 0.09%
418 YRC WORLDWIDE INC COM PAR .01 11,278 160 0.09%
419 Dipexium Pharmaceuticals Inc 14,198 159 0.09%
420 TREMOR VIDEO INC 77,312 159 0.09%
421 VONAGE HLDGS CORP 27,776 159 0.09%
422 UNISYS CORP 14,351 159 0.09%
423 EZCORP INC CL A NON VTG 31,309 156 0.09%
424 HIMAX TECHNOLOGIES INC 18,896 155 0.09%
425 RETAILMENOT INC COM SER 1 15,569 154 0.09%
426 FRONTIER COMMUNICATIONS CORP 33,025 154 0.09%
427 NIMBLE STORAGE INC 16,754 154 0.09%
428 FORD MTR CO DEL 10,882 153 0.09%
429 XEROX CORP 14,305 152 0.09%
430 CONSTELLIUM NV CL A 19,556 151 0.09%
431 ACTUA CORP 12,901 148 0.08%
432 TCF FINL CORP 10,382 147 0.08%
433 NORTHSTAR REALTY EUROPE CORPORATION 12,240 145 0.08%
434 MGIC INVT CORP WIS 16,475 145 0.08%
435 BRAVO BRIO RESTAURANT GROUP COM 15,960 144 0.08%
436 SCICLONE PHARMACEUTICALS INC 15,390 142 0.08%
437 GRAPHIC PACKAGING HLDG CO 10,852 139 0.08%
438 SUPERVALU INC 20,550 139 0.08%
439 RPX CORP 12,573 138 0.08%
440 ASCENA RETAIL GROUP INC COM 14,052 138 0.08%
441 OFFICE DEPOT INC 24,126 136 0.08%
442 VOYA EMERGING MKTS HIGH DIVI 18,256 135 0.08%
443 JUMEI INTL HLDG LTD 14,924 135 0.08%
444 IVY HIGH INC OPPORTUNITIES F 10,790 134 0.08%
445 QUANTUM CORP COM DSSG 141,735 132 0.07%
446 MOBILEIRON INC COM NEW 36,240 131 0.07%
447 DICE HOLDINGS INC 14,299 131 0.07%
448 TeleCommunication Systems Inc. 26,198 130 0.07%
449 QUAD/GRAPHICS INC 13,834 129 0.07%
450 Lazard World Dividend & Income 13,800 126 0.07%
Page 9 of 11
New Holding filing (0001493152-16-010684) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13,731 1,546 4.68%
2 SPDR S&P 500 ETF TR 6,882 1,403 4.25%
3 EBAY INC 24,702 679 2.06%
4 APPLE INC 5,539 583 1.76%
5 FIRST HORIZON CORPORATION COM 39,512 574 1.74%
6 ISHARES TR 4,400 484 1.47%
7 TRIMBLE INC 22,189 476 1.44%
8 SPDR SER TR 11,203 470 1.42%
9 DISNEY WALT CO 4,417 464 1.40%
10 EXXON MOBIL CORP 5,942 463 1.40%
11 S&P GLOBAL INC 4,571 451 1.37%
12 ARISTA NETWORKS INC 5,540 431 1.30%
13 LEAR CORP 3,396 417 1.26%
14 ST JUDE MED INC 6,537 404 1.22%
15 CHEVRON CORP NEW 4,385 394 1.19%
16 AMGEN INC 2,243 364 1.10%
17 WAL-MART STORES INC 5,922 363 1.10%
18 CVR REFNG LP 18,509 350 1.06%
19 Pandora Media Inc 24,954 335 1.01%
20 VERIZON COMMUNICATIONS INC 7,170 331 1.00%
21 SYMANTEC CORP 15,751 331 1.00%
22 DARDEN RESTAURANTS INC 5,169 329 1.00%
23 ORACLE CORP 8,858 324 0.98%
24 NCI BLDG SYS INC 25,776 320 0.97%
25 CA INC 10,892 311 0.94%
26 HOME DEPOT INC 2,349 311 0.94%
27 MICROSOFT CORP 5,573 309 0.94%
28 SPDR GOLD TR 3,000 304 0.92%
29 OMEGA PROTEIN CORP COM 13,520 300 0.91%
30 CONCHO RESOURCES 3,086 287 0.87%
31 PITNEY BOWES INC 13,829 286 0.87%
32 WELLS FARGO & CO NEW 5,238 285 0.86%
33 ProShares TR 8,936 283 0.86%
34 CONOCOPHILLIPS 6,034 282 0.85%
35 AMERICAN VANGUARD CORP COM 20,146 282 0.85%
36 UNITED PARCEL SERVICE INC 2,909 280 0.85%
37 APOLLO SR FLOATING RATE FD INC COM 18,306 277 0.84%
38 QUIDEL CORP COM 12,959 275 0.83%
39 DOMINION ENERGY INC 3,896 264 0.80%
40 MSG NETWORK INC 12,509 260 0.79%
41 ROYAL CARIBBEAN GROUP 2,562 259 0.78%
42 TOWER INTL INC 9,063 259 0.78%
43 AMDOCS LTD 4,725 258 0.78%
44 PINNACLE WEST 3,958 255 0.77%
45 BROOKDALE SR LIVING INC 13,715 253 0.77%
46 DIAMONDBACK ENERGY INC 3,724 249 0.75%
47 AMAZON COM INC 365 247 0.75%
48 NU SKIN ENTERPRISES INC 6,498 246 0.74%
49 EQUINIX INC 812 246 0.74%
50 DIAMOND FOODS INC 6,246 241 0.73%
Page 1 of 3
Restatement filing (0001493152-16-010682) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 SHUTTERFLY INC 43,919 1,957 1.36%
2 ALPHABET INC 2,348 1,827 1.27%
3 SYNOPSYS INC 34,383 1,568 1.09%
4 FIDELITY NATL INFORMATION SV 24,987 1,514 1.05%
5 MCKESSON CORP 7,102 1,401 0.97%
6 YELP INC 47,715 1,374 0.95%
7 CONSOLIDATED TOMOKA LD CO 25,019 1,319 0.91%
8 LEVEL 3 COMM 23,888 1,299 0.90%
9 LYONDELLBASELL INDUSTRIES N 13,769 1,197 0.83%
10 EXTREME NETWORKS INC 290,275 1,184 0.82%
11 LIGHT & WONDER INC COM 130,186 1,168 0.81%
12 ARGAN INC 35,128 1,138 0.79%
13 RYANAIR HLDGS PLC 12,406 1,073 0.74%
14 LAM RESEARCH CORP 12,616 1,002 0.69%
15 ALIBABA GROUP HLDG LTD 12,115 985 0.68%
16 ZAYO GROUP HOLDINGS 37,000 984 0.68%
17 FIRST REP BK SAN FRANCISCO C 14,856 981 0.68%
18 ARAMARK 30,102 971 0.67%
19 VISTEON CORP COM NEW 8,364 958 0.66%
20 GOODYEAR TIRE & RUBR CO 28,806 941 0.65%
21 DELAWARE ENHANCED GBL DIV & 97,730 914 0.63%
22 FACEBOOK INC 8,535 893 0.62%
23 BAIDU INC 4,539 858 0.59%
24 CIENA CORP 41,453 858 0.59%
25 DUKE ENERGY CORP NEW 12,007 857 0.59%
26 AMERICAN EQTY INVT LIFE HLD CO COM 34,721 834 0.58%
27 IAC INTERACTIVECORP 13,437 807 0.56%
28 AV HOMES INC 60,634 777 0.54%
29 Red Lion Hotels 110,429 774 0.54%
30 OCLARO INC 219,361 763 0.53%
31 KORN FERRY COM NEW 22,928 761 0.53%
32 TWENTY FIRST CENTY FOX INC 27,915 758 0.53%
33 MICROCHIP TECHNOLOGY 16,151 752 0.52%
34 PATRICK INDS INC 17,128 745 0.52%
35 EASTERLY GOVT PPTYS INC 43,160 741 0.51%
36 SPDR SERIES TRUST 16,805 727 0.50%
37 NIELSEN HLDGS PLC 15,494 722 0.50%
38 SALESFORCE COM INC 9,162 718 0.50%
39 CALAMOS GBL DYN INCOME FUND COM 100,037 716 0.50%
40 HD SUPPLY HLDGS INCORPORATED 23,788 714 0.49%
41 KAR AUCTION SVCS INC 19,055 706 0.49%
42 EPLUS INC COM 7,464 696 0.48%
43 SENIOR HOUSING PROPERTIES TRUST 46,803 695 0.48%
44 COMCAST CORP NEW 12,206 689 0.48%
45 HARTFORD FINL SVCS GROUP INC 15,591 678 0.47%
46 AIR PRODS & CHEMS INC 5,092 663 0.46%
47 ANTERO RES CORP 30,361 662 0.46%
48 AMERIPRISE FINL INC 6,217 662 0.46%
49 AUTOZONE INC 885 657 0.46%
50 NVIDIA CORPORATION 19,804 653 0.45%
Page 1 of 8