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Institutional Investment Manager
PENSERRA CAPITAL MANAGEMENT LLC
PENSERRA CAPITAL MANAGEMENT LLC (CIK: 0001593324). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 981 holdings with a total value of $709,642,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 FORESIGHT ENERGY LP 235 0 0.00%
2 LIBERTY MEDIA CORP DELAWARE COM A BRAVES GRP 24 0 0.00%
3 VANGUARD NAT RES LLC COM UNIT 472 1,000 0.00%
4 LIBERTY MEDIA CORP DELAWARE 60 1,000 0.00%
5 CALAMOS ASSET MANAGEMENT CL A ORD 183 1,000 0.00%
6 TIDEWATER INC 232 1,000 0.00%
7 CALUMET SPECIALTY PRODS PTNR 282 1,000 0.00%
8 ALON USA PARTNERS LP 57 1,000 0.00%
9 SEADRILL PARTNERS LLC 274 1,000 0.00%
10 CARBO CERAMICS INC 90 1,000 0.00%
11 ALLIANCE HOLDINGS GP LP 44 1,000 0.00%
12 UNITED DEV FDG IV COM 354 1,000 0.00%
13 DREYFUS HIGH YIELD STRATEGIE 730 2,000 0.00%
14 FLAHERTY CRUMRINE TOTAL RE 106 2,000 0.00%
15 NEUBERGER BERMAN HIGH YIELD 208 2,000 0.00%
16 TRANSOCEAN PARTNERS LLC 145 2,000 0.00%
17 PIMCO GLOBAL STOCKSPLS INCM 113 2,000 0.00%
18 FIFTH STR SR FLOATNG RATE CO 280 2,000 0.00%
19 IVY HIGH INC OPPORTUNITIES F 179 2,000 0.00%
20 NEW AMER HIGH INCOME FD INC 207 2,000 0.00%
21 MORGAN STANLEY EMER MKTS DEB 190 2,000 0.00%
22 BP PRUDHOE BAY RTY TR 101 2,000 0.00%
23 CVR REFNG LP 247 2,000 0.00%
24 CAPITALA FIN CORP 165 2,000 0.00%
25 APOLLO TACTICAL INCOME FD INCORPORATED 156 2,000 0.00%
26 NUVEEN DIVERSIFIED DIVID I 212 2,000 0.00%
27 Teekay Offshore Partners LP 350 2,000 0.00%
28 EATON VANCE SR INCOME TR 404 2,000 0.00%
29 ADVENT CLAY CONV SEC INCORPORATED FD II 344 2,000 0.00%
30 Rose Rock Midstream LP 82 2,000 0.00%
31 GLADSTONE INVT CORP 319 2,000 0.00%
32 GLOBAL PARTNERS LP 130 2,000 0.00%
33 WESTERN ASSET MGD HI INCM FD 501 2,000 0.00%
34 TEEKAY CORPORATION 216 2,000 0.00%
35 DEUTSCHE HIGH INCOME OPPORT FD 163 2,000 0.00%
36 STONE HBR EMERG MRKTS INC FD COM 170 2,000 0.00%
37 KKR INCOME OPPORTUNITIES FD 164 2,000 0.00%
38 NUVEEN SR INCOME FD 412 2,000 0.00%
39 Western Asset Emerging Markets 306 3,000 0.00%
40 CALAMOS GBL DYN INCOME FUND COM 480 3,000 0.00%
41 CROSSTEX ENERGY INC 215 3,000 0.00%
42 INDEPENDENCE RLTY TR INC COM 316 3,000 0.00%
43 ENABLE MIDSTREAM PARTNERS LP 242 3,000 0.00%
44 PENNANTPARK FLOATING RATE CA 281 3,000 0.00%
45 GASLOG LTD 195 3,000 0.00%
46 GUGGENHEIM STRATEGIC OPPORTU 190 3,000 0.00%
47 FRANKLIN LTD DURATION INCOME 285 3,000 0.00%
48 WESTERN ASSET INVT COM 119 3,000 0.00%
49 WESTERN ASSET GLOBAL HIGH IN 332 3,000 0.00%
50 PIONEER FLOATING RATE TR 285 3,000 0.00%
Page 1 of 20

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001593324-16-000010, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.