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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 200 Institutional holders with a total value of $613,395,701.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 WBI INVESTMENTS, LLC 38,885 367,000 0.06%
102 VOYA INVESTMENT MANAGEMENT LLC 36,863 348,000 0.06%
103 Municipal Employees' Retirement System of Michigan 36,210 342,000 0.06%
104 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 36,200 341,000 0.06%
105 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 35,922 339,000 0.06%
106 LOS ANGELES CAPITAL MANAGEMENT LLC 35,843 338,000 0.06%
107 FMR LLC 35,000 330,000 0.05%
108 THOMPSON SIEGEL & WALMSLEY LLC 34,250 323,000 0.05%
109 BlackRock Finance, Inc. 32,882 310,000 0.05%
110 IFC Holdings Incorporated/FL 33,034 309,000 0.05%
111 CAPSTONE ASSET MANAGEMENT CO 31,330 295,000 0.05%
112 STRS OHIO 30,700 289,000 0.05%
113 SG Americas Securities, LLC 29,526 278,000 0.05%
114 CROSSMARK GLOBAL HOLDINGS, INC. 26,670 257,000 0.04%
115 NATIONAL PLANNING CORP 26,175 250,000 0.04%
116 SII INVESTMENTS INC/WI 26,201 247,000 0.04%
117 First Heartland Consultants, Inc. 25,751 243,000 0.04%
118 Quantbot Technologies LP 25,498 240,000 0.04%
119 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 25,000 236,000 0.04%
120 MILLENNIUM MANAGEMENT LLC 23,106 218,000 0.04%
121 CRAWFORD INVESTMENT COUNSEL INC 22,049 208,000 0.03%
122 Verition Fund Management LLC 21,824 206,000 0.03%
123 Quotient Investors, LLC 21,700 205,000 0.03%
124 WealthTrust Axiom LLC 20,900 197,000 0.03%
125 JBF Capital, Inc. 20,000 189,000 0.03%
126 Global Endowment Management, LP 20,000 189,000 0.03%
127 PROFUND ADVISORS LLC 19,938 188,000 0.03%
128 MASON STREET ADVISORS, LLC 19,761 186,000 0.03%
129 Creative Planning 18,411 174,000 0.03%
130 MENTA CAPITAL LLC 18,098 171,000 0.03%
131 QS Investors, LLC 17,804 168,000 0.03%
132 STEVENS CAPITAL MANAGEMENT LP 17,386 164,000 0.03%
133 UNITED CAPITAL FINANCIAL ADVISORS, LLC 16,111 152,000 0.02%
134 TOCQUEVILLE ASSET MANAGEMENT L.P. 15,700 148,000 0.02%
135 SUNTRUST BANKS INC 15,316 144,000 0.02%
136 SHEAFF BROCK INVESTMENT ADVISORS, LLC 14,950 141,000 0.02%
137 BNP PARIBAS FINANCIAL MARKETS 14,853 140,064 0.02%
138 ENVESTNET ASSET MANAGEMENT INC 14,805 140,000 0.02%
139 Commonwealth Equity Services, Inc 14,522 137,000 0.02%
140 Camelot Portfolios, LLC 13,100 124,000 0.02%
141 PEAK6 Group LLC 13,158 124,000 0.02%
142 Virtu KCG Holdings LLC 12,545 118,000 0.02%
143 PineBridge Investments, L.P. 12,204 115,000 0.02%
144 CIBC Asset Management Inc 12,098 114,000 0.02%
145 Composition Wealth, LLC 12,085 114,000 0.02%
146 ARES MANAGEMENT LLC 12,000 113,000 0.02%
147 ProShare Advisors LLC 11,335 107,000 0.02%
148 AMALGAMATED BANK 11,387 107,000 0.02%
149 Magnetar Financial LLC 11,290 106,000 0.02%
150 MACKENZIE FINANCIAL CORP 11,222 106,000 0.02%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.