Dark
Light
System
Security
CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 183 Institutional holders with a total value of $741,936,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 RAYMOND JAMES & ASSOCIATES 166,183 1,752,000 0.24%
52 DEUTSCHE BANK AG\ 166,285 1,751,000 0.24%
53 PineBridge Investments, L.P. 159,879 1,684,000 0.23%
54 SECOR Capital Advisors, LP 156,205 1,646,000 0.22%
55 Swiss National Bank 156,000 1,644,000 0.22%
56 ALLIANCEBERNSTEIN L.P. 138,947 1,465,000 0.20%
57 ROYAL BANK OF CANADA 137,301 1,447,000 0.20%
58 CANADA LIFE ASSURANCE Co 134,506 1,416,000 0.19%
59 SHELL ASSET MANAGEMENT CO 126,919 1,338,000 0.18%
60 COMERICA BANK 105,979 1,202,000 0.16%
61 CONFLUENCE INVESTMENT MANAGEMENT LLC 110,509 1,165,000 0.16%
62 Karp Capital Management Corp 108,148 1,140,000 0.15%
63 Aperio Group, LLC 108,148 1,140,000 0.15%
64 IndexIQ Advisors LLC 102,451 1,080,000 0.15%
65 NEW YORK STATE COMMON RETIREMENT FUND 99,701 1,051,000 0.14%
66 SEI INVESTMENTS CO 95,684 1,009,000 0.14%
67 CREDIT SUISSE AG/ 94,633 997,000 0.13%
68 State of Tennessee, Department of Treasury 90,221 951,000 0.13%
69 South Dakota Investment Council 86,300 910,000 0.12%
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 86,300 910,000 0.12%
71 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 83,450 880,000 0.12%
72 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 71,369 752,000 0.10%
73 Sterling Capital Management LLC 71,010 748,000 0.10%
74 PUBLIC SECTOR PENSION INVESTMENT BOARD 69,510 733,000 0.10%
75 TEXAS PERMANENT SCHOOL FUND CORP 69,496 732,000 0.10%
76 MANUFACTURERS LIFE INSURANCE COMPANY, THE 69,259 729,000 0.10%
77 Cipher Capital LP 68,439 721,000 0.10%
78 Magnetar Financial LLC 67,013 706,000 0.10%
79 MCKINLEY CAPITAL MANAGEMENT LLC 66,769 704,000 0.09%
80 METROPOLITAN LIFE INSURANCE CO/NY 65,414 689,000 0.09%
81 AMERICAN INTERNATIONAL GROUP, INC. 58,765 619,000 0.08%
82 NISA INVESTMENT ADVISORS, LLC 58,000 611,000 0.08%
83 THRIVENT FINANCIAL FOR LUTHERANS 54,170 571,000 0.08%
84 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 51,616 544,033 0.07%
85 Pekin Hardy Strauss, Inc. 50,095 528,000 0.07%
86 Arizona State Retirement System 49,963 527,000 0.07%
87 Maple Capital Management, Inc. 45,175 476,000 0.06%
88 Virtu KCG Holdings LLC 43,853 462,000 0.06%
89 Cetera Advisor Networks LLC 39,318 414,000 0.06%
90 Louisiana State Employees Retirement System 39,100 412,000 0.06%
91 VOYA INVESTMENT MANAGEMENT LLC 36,863 389,000 0.05%
92 THOMPSON SIEGEL & WALMSLEY LLC 36,850 388,000 0.05%
93 TELEMUS CAPITAL, LLC 36,150 381,000 0.05%
94 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 35,922 379,000 0.05%
95 PRICE T ROWE ASSOCIATES INC /MD/ 35,055 369,000 0.05%
96 FMR LLC 35,000 369,000 0.05%
97 A.R.T. Advisors, LLC 33,600 354,000 0.05%
98 Municipal Employees' Retirement System of Michigan 33,300 351,000 0.05%
99 CLINTON GROUP INC 32,305 340,495 0.05%
100 First Heartland Consultants, Inc. 30,521 322,000 0.04%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.