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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 183 Institutional holders with a total value of $741,936,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 BNP PARIBAS FINANCIAL MARKETS 30,503 321,502 0.04%
102 IFC Holdings Incorporated/FL 29,496 315,000 0.04%
103 STRS OHIO 28,100 296,000 0.04%
104 CAPSTONE ASSET MANAGEMENT CO 27,070 285,000 0.04%
105 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 26,100 275,000 0.04%
106 QS Investors, LLC 25,196 266,000 0.04%
107 SHEAFF BROCK INVESTMENT ADVISORS, LLC 24,669 260,000 0.04%
108 NATIONAL PLANNING CORP 23,275 246,000 0.03%
109 TOCQUEVILLE ASSET MANAGEMENT L.P. 23,000 242,000 0.03%
110 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,779 240,000 0.03%
111 MASON STREET ADVISORS, LLC 22,446 237,000 0.03%
112 Quotient Investors, LLC 21,700 229,000 0.03%
113 WealthTrust Axiom LLC 20,900 220,000 0.03%
114 PROFUND ADVISORS LLC 20,906 220,000 0.03%
115 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 20,000 211,000 0.03%
116 JBF Capital, Inc. 20,000 211,000 0.03%
117 ETRADE Capital Management LLC 19,357 204,000 0.03%
118 SII INVESTMENTS INC/WI 18,131 192,000 0.03%
119 PNC FINANCIAL SERVICES GROUP, INC. 17,179 181,000 0.02%
120 OppenheimerFunds, Inc. 17,065 180,000 0.02%
121 MACKENZIE FINANCIAL CORP 16,699 176,000 0.02%
122 SIMPLEX TRADING, LLC 16,515 174,000 0.02%
123 CRAWFORD INVESTMENT COUNSEL INC 16,019 169,000 0.02%
124 GSA CAPITAL PARTNERS LLP 15,601 164,000 0.02%
125 BARCLAYS PLC 14,581 153,000 0.02%
126 Weiss Asset Management LP 14,330 151,000 0.02%
127 ARES MANAGEMENT LLC 14,000 148,000 0.02%
128 Creative Planning 13,769 145,000 0.02%
129 ProShare Advisors LLC 66,830 139,000 0.02%
130 AMALGAMATED BANK 12,932 136,000 0.02%
131 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 12,550 132,000 0.02%
132 Commonwealth Equity Services, Inc 12,467 131,000 0.02%
133 CIBC Asset Management Inc 12,098 128,000 0.02%
134 STEVENS CAPITAL MANAGEMENT LP 11,123 117,000 0.02%
135 NATIXIS 10,534 111,000 0.01%
136 State of Alaska, Department of Revenue 10,590 111,000 0.01%
137 Wellington Shields Capital Management, LLC 10,317 109,000 0.01%
138 DENVER INVESTMENT ADVISORS LLC 10,050 106,000 0.01%
139 Global Endowment Management, LP 10,000 105,000 0.01%
140 ELKFORK PARTNERS LLC 9,962 105,000 0.01%
141 GENEOS WEALTH MANAGEMENT INC. 8,565 90,000 0.01%
142 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 8,478 89,000 0.01%
143 Ameritas Investment Partners, Inc. 8,250 87,000 0.01%
144 GLEN HARBOR CAPITAL MANAGEMENT LLC 8,204 87,000 0.01%
145 ENVESTNET ASSET MANAGEMENT INC 8,165 86,000 0.01%
146 BANK OF MONTREAL /CAN/ 6,602 70,000 0.01%
147 VERSANT CAPITAL MANAGEMENT, INC 6,524 68,000 0.01%
148 MEADOW CREEK INVESTMENT MANAGEMENT LLC 6,446 68,000 0.01%
149 CUTLER GROUP LLC / CA 6,525 68,000 0.01%
150 RIVERHEAD CAPITAL MANAGEMENT LLC 5,200 55,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.