Dark
Light
System
Security
CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 163 Institutional holders with a total value of $1,369,707,361.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Municipal Employees' Retirement System of Michigan 24,070 616,000 0.04%
102 FIRST MERCANTILE TRUST CO 24,000 614,000 0.04%
103 Liberty Mutual Group Asset Management Inc. 23,917 612,000 0.04%
104 RAYMOND JAMES & ASSOCIATES 22,800 583,000 0.04%
105 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 21,716 556,000 0.04%
106 Louisiana State Employees Retirement System 20,200 517,000 0.04%
107 DEUTSCHE BANK AG\ 20,018 511,000 0.04%
108 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 19,900 509,000 0.04%
109 Commonwealth Equity Services, Inc 19,352 495,000 0.04%
110 Paloma Partners Management Co 19,000 486,000 0.04%
111 Ameritas Investment Partners, Inc. 18,100 463,000 0.03%
112 JANE STREET GROUP, LLC 17,962 460,000 0.03%
113 USA FINANCIAL FORMULAS 16,278 417,000 0.03%
114 STRS OHIO 16,300 417,000 0.03%
115 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 15,901 407,000 0.03%
116 PRICE T ROWE ASSOCIATES INC /MD/ 15,556 398,000 0.03%
117 NISA INVESTMENT ADVISORS, LLC 15,300 392,000 0.03%
118 Citizens Business Bank 14,520 372,000 0.03%
119 Dynamic Technology Lab Private Ltd 14,249 365,000 0.03%
120 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 13,443 344,000 0.03%
121 PROFUND ADVISORS LLC 13,164 337,000 0.02%
122 GUGGENHEIM CAPITAL LLC 12,718 325,000 0.02%
123 Princeton Alpha Management LP 12,292 315,000 0.02%
124 Legal & General Group Plc 11,373 297,000 0.02%
125 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 11,543 295,000 0.02%
126 Cubist Systematic Strategies, LLC 11,113 284,000 0.02%
127 EP Wealth Advisors, LLC 11,024 282,000 0.02%
128 Mraz, Amerine & Associates, Inc. 10,800 276,000 0.02%
129 1492 Capital Management LLC 10,365 265,000 0.02%
130 SECURIAN ASSET MANAGEMENT, INC 10,274 263,000 0.02%
131 HBK INVESTMENTS L P 10,100 258,000 0.02%
132 Apriem Advisors 10,000 256,000 0.02%
133 BANK OF HAWAII 9,800 251,000 0.02%
134 TUDOR INVESTMENT CORP ET AL 9,720 249,000 0.02%
135 WINTON GROUP Ltd 9,443 242,000 0.02%
136 KBC Group NV 9,078 232,000 0.02%
137 BANK OF AMERICA CORP /DE/ 8,732 223,000 0.02%
138 Aperio Group, LLC 8,123 208,000 0.02%
139 SG Americas Securities, LLC 7,140 183,000 0.01%
140 US BANCORP \DE\ 6,507 166,000 0.01%
141 BARCLAYS PLC 6,156 154,000 0.01%
142 CANADA LIFE ASSURANCE Co 5,735 146,000 0.01%
143 SEI INVESTMENTS CO 4,920 126,000 0.01%
144 Quantbot Technologies LP 3,375 86,000 0.01%
145 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 3,104 79,000 0.01%
146 OFI Advisors LLC 2,855 73,000 0.01%
147 UBS Group AG 2,478 63,000 0.00%
148 BANK OF MONTREAL /CAN/ 2,336 60,000 0.00%
149 CAPITAL GUARDIAN TRUST CO 2,421 58,000 0.00%
150 TEACHER RETIREMENT SYSTEM OF TEXAS 2,260 58,000 0.00%
Page 3 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.