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CATHAY GEN BANCORP
CATHAY GEN BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 221 Institutional holders with a total value of $2,113,575,567.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 8,511,095 322,995,000 15.28%
2 VANGUARD GROUP INC 6,783,768 257,444,000 12.18%
3 DIMENSIONAL FUND ADVISORS LP 3,957,298 150,180,000 7.11%
4 STATE STREET CORP 3,810,885 144,623,000 6.84%
5 FMR LLC 3,158,528 119,866,000 5.67%
6 NORTHERN TRUST CORP 2,450,360 92,992,000 4.40%
7 Invesco Ltd. 1,752,332 66,501,000 3.15%
8 Bank of New York Mellon Corp 1,461,996 55,483,000 2.63%
9 PRUDENTIAL FINANCIAL INC 1,185,515 44,990,000 2.13%
10 GW&K Investment Management, LLC 1,072,515 40,702,000 1.93%
11 Capital Research Global Investors 1,000,000 37,950,000 1.80%
12 AMERIPRISE FINANCIAL INC 947,387 35,955,000 1.70%
13 PRINCIPAL FINANCIAL GROUP INC 943,654 35,811,000 1.69%
14 NORGES BANK 937,756 35,588,000 1.68%
15 AMUNDI ASSET MANAGEMENT US, INC. 897,157 34,047,000 1.61%
16 GEODE CAPITAL MANAGEMENT, LLC 835,712 31,715,000 1.50%
17 TEACHERS ADVISORS, LLC 745,888 28,306,000 1.34%
18 BALYASNY ASSET MANAGEMENT L.P. 732,706 27,806,000 1.32%
19 JPMORGAN CHASE & CO 676,514 25,674,000 1.21%
20 LOOMIS SAYLES & CO L P 576,394 21,874,000 1.03%
21 AMERICAN CENTURY COMPANIES INC 480,852 18,248,000 0.86%
22 WEDGE CAPITAL MANAGEMENT L L P/NC 458,975 17,418,000 0.82%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 433,267 16,443,000 0.78%
24 WADDELL & REED FINANCIAL INC 410,030 15,560,000 0.74%
25 TIAA CREF INVESTMENT MANAGEMENT LLC 364,248 13,823,000 0.65%
26 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 355,779 13,502,000 0.64%
27 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 346,486 13,149,000 0.62%
28 PANAGORA ASSET MANAGEMENT INC 316,455 12,009,000 0.57%
29 GOLDMAN SACHS GROUP INC 308,523 11,709,000 0.55%
30 BANK OF AMERICA CORP /DE/ 306,337 11,625,000 0.55%
31 NEW YORK STATE COMMON RETIREMENT FUND 287,750 10,920,000 0.52%
32 SYSTEMATIC FINANCIAL MANAGEMENT LP 284,925 10,813,000 0.51%
33 ALLIANCEBERNSTEIN L.P. 279,779 10,618,000 0.50%
34 PEREGRINE CAPITAL MANAGEMENT INC /MN/ 279,722 10,615,000 0.50%
35 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 260,488 9,886,000 0.47%
36 Brandywine Global Investment Management, LLC 248,229 9,421,000 0.45%
37 THRIVENT FINANCIAL FOR LUTHERANS 242,330 9,196,000 0.44%
38 MORGAN STANLEY 228,436 8,669,000 0.41%
39 FIRST TRUST ADVISORS LP 224,344 8,514,000 0.40%
40 Hillcrest Asset Management LLC 211,236 8,016,000 0.38%
41 AMERICAN INTERNATIONAL GROUP, INC. 198,564 7,536,000 0.36%
42 Nationwide Fund Advisors 188,135 7,140,000 0.34%
43 SAPIENCE INVESTMENTS, LLC 187,870 7,130,000 0.34%
44 RHUMBLINE ADVISERS 186,378 7,073,000 0.33%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 171,400 6,505,000 0.31%
46 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 166,102 6,304,000 0.30%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 165,184 6,268,000 0.30%
48 LSV ASSET MANAGEMENT 161,300 6,121,000 0.29%
49 NORDEA INVESTMENT MANAGEMENT AB 160,800 6,102,000 0.29%
50 ClariVest Asset Management LLC 160,800 6,102,000 0.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.