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FIRST TR SML CP CORE ALPHA F
FIRST TR SML CP CORE ALPHA F. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 60 Institutional holders with a total value of $306,025,208.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JNBA Financial Advisors 46 2,000 0.00%
2 Partnervest Advisory Services LLC 102 5,000 0.00%
3 US BANCORP \DE\ 146 7,000 0.00%
4 PNC FINANCIAL SERVICES GROUP, INC. 280 14,000 0.00%
5 SOUTH GEORGIA CAPITAL, LLC 310 15,000 0.00%
6 B. Riley Wealth Advisors, Inc. 570 28,004 0.01%
7 Madden Advisory Services, Inc. 653 32,000 0.01%
8 NEXT Financial Group, Inc 868 40,000 0.01%
9 Regal Investment Advisors LLC 1,300 64,000 0.02%
10 WFG Advisors, LP 1,471 72,000 0.02%
11 CITIGROUP INC 1,712 84,000 0.03%
12 MSI Financial Services Inc 1,825 90,000 0.03%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 2,725 134,000 0.04%
14 IFC Holdings Incorporated/FL 4,570 224,000 0.07%
15 RAYMOND JAMES TRUST N.A. 4,914 241,000 0.08%
16 SYNOVUS FINANCIAL CORP 4,985 245,000 0.08%
17 MARINER INDEPENDENT ADVISOR NETWORK, LLC 5,763 283,136 0.09%
18 NEW ENGLAND SECURITIES CORP /MA/ 6,455 317,000 0.10%
19 AMERICAN INTERNATIONAL GROUP, INC. 6,641 326,272 0.11%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,776 328,000 0.11%
21 SII INVESTMENTS INC/WI 7,463 368,000 0.12%
22 First Allied Advisory Services, Inc. 8,349 413,000 0.13%
23 PEAPACK GLADSTONE FINANCIAL CORP 9,000 442,170 0.14%
24 VSR Financial Services, Inc. 9,747 479,000 0.16%
25 USCA RIA LLC 9,899 486,000 0.16%
26 First Heartland Consultants, Inc. 10,702 526,000 0.17%
27 COMERICA SECURITIES INC 11,923 586,000 0.19%
28 PARK NATIONAL CORP /OH/ 12,965 636,970 0.21%
29 Placemark Investments, Inc. 13,318 655,000 0.21%
30 ENVESTNET ASSET MANAGEMENT INC 13,461 661,000 0.22%
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,912 683,000 0.22%
32 Private Advisor Group, LLC 16,114 792,000 0.26%
33 Commonwealth Equity Services, Inc 16,322 802,000 0.26%
34 OPPENHEIMER & CO INC 18,168 893,000 0.29%
35 Raymond James Financial Services Advisors, Inc. 18,541 911,000 0.30%
36 JPMORGAN CHASE & CO 28,485 1,399,000 0.46%
37 Cambridge Investment Research Advisors, Inc. 29,904 1,469,000 0.48%
38 3D ASSET MANAGEMENT, INC 30,079 1,478,000 0.48%
39 INVESTMENT CENTERS OF AMERICA INC 30,177 1,485,000 0.49%
40 FIRST TRUST ADVISORS LP 33,867 1,664,000 0.54%
41 D.A. DAVIDSON & CO. 36,604 1,798,000 0.59%
42 Cetera Advisors LLC 39,952 1,954,000 0.64%
43 DEUTSCHE BANK AG\ 46,518 2,285,000 0.75%
44 AMERIPRISE FINANCIAL INC 62,532 3,072,000 1.00%
45 CREDIT SUISSE AG/ 65,557 3,221,000 1.05%
46 Cetera Advisor Networks LLC 66,503 3,267,000 1.07%
47 STIFEL FINANCIAL CORP 68,746 3,377,000 1.10%
48 ROYAL BANK OF CANADA 82,175 4,037,000 1.32%
49 SG Americas Securities, LLC 91,396 4,490,000 1.47%
50 HL FINANCIAL SERVICES LLC 101,017 4,963,000 1.62%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.