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NUVEEN MUN HIGH INCOME OPPOR
NUVEEN MUN HIGH INCOME OPPOR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 48 Institutional holders with a total value of $42,678,946.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 596,085 7,839,000 18.37%
2 UBS Group AG 503,480 6,621,000 15.51%
3 MORGAN STANLEY 310,265 4,080,000 9.56%
4 BANK OF AMERICA CORP /DE/ 210,118 2,763,000 6.47%
5 Commonwealth Equity Services, Inc 126,596 1,665,000 3.90%
6 WELLS FARGO & COMPANY/MN 117,091 1,540,000 3.61%
7 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 95,206 1,252,000 2.93%
8 Private Advisor Group, LLC 91,851 1,210,000 2.84%
9 Traynor Capital Management, Inc. 69,967 1,119,000 2.62%
10 VAN ECK ASSOCIATES CORP 84,493 1,111,000 2.60%
11 Cambridge Investment Research Advisors, Inc. 83,587 1,099,000 2.58%
12 RAYMOND JAMES & ASSOCIATES 81,061 1,066,000 2.50%
13 AMERIPRISE FINANCIAL INC 80,200 1,055,000 2.47%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 80,029 1,053,000 2.47%
15 Clark Capital Management Group, Inc. 78,861 1,037,000 2.43%
16 LPL Financial LLC 70,593 928,000 2.17%
17 IFP ADVISORS, INC 68,859 905,000 2.12%
18 Invesco Ltd. 67,014 881,000 2.06%
19 INFRASTRUCTURE CAPITAL ADVISORS, LLC 57,413 755,000 1.77%
20 Stratos Wealth Partners, LTD. 56,920 748,000 1.75%
21 Advisors Asset Management, Inc. 27,056 356,000 0.83%
22 STIFEL FINANCIAL CORP 25,564 335,000 0.78%
23 Homrich & Berg 23,731 312,000 0.73%
24 HOLLENCREST CAPITAL MANAGEMENT 23,140 304,000 0.71%
25 NATIONAL PLANNING CORP 22,808 300,000 0.70%
26 Horizon Kinetics LLC 20,400 268,000 0.63%
27 NewEdge Advisors, LLC 16,530 218,000 0.51%
28 IFC Holdings Incorporated/FL 15,506 203,000 0.48%
29 INVESTMENT CENTERS OF AMERICA INC 15,040 197,000 0.46%
30 Bridgecreek Investment Management, LLC 15,000 197,000 0.46%
31 Creative Planning 14,720 194,000 0.45%
32 ROYAL BANK OF CANADA 13,761 181,000 0.42%
33 ADVISOR GROUP, INC. 11,500 152,000 0.36%
34 Raymond James Financial Services Advisors, Inc. 10,253 135,000 0.32%
35 US BANCORP \DE\ 10,050 132,000 0.31%
36 BENJAMIN F. EDWARDS & COMPANY, INC. 9,693 127,000 0.30%
37 Riggs Asset Managment Co. Inc. 5,267 69,000 0.16%
38 CITIGROUP INC 4,867 64,000 0.15%
39 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 4,000 52,000 0.12%
40 PNC FINANCIAL SERVICES GROUP, INC. 3,750 49,000 0.11%
41 Winslow, Evans & Crocker, Inc. 3,038 39,946 0.09%
42 WEBSTER BANK, N. A. 1,500 20,000 0.05%
43 SARGENT BICKHAM LAGUDIS LLC 897 12,000 0.03%
44 GENEOS WEALTH MANAGEMENT INC. 770 10,000 0.02%
45 Alexandria Capital, LLC 700 9,000 0.02%
46 JNBA Financial Advisors 653 9,000 0.02%
47 NEXT Financial Group, Inc 530 7,000 0.02%
48 ASSETMARK, INC 17 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.