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OCERA THERAPEUTICS INC
OCERA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $21,502,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,325 4,000 0.02%
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,755 6,000 0.03%
3 BlackRock Investment Management, LLC 2,122 7,000 0.03%
4 DEUTSCHE BANK AG\ 10,710 33,000 0.15%
5 GLENMEDE TRUST CO NA 11,352 35,000 0.16%
6 NORTHERN TRUST CORP 12,786 40,000 0.19%
7 DIMENSIONAL FUND ADVISORS LP 12,541 40,000 0.19%
8 Numeric Investors LLC 18,600 59,000 0.27%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,711 97,000 0.45%
10 Bank of New York Mellon Corp 34,136 108,000 0.50%
11 BlackRock Fund Advisors 34,577 109,000 0.51%
12 STIFEL FINANCIAL CORP 35,040 111,000 0.52%
13 RENAISSANCE TECHNOLOGIES LLC 58,200 184,000 0.86%
14 GEODE CAPITAL MANAGEMENT, LLC 60,548 191,000 0.89%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 83,060 262,000 1.22%
16 Ghost Tree Capital, LLC 125,000 395,000 1.84%
17 PURA VIDA INVESTMENTS, LLC 131,000 414,000 1.93%
18 Endurant Capital Management LP 177,121 560,000 2.60%
19 Weiss Multi-Strategy Advisers LLC 197,429 624,000 2.90%
20 VANGUARD GROUP INC 368,322 1,164,000 5.41%
21 SABBY MANAGEMENT, LLC 426,544 1,348,000 6.27%
22 SPHERA FUNDS MANAGEMENT LTD. 500,000 1,580,000 7.35%
23 TURNER INVESTMENTS LLC 521,277 1,647,000 7.66%
24 MILLENNIUM MANAGEMENT LLC 549,045 1,735,000 8.07%
25 VHCP Management, LLC 703,730 2,224,000 10.34%
26 QVT Financial LP 752,578 2,319,000 10.79%
27 GREAT POINT PARTNERS LLC 1,963,777 6,206,000 28.86%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.