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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 69 Institutional holders with a total value of $13,696,240.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Management Professionals, Inc. 220 0 0.00%
2 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 1 0 0.00%
3 WFG Advisors, LP 8 0 0.00%
4 CUTLER GROUP LLC / CA 1,000 0 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 1,000 0 0.00%
6 BRUDERMAN ASSET MANAGEMENT, LLC 1,100 0 0.00%
7 Creative Planning 2,000 1,000 0.01%
8 Burt Wealth Advisors 2,000 1,000 0.01%
9 GLOBEFLEX CAPITAL L P 1,310 1,000 0.01%
10 CITIGROUP INC 3,240 1,000 0.01%
11 ROYAL BANK OF CANADA 4,600 2,000 0.01%
12 ADVISOR GROUP, INC. 3,500 2,000 0.01%
13 Allworth Financial LP 4,800 2,000 0.01%
14 Tower Research Capital LLC (TRC) 4,167 2,000 0.01%
15 MSI Financial Services Inc 6,000 3,000 0.02%
16 MORGAN STANLEY 8,450 3,000 0.02%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,637 3,000 0.02%
18 WEALTHPLAN PARTNERS, LLC 7,600 3,240 0.02%
19 DELANEY DENNIS R 10,000 4,000 0.03%
20 GROUP ONE TRADING LLC 9,911 4,000 0.03%
21 IFP ADVISORS, INC 12,000 5,000 0.04%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,300 5,000 0.04% Call
23 CORRADO ADVISORS, LLC 15,000 6,000 0.04%
24 LPL Financial LLC 13,244 6,000 0.04%
25 ROCKLAND TRUST CO 15,000 6,000 0.04%
26 CITADEL ADVISORS LLC 13,900 6,000 0.04% Call
27 STIFEL FINANCIAL CORP 17,160 7,000 0.05%
28 Sigma Planning Corp 16,500 7,000 0.05%
29 Sterling Global Strategies LLC 20,000 8,000 0.06%
30 UBS Group AG 20,307 9,000 0.07%
31 RAYMOND JAMES & ASSOCIATES 20,556 9,000 0.07%
32 Stonehage Fleming Financial Services Holdings Ltd 24,000 10,000 0.07%
33 PERCEPTIVE ADVISORS LLC 24,332 10,000 0.07%
34 INVESTMENT CENTERS OF AMERICA INC 25,000 11,000 0.08%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 26,100 11,000 0.08%
36 JPMORGAN CHASE & CO 30,944 13,000 0.09%
37 BANK OF AMERICA CORP /DE/ 30,250 13,000 0.09%
38 Nine Chapters Capital Management LLC 32,100 14,000 0.10%
39 PRELUDE CAPITAL MANAGEMENT, LLC 32,100 14,000 0.10%
40 WOLVERINE TRADING LP /BD 31,787 14,000 0.10%
41 Crestwood Advisors Group, LLC 35,000 15,000 0.11%
42 Raymond James Financial Services Advisors, Inc. 36,400 16,000 0.12%
43 BlackRock Fund Advisors 41,230 18,000 0.13%
44 Nationwide Fund Advisors 54,200 23,000 0.17%
45 Virtu KCG Holdings LLC 55,728 24,000 0.18%
46 GUGGENHEIM CAPITAL LLC 60,640 26,000 0.19%
47 EMERALD ACQUISITION LTD. 76,400 32,000 0.23%
48 STATE STREET CORP 101,619 43,000 0.31%
49 WELLS FARGO & COMPANY/MN 106,378 46,000 0.34%
50 AMERIPRISE FINANCIAL INC 129,032 55,000 0.40%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.