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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 84 Institutional holders with a total value of $182,904,684.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Argentus Capital Management, LLC 0 0 0.00%
3 Plante Moran Financial Advisors, LLC 185 8,000 0.00%
4 People's United Financial, Inc. 200 9,000 0.00%
5 Financial Architects, Inc 226 10,000 0.01%
6 Advisory Services Network, LLC 225 10,000 0.01%
7 WELLS FARGO & COMPANY/MN 308 14,000 0.01%
8 Ameritas Investment Partners, Inc. 379 17,000 0.01%
9 AlphaMark Advisors, LLC 422 19,000 0.01% SH
10 JACKSON, GRANT INVESTMENT ADVISERS, INC. 622 28,000 0.02%
11 Concert Wealth Management Inc. 797 36,000 0.02%
12 GENEOS WEALTH MANAGEMENT INC. 1,033 46,000 0.03%
13 BENJAMIN F. EDWARDS & COMPANY, INC. 1,187 54,000 0.03%
14 US BANCORP \DE\ 1,209 55,000 0.03%
15 WESTPORT RESOURCES MANAGEMENT INC 1,300 59,000 0.03%
16 WEALTHPLAN PARTNERS, LLC 1,355 61,612 0.03%
17 IFP ADVISORS, INC 1,643 75,000 0.04%
18 ZIONS BANCORPORATION 2,000 91,000 0.05%
19 Creative Planning 2,244 102,000 0.06%
20 SYNOVUS FINANCIAL CORP 2,405 109,000 0.06%
21 BALDWIN WEALTH PARTNERS LLC/MA 2,850 130,000 0.07%
22 TOMPKINS FINANCIAL CORP 2,895 132,000 0.07%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,522 161,000 0.09%
24 Winslow, Evans & Crocker, Inc. 4,576 208,072 0.11%
25 OPPENHEIMER & CO INC 4,782 217,000 0.12%
26 PARSONS CAPITAL MANAGEMENT INC/RI 4,860 221,000 0.12%
27 WFG Advisors, LP 5,049 230,000 0.13%
28 Chevy Chase Trust Holdings, LLC 5,065 231,000 0.13%
29 Affiance Financial, LLC 5,236 238,000 0.13%
30 TWO SIGMA SECURITIES, LLC 5,308 241,000 0.13%
31 UNITED CAPITAL FINANCIAL ADVISORS, LLC 5,332 242,000 0.13%
32 Country Club Trust Company, n.a. 6,015 274,000 0.15%
33 ADVISOR CONSULTANT NETWORK INC 6,015 274,000 0.15%
34 HBK Sorce Advisory LLC 6,565 299,000 0.16%
35 Virtu KCG Holdings LLC 7,175 326,000 0.18%
36 FIRST TRUST ADVISORS LP 7,595 345,000 0.19%
37 ENVESTNET ASSET MANAGEMENT INC 7,689 350,000 0.19%
38 Cetera Advisor Networks LLC 7,709 351,000 0.19%
39 NAVELLIER & ASSOCIATES INC 8,037 366,000 0.20%
40 VENTURI WEALTH MANAGEMENT, LLC 8,224 374,000 0.20%
41 North Star Investment Management Corp. 8,318 378,000 0.21%
42 KEYBANK NATIONAL ASSOCIATION/OH 8,500 387,000 0.21%
43 AVIANCE CAPITAL MANAGEMENT, LLC 9,203 419,000 0.23%
44 VOYA FINANCIAL ADVISORS, INC. 9,249 420,000 0.23%
45 Cambridge Investment Research Advisors, Inc. 11,328 515,000 0.28%
46 Confluence Wealth Management LLC 12,303 560,000 0.31%
47 MSI Financial Services Inc 12,890 586,000 0.32%
48 Windsor Capital Management, LLC 13,831 629,000 0.34%
49 WOLVERINE TRADING LP /BD 16,183 735,000 0.40%
50 OPTIMUM INVESTMENT ADVISORS 17,695 805,000 0.44%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.