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TRISTATE CAP HLDGS INC
TRISTATE CAP HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 102 Institutional holders with a total value of $350,292,608.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 WELLS FARGO & COMPANY/MN 37,287 824,000 0.24%
52 GOLDMAN SACHS GROUP INC 35,728 790,000 0.23%
53 Swiss National Bank 35,338 781,000 0.22%
54 MENTA CAPITAL LLC 35,140 777,000 0.22%
55 STRS OHIO 34,000 751,000 0.21%
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,559 742,000 0.21%
57 OXFORD ASSET MANAGEMENT LLP 31,183 689,000 0.20%
58 PANAGORA ASSET MANAGEMENT INC 30,517 674,000 0.19%
59 GLOBEFLEX CAPITAL L P 28,630 633,000 0.18%
60 Commonwealth Equity Services, Inc 28,090 621,000 0.18%
61 Invesco Ltd. 26,379 583,000 0.17%
62 S&T BANK/PA 25,000 553,000 0.16%
63 RHUMBLINE ADVISERS 24,959 552,000 0.16%
64 CITIGROUP INC 23,941 529,000 0.15%
65 MILLENNIUM MANAGEMENT LLC 22,205 491,000 0.14%
66 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,625 478,000 0.14%
67 CREDIT SUISSE AG/ 21,325 472,000 0.13%
68 NEW YORK STATE COMMON RETIREMENT FUND 21,100 466,000 0.13%
69 Oxbow Advisors, LLC 19,688 435,000 0.12%
70 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 18,214 402,000 0.11%
71 Salient Capital Advisors, LLC 18,203 402,000 0.11%
72 A.R.T. Advisors, LLC 17,310 382,000 0.11%
73 Connor, Clark & Lunn Investment Management Ltd. 17,150 379,000 0.11%
74 METROPOLITAN LIFE INSURANCE CO/NY 16,792 371,000 0.11%
75 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,246 337,000 0.10%
76 Private Advisor Group, LLC 15,007 332,000 0.09%
77 FRANKLIN RESOURCES INC 13,337 295,000 0.08%
78 BlackRock Group LTD 13,348 295,000 0.08%
79 EMERALD ADVISERS, LLC 13,080 289,000 0.08%
80 AMERICAN INTERNATIONAL GROUP, INC. 12,611 279,000 0.08%
81 GSA CAPITAL PARTNERS LLP 11,746 260,000 0.07%
82 Squarepoint Ops LLC 10,689 236,000 0.07%
83 PARAMETRIC PORTFOLIO ASSOCIATES LLC 10,376 229,000 0.07%
84 Teton Advisors, Inc. 10,000 221,000 0.06%
85 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 10,000 221,000 0.06%
86 Janney Capital Management LLC 9,584 211,000 0.06%
87 BANK OF MONTREAL /CAN/ 9,890 202,000 0.06%
88 EDGE ADVISORS, LLC 7,687 169,000 0.05%
89 BlackRock Finance, Inc. 6,212 137,000 0.04%
90 Legal & General Group Plc 5,407 119,000 0.03%
91 UBS Group AG 5,255 117,000 0.03%
92 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 5,160 113,000 0.03%
93 BANK OF AMERICA CORP /DE/ 5,073 112,000 0.03%
94 CANADA LIFE ASSURANCE Co 4,297 95,000 0.03%
95 Zurcher Kantonalbank (Zurich Cantonalbank) 1,529 34,000 0.01%
96 ROYAL BANK OF CANADA 1,357 30,000 0.01%
97 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,083 24,000 0.01%
98 BNP PARIBAS FINANCIAL MARKETS 1,023 22,608 0.01%
99 Tower Research Capital LLC (TRC) 923 20,000 0.01%
100 BARCLAYS PLC 718 16,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.