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SPECIAL OPPORTUNITIES FD INC
SPECIAL OPPORTUNITIES FD INC . Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 31 Institutional holders with a total value of $58,530,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 3 0 0.00%
2 Tower Research Capital LLC (TRC) 100 1,000 0.00%
3 THRIVENT FINANCIAL FOR LUTHERANS 1,110 14,000 0.02%
4 BRONFMAN E.L. ROTHSCHILD, L.P. 1,759 23,000 0.04%
5 BANK OF AMERICA CORP /DE/ 1,980 26,000 0.04%
6 Chicago Partners Investment Group LLC 2,361 31,000 0.05%
7 ROYAL BANK OF CANADA 2,629 34,000 0.06%
8 Financial Architects, Inc 2,643 35,000 0.06%
9 GENEOS WEALTH MANAGEMENT INC. 3,389 44,000 0.08%
10 IFP ADVISORS, INC 6,257 82,000 0.14%
11 CITIGROUP INC 6,607 86,000 0.15%
12 FIRST MANHATTAN CO. LLC. 9,435 123,000 0.21%
13 UBS Group AG 9,850 129,000 0.22%
14 Raymond James Financial Services Advisors, Inc. 12,498 163,000 0.28%
15 LPL Financial LLC 13,872 181,000 0.31%
16 MSI Financial Services Inc 13,862 181,000 0.31%
17 NWAM LLC 17,369 227,000 0.39%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,726 311,000 0.53%
19 WELLS FARGO & COMPANY/MN 24,708 323,000 0.55%
20 ANCORA PRIVATE WEALTH ADVISORS, LLC 28,563 373,000 0.64%
21 Shaker Financial Services, LLC 64,350 841,000 1.44%
22 MORGAN STANLEY 86,149 1,126,000 1.92%
23 Thomas J. Herzfeld Advisors, Inc. 92,527 1,209,000 2.07%
24 Horizon Kinetics LLC 138,030 1,804,000 3.08%
25 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 142,316 1,860,000 3.18%
26 RIVERNORTH CAPITAL MANAGEMENT, LLC 159,632 2,086,000 3.56%
27 CSS LLC/IL 211,927 2,770,000 4.73%
28 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 296,075 3,870,000 6.61%
29 Ancora Advisors LLC 333,576 4,360,000 7.45%
30 SIT INVESTMENT ASSOCIATES INC 438,323 5,729,000 9.79%
31 RELATIVE VALUE PARTNERS GROUP, LLC 2,309,727 30,488,000 52.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.