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Institutional Investment Manager
CITIGROUP INC
CITIGROUP INC (CIK: 0000831001) incorporated in Delaware, registered under National Commercial Banks, located at 388 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 7,131 holdings with a total value of $97,965,489,000.
#
Name
Shares
Value ($)
%
Options
Notes
7001 SPHERE 3D CORP NEW 1,000 1,000 0.00%
7002 John Hancock Premium Dividend Fund 67 1,000 0.00%
7003 MGIC INVT CORP WIS 200 1,000 0.00% Put
7004 VOYA INFRASTRUCTURE INDLS 41 1,000 0.00%
7005 ELIZABETH ARDEN INC 88 1,000 0.00%
7006 DELEK LOGISTICS PARTNERS LP 50 1,000 0.00%
7007 ROSETTA GENOMICS LTD 1,000 1,000 0.00%
7008 VANECK VECTORS ETF TR 89 1,000 0.00%
7009 GABELLI UTIL TR 200 1,000 0.00%
7010 VANECK VECTORS ETF TR 50 1,000 0.00%
7011 GENETIC TECHNOLOGIES LTD 300 1,000 0.00%
7012 POWERSHARES FTSE RAFI ASIA PACIFIC EX-JAPAN PORTFOLIO 20 1,000 0.00%
7013 KOSMOS ENERGY LTD SHS 200 1,000 0.00% Put
7014 GLOBEIMMUNE INC 500 1,000 0.00%
7015 RYDEX ETF TRUST 23 1,000 0.00%
7016 HANCOCK JOHN PFD INCOME FD I 62 1,000 0.00%
7017 VANDA PHARMACEUTICALS INC COM 100 1,000 0.00% Call
7018 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 70 1,000 0.00%
7019 OCEAN PWR TECHNOLOGIES INC 380 1,000 0.00%
7020 THRESHOLD PHARMACEUTICAL INC 1,000 1,000 0.00%
7021 ELEVEN BIOTHERAPEUTICS INC 600 1,000 0.00%
7022 REX ENERGY CORPORATION 2,013 1,000 0.00%
7023 ArQule Inc 400 1,000 0.00%
7024 NORTH ATLANTIC DRILLING LTD COM 133 1,000 0.00%
7025 VIRTUS GLOBAL MULTI-SEC INC 73 1,000 0.00%
7026 ISHARES TR 45 1,000 0.00%
7027 GAFISA ADR RPSG 2 ORD 400 1,000 0.00%
7028 BROOKFIELD MORTGAGE 54 1,000 0.00%
7029 FIRSTHAND TECHNOLOGY VALUE FD COM 137 1,000 0.00%
7030 DORCHESTER MINERALS LP 74 1,000 0.00%
7031 NUVECTRA CORP COM 79 1,000 0.00%
7032 COMSTOCK RES INC COM NEW 1,528 1,000 0.00%
7033 DRYSHIPS INC 1,487 1,000 0.00%
7034 BELLATRIX EXPLORATION LTD 1,067 1,000 0.00%
7035 CUTERA INC COM 46 1,000 0.00%
7036 POWERSHARES DWA CONSUMER CYCLICALS MOMENTUM PORTFOLIO 30 1,000 0.00%
7037 HARRIS & HARRIS GROUP INC 665 1,000 0.00%
7038 XTANT MED HLDGS INC 506 1,000 0.00%
7039 GLOBAL X FDS 200 1,000 0.00%
7040 SPDR INDEX SHS FDS 2 0 0.00%
7041 XOMA CORP DEL 700 0 0.00% Put
7042 DIFFERENTIAL BRANDS GROUP IN 100 0 0.00%
7043 PRUDENTIAL SHT DURATION HG YLD 20 0 0.00%
7044 DIREXION SHS ETF TR 1 0 0.00%
7045 RXI PHARMACEUTICALS CORP NEW 2 0 0.00%
7046 NEXPOINT STRATEGIC OPPORTES 3 0 0.00%
7047 CONE Midstream Partners 6 0 0.00%
7048 TCP INTL HLDGS LTD 141 0 0.00%
7049 BANKFINANCIAL CORP 37 0 0.00%
7050 DERMA SCIENCES ORD 15 0 0.00%
Page 141 of 143

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000831001-16-000328, filed 2016.08.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.