| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 20,000 | 1,000 | 0.00% | Put | |
| 2 | ISHARES | 20,000 | 1,000 | 0.00% | Put | |
| 3 | GLOBAL PARTNERS LP | 20,000 | 4,000 | 0.00% | Call | |
| 4 | ALPS ETF TR | 100,000 | 5,000 | 0.00% | Put | |
| 5 | SPDR GOLD TR | 20,000 | 7,000 | 0.00% | Call | |
| 6 | HALCON RES CORP | 20,000 | 9,000 | 0.00% | ||
| 7 | DIAGEO P L C | 55,000 | 9,000 | 0.00% | Put | |
| 8 | ISHARES TR | 25,000 | 10,000 | 0.00% | Put | |
| 9 | SPDR SERIES TRUST | 11,000 | 12,000 | 0.00% | Call | |
| 10 | WHITING PETE CORP NEW | 20,000 | 12,000 | 0.00% | Put | |
| 11 | SPDR SERIES TRUST | 10,000 | 14,000 | 0.00% | Put | |
| 12 | GLAXOSMITHKLINE PLC | 112,500 | 16,000 | 0.01% | Put | |
| 13 | ROYAL DUTCH SHELL PLC | 131,300 | 18,000 | 0.01% | Put | |
| 14 | ASTRAZENECA PLC | 134,500 | 32,000 | 0.01% | Put | |
| 15 | ASSURED GUARANTY LTD COM | 100,000 | 35,000 | 0.01% | Put | |
| 16 | SPDR S&P 500 ETF TR | 25,000 | 40,000 | 0.01% | Put | |
| 17 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 72,400 | 40,000 | 0.01% | Call | |
| 18 | PFIZER INC | 60,000 | 52,000 | 0.02% | Call | |
| 19 | SPDR SERIES TRUST | 200,000 | 60,000 | 0.02% | Call | |
| 20 | VODAFONE GROUP PLC NEW | 152,500 | 65,000 | 0.02% | Put | |
| 21 | Apollo Residentail Mtg Inc | 56,100 | 72,000 | 0.02% | Call | |
| 22 | ADVANCED MICRO DEVICES INC | 647,900 | 73,000 | 0.02% | Put | |
| 23 | CROSSROADS CAP INC | 54,278 | 112,000 | 0.04% | ||
| 24 | NOVAVAX INC COM | 21,200 | 154,000 | 0.05% | ||
| 25 | ISHARES | 8,400 | 202,000 | 0.07% | ||
| 26 | AMERICAN CAP SR FLOATING LTD | 20,283 | 208,000 | 0.07% | ||
| 27 | RADIO ONE INC CL D NON VTG | 69,481 | 222,000 | 0.07% | ||
| 28 | DOUBLELINE INCOME SOLUTIONS | 12,259 | 225,000 | 0.08% | ||
| 29 | COMSTOCK RES INC COM NEW | 282,492 | 237,000 | 0.08% | ||
| 30 | iPath S&P 500 VIX Short-Term F | 450,500 | 270,000 | 0.09% | Put | |
| 31 | Blackrock Multi-Sector Income Trust | 17,417 | 288,000 | 0.10% | ||
| 32 | ZWEIG FD | 22,884 | 288,000 | 0.10% | ||
| 33 | CALAMOS CONV & HIGH INCOME F | 28,669 | 304,000 | 0.10% | ||
| 34 | SPDR SERIES TRUST | 9,100 | 305,000 | 0.10% | ||
| 35 | ARBUTUS BIOPHARMA CORP | 89,800 | 313,000 | 0.11% | ||
| 36 | ABERDEEN ASIA PACIFIC INCOM | 64,175 | 322,000 | 0.11% | ||
| 37 | EATON VANCE LTD DURATION INC | 24,410 | 328,000 | 0.11% | ||
| 38 | EVERI HLDGS INC | 294,313 | 338,000 | 0.11% | ||
| 39 | PIMCO DYNAMIC CR INCOME FD | 17,755 | 340,000 | 0.11% | ||
| 40 | SANOFI SPOND FUNSPONSORED ADR | 63,090 | 340,000 | 0.11% | ||
| 41 | BLACKROCK MUNI INTER DR FD I | 25,787 | 393,000 | 0.13% | ||
| 42 | CLOUGH GLOBAL EQUITY FD | 38,119 | 408,000 | 0.14% | ||
| 43 | EATON VANCE FLTING RATE INC | 31,505 | 423,000 | 0.14% | ||
| 44 | DEUTSCHE STRATEGIC INCOME TR SHS | 39,526 | 454,000 | 0.15% | ||
| 45 | KITE PHARMA INCORPORATED | 9,300 | 465,000 | 0.16% | ||
| 46 | IRONWOOD PHARMACEUTICALS INC | 38,500 | 503,000 | 0.17% | ||
| 47 | AMSURG CORP | 7,000 | 543,000 | 0.18% | ||
| 48 | KINDER MORGAN INC DEL | 30,000 | 562,000 | 0.19% | ||
| 49 | ADVENT CLAY CONV SEC INCORPORATED FD II | 108,706 | 600,000 | 0.20% | ||
| 50 | Natera, Inc. | 49,800 | 601,000 | 0.20% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001096978-16-000004, filed 2016.08.03).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
