| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | 10,000 | 3,000 | 0.00% | Put | |
| 2 | WHITING PETE CORP NEW | 20,000 | 4,000 | 0.00% | Put | |
| 3 | ASSURED GUARANTY LTD COM | 100,000 | 9,000 | 0.00% | Call | |
| 4 | ISHARES TR | 140,000 | 19,000 | 0.01% | Put | |
| 5 | ADVANCED MICRO DEVICES INC | 647,900 | 21,000 | 0.01% | Put | |
| 6 | HALCON RES CORP | 11,671 | 25,000 | 0.01% | ||
| 7 | GEO GROUP INC NEW | 68,000 | 39,000 | 0.02% | Put | |
| 8 | SPDR S&P 500 ETF TR | 45,000 | 62,000 | 0.03% | Put | |
| 9 | LMP CAP & INCOME FD INC | 10,334 | 141,000 | 0.07% | ||
| 10 | BARCLAYS BK PLC | 200,000 | 187,000 | 0.10% | Put | |
| 11 | RADIO ONE INC CL D NON VTG | 65,364 | 198,000 | 0.10% | ||
| 12 | DEUTSCHE BANK AG | 180,000 | 208,000 | 0.11% | Put | |
| 13 | ISHARES | 8,400 | 221,000 | 0.11% | ||
| 14 | AMERICAN CAP SR FLOATING LTD | 20,083 | 222,000 | 0.11% | ||
| 15 | DOUBLELINE INCOME SOLUTIONS | 12,259 | 235,000 | 0.12% | ||
| 16 | FIFTH STREET FINANCE CORP | 41,000 | 238,000 | 0.12% | ||
| 17 | Blackrock Multi-Sector Income Trust | 17,417 | 297,000 | 0.15% | ||
| 18 | ADVENT CLAY CONV SEC INCORPORATED FD II | 52,862 | 304,000 | 0.16% | ||
| 19 | CALAMOS GLOBAL TOTAL RETURN FD COM SH BEN INT | 26,637 | 305,000 | 0.16% | ||
| 20 | SPDR SERIES TRUST | 9,100 | 309,000 | 0.16% | ||
| 21 | CALAMOS CONV & HIGH INCOME F | 28,669 | 316,000 | 0.16% | ||
| 22 | ABERDEEN ASIA PACIFIC INCOM | 64,175 | 329,000 | 0.17% | ||
| 23 | EATON VANCE LTD DURATION INC | 24,410 | 335,000 | 0.17% | ||
| 24 | W T OFFSHORE INC | 199,985 | 352,000 | 0.18% | ||
| 25 | PIMCO DYNAMIC CR INCOME FD | 17,755 | 362,000 | 0.19% | ||
| 26 | COMSTOCK RES INC | 47,893 | 366,000 | 0.19% | ||
| 27 | VIRTUS TOTAL RETURN FD | 81,400 | 386,000 | 0.20% | ||
| 28 | FIRST TR STRATEGIC HIGH INC | 44,853 | 553,000 | 0.29% | ||
| 29 | EATON VANCE FLTG RATE INCOM | 40,099 | 627,000 | 0.32% | ||
| 30 | Northstar Realty Fin REIT | 50,000 | 659,000 | 0.34% | ||
| 31 | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | 57,935 | 663,000 | 0.34% | ||
| 32 | NORTHSTAR ASSET | 55,000 | 711,000 | 0.37% | ||
| 33 | APOLLO TACTICAL INCOME FD INCORPORATED | 46,200 | 714,000 | 0.37% | ||
| 34 | EVERI HLDGS INC | 294,313 | 727,000 | 0.37% | ||
| 35 | AVENUE INCOME | 57,170 | 741,000 | 0.38% | ||
| 36 | WESTERN ASSET CLAYMORE INF | 66,390 | 743,000 | 0.38% | ||
| 37 | THL CR SR LN FD | 45,441 | 749,000 | 0.39% | ||
| 38 | FIFTH STR SR FLOATNG RATE CO | 92,390 | 791,000 | 0.41% | ||
| 39 | CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT | 87,800 | 849,000 | 0.44% | ||
| 40 | COMSTOCK RES INC | 1,216,000 | 882,000 | 0.45% | PRN | |
| 41 | CLEAR CHANNEL OUTDOOR HLDGS CL A | 156,810 | 916,000 | 0.47% | ||
| 42 | CALAMOS GBL DYN INCOME FUND COM | 125,434 | 942,000 | 0.49% | ||
| 43 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 12,340 | 1,077,000 | 0.56% | ||
| 44 | LIBERTY ALL STAR EQUITY FD | 212,722 | 1,102,000 | 0.57% | ||
| 45 | VOYA PRIME RATE TR | 209,331 | 1,105,000 | 0.57% | ||
| 46 | DEUTSCHE HIGH INCOME OPPORT FD | 82,062 | 1,161,000 | 0.60% | ||
| 47 | BLACKROCK FLOATING RATE INCO | 112,237 | 1,556,000 | 0.80% | ||
| 48 | ZAIS FINL CORP | 108,268 | 1,562,000 | 0.81% | ||
| 49 | WESTERN ASSET CORPORATE LN F | 155,405 | 1,661,000 | 0.86% | ||
| 50 | NUVEEN LG/SHT COMMODITY TOTR | 149,670 | 1,979,000 | 1.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001096978-16-000005, filed 2016.11.03).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
