Dark
Light
System
Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1151 NUVEEN CA DIV ADVANTG MUN FD 196,305 3,098 0.05%
1152 NUVEEN CA QUALTY MUN INCOME 191,163 3,078 0.05%
1153 NUVEEN CALIFORNIA AMT QLT MU 387,722 6,211 0.10%
1154 NUVEEN COM 244,193 3,455 0.06%
1155 NUVEEN CORE EQUITY ALPHA FD 384,619 5,242 0.09%
1156 NUVEEN CR STRATEGIES INCOME FD COM SHS 563,203 4,455 0.07%
1157 NUVEEN DIV ADVANTAGE MUN FD 121,058 1,798 0.03%
1158 NUVEEN DIVERSIFIED DIVID I 2,016,511 22,061 0.37%
1159 NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT 170,659 2,555 0.04%
1160 NUVEEN DOW 30 DYNAMIC OVERWR 587,205 8,285 0.14%
1161 NUVEEN ENERGY MLP TOTL RTRNF 1,037,072 10,526 0.18%
1162 NUVEEN FLOATING RATE INCOME 83,583 842 0.01%
1163 NUVEEN FLTNG RTE INCM OPP FD 82,066 812 0.01%
1164 NUVEEN GLOBAL EQUITY INCOME 209,871 2,302 0.04%
1165 NUVEEN MUN MKT OPPORTUNITY F 407,997 5,802 0.10%
1166 NUVEEN NASDAQ 100 DYNAMIC OV 663,572 12,256 0.20%
1167 NUVEEN NEW JERSEY MUN VALUE 32,054 495 0.01%
1168 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 112,803 1,770 0.03%
1169 NUVEEN PFD INCOME OPPORTUN 1,058 10 0.00%
1170 NUVEEN PREM INCOME MUN FD 361,925 5,273 0.09%
1171 NUVEEN PREM INCOME MUN FD 4 COM 110,271 1,546 0.03%
1172 NUVEEN PREMIER MUN INCOME FD COM 103,378 1,460 0.02%
1173 NUVEEN QUALITY INCOME MUNI FUND 291,288 4,288 0.07%
1174 NUVEEN QUALITY MUN FUND INC 107,893 1,536 0.03%
1175 NUVEEN QUALITY MUNCP INCOME 119,696 1,768 0.03%
1176 NUVEEN REAL ASSET INC & GROW 305,539 4,696 0.08%
1177 NUVEEN REAL ESTATE INCOME FD 774,605 8,397 0.14%
1178 NUVEEN S P 500 DYNAMIC OVERW 449,199 5,983 0.10%
1179 NUVEEN S&P 500 BUY-WRITE INC 280,522 3,568 0.06%
1180 NUVEEN SELECT QUALITY MUN FD 156,559 2,295 0.04%
1181 NUVEEN SHT DUR CR OPP FD 267,484 4,044 0.07%
1182 NUVEEN SR INCOME FD 4,125 24 0.00%
1183 NUVEEN TAX ADVANTAGED DIVID 164,347 2,252 0.04%
1184 NUVEEN TX ADV TOTAL RET STRGY 434,458 4,909 0.08%
1185 NVIDIA CORPORATION 2,400 86 0.00%
1186 NVR INC 100 173 0.00%
1187 NXP SEMICONDUCTORS N V 53,561 4,342 0.07%
1188 Neustar Inc CL A 1,400 34 0.00%
1189 Northstar Realty Fin REIT 539,983 7,085 0.12%
1190 Nuveen Municipal Advanta 177,413 2,546 0.04%
1191 O REILLY AUTOMOTIVE INC NEW 18,188 4,977 0.08%
1192 OCCIDENTAL PETE CORP DEL 249,339 17,062 0.28%
1193 OCEANEERING INTL INC 4,638 154 0.00%
1194 OFFICE DEPOT INC 13,500 96 0.00%
1195 OFS CAP CORP 511,515 6,624 0.11%
1196 OGE ENERGY CORP 52,159 1,493 0.02%
1197 OHA INVT CORP 109,922 373 0.01%
1198 OIL STS INTL INC 1,300 41 0.00%
1199 OLD DOMINION FGHT LINES INC 6,994 487 0.01%
1200 OLD REP INTL CORP 7,879 144 0.00%
Page 24 of 36