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Institutional Investment Manager
Yorktown Management & Research Co Inc
Yorktown Management & Research Co Inc (CIK: 0001313559), located at 106 Annjo Court Suite A, Forest, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-020956) filed in 2016.10.31
#
Name
Shares
Value ($)
%
Options
Notes
201 ADOBE SYS INC 4,000 434 0.09%
202 STELLUS CAP INVT CORP 40,000 436 0.09%
203 Waste Connections Inc 6,000 448 0.10%
204 SAP SE 5,700 521 0.11%
205 KKR INCOME OPPORTUNITIES FD COM 33,900 543 0.12%
206 INVESCO SR INCOME TR 142,347 616 0.13%
207 ALERE INC 14,500 627 0.14%
208 SOLAR SR CAP LTD 40,000 648 0.14%
209 ARES COML REAL ESTATE CORP 60,000 756 0.16%
210 ALLIANCEBERNSTEIN GBL HGH IN 60,000 757 0.16%
211 WESTERN ASSET CORPORATE LN F 72,900 780 0.17%
212 WESTERN ASSET GLB HI INCOME 77,377 788 0.17%
213 EATON VANCE FLTG RATE INCOM 57,180 894 0.19%
214 APOLLO TACTICAL INCOME FD IN 60,000 930 0.20%
215 WESTERN ASSET HIGH INCM OPP 210,000 1,061 0.23%
216 AVENUE INCOME CR STRATEGIES 90,000 1,167 0.25%
217 FIRST TR SR FLG RTE INCM FD 87,900 1,202 0.26%
218 BLACKROCK CR ALLCTN INC TR 90,000 1,202 0.26%
219 PIONEER DIV HIGH INCOME TRUS 75,000 1,224 0.27%
220 WESTERN ASSET GLOBAL CP DEFI 75,122 1,329 0.29%
221 DIVERSIFIED REAL ASSET INC F 80,000 1,379 0.30%
222 LADDER CAP CORP 108,537 1,437 0.31%
223 Vanguard 18,000 1,450 0.32%
224 Vodafone Group PlC NEW 50,000 1,458 0.32%
225 NUVEEN SHT DUR CR OPP FD 87,091 1,467 0.32%
226 TRI CONTL CORP 70,239 1,502 0.33%
227 WELLS FARGO INCOME OPPORTUNI 181,614 1,518 0.33%
228 DEUTSCHE MULTI-MKT INCOME TR 205,019 1,753 0.38%
229 Ares Dynamic Credit Allocation Fund Inc 124,150 1,844 0.40%
230 ISHARES TR 50,000 1,975 0.43%
231 IVY HIGH INC OPPORTUNITIES F 160,000 2,301 0.50%
232 NUVEEN GLOBAL HIGH INCOME FD 150,000 2,355 0.51%
233 NEUBERGER BERMAN HGH YLD FD 207,000 2,455 0.53%
234 EATON VANCE SR INCOME TR 390,000 2,512 0.55%
235 CROWN CASTLE INTL CORP NEW 26,800 2,525 0.55%
236 BLACKROCK FLOAT RATE OME STR 185,000 2,564 0.56%
237 NUVEEN FLTNG RTE INCM OPP FD 233,915 2,587 0.56%
238 PIONEER FLOATING RATE TR 222,451 2,625 0.57%
239 APOLLO SR FLOATING RATE FD I 160,000 2,712 0.59%
240 BLACKROCK FLOATING RATE INCOME 202,509 2,738 0.60%
241 NUVEEN SR INCOME FD 435,000 2,845 0.62%
242 NUVEEN FLOATING RATE INCOME 265,000 2,923 0.64%
243 MEDLEY CAP CORP 400,248 3,054 0.66%
244 COMPASS DIVERSIFIED HOLDINGS 180,000 3,128 0.68%
245 NEW AMER HIGH INCOME FD INC 355,000 3,270 0.71%
246 ADVISORSHARES TR 67,000 3,278 0.71%
247 EATON VANCE FLTING RATE INC 232,600 3,303 0.72%
248 WESTERN ASSET HGH YLD DFNDFD 220,000 3,390 0.74%
249 BLACKROCK DEBT STRAT FD INC COM 1,000,000 3,650 0.79%
250 FRONTIER COMMUNICATIONS CORP 900,000 3,744 0.81%
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