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Institutional Investment Manager
Weiss Asset Management LP
Weiss Asset Management LP (CIK: 0001357550) incorporated in Delaware, located at 222 Berkeley Street, 16th Floor, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 215 holdings with a total value of $667,468,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 CLEARBRIDGE ENERGY MLP FD INCORPORATED 53,404 831,000 0.12%
52 DOUBLELINE INCOME SOLUTIONS 43,525 827,000 0.12%
53 EATON VANCE TAX MANAGED GLOB 78,509 791,000 0.12%
54 CBRE CLARION GLOBAL REAL EST 98,327 718,000 0.11%
55 EATON VANCE TX ADV GLBL DIV 49,055 690,000 0.10%
56 ALPINE TOTAL DYNAMIC DIVID F 88,170 668,000 0.10%
57 ARES CAPITAL CORP 38,700 638,000 0.10% Put
58 NUVEEN S&P 500 BUY-WRITE INC 49,002 623,000 0.09%
59 LIBERTY ALL STAR EQUITY FD 113,828 587,000 0.09%
60 VOYA GLBL EQTY DIV & PREM OP 86,445 586,000 0.09%
61 KLONDEX MNS LTD 124,000 577,000 0.09%
62 INVESCO MUN TR 46,252 567,000 0.08%
63 NUVEEN CALIFORNIA AMT QLT MU 38,563 552,000 0.08%
64 INVESCO CALIF VALUE MUN INC 41,005 498,000 0.07%
65 CALAMOS STRATEGIC TOTL RETN 47,621 490,000 0.07%
66 EATON VANCE RISK MNGD DIV EQ 53,101 476,000 0.07%
67 SANDRIDGE ENERGY INC 376,539 474,000 0.07% PRN
68 DUFF PHELPS UTLITY AND INF 30,292 469,000 0.07%
69 GUGGENHEIM TAXABLE MUN MNGD 21,065 451,000 0.07%
70 MORGAN STANLEY EM MKTS DM DECOM 62,786 450,000 0.07%
71 NUVEEN TAXABLE MUNICPAL INM 21,608 446,000 0.07%
72 BLACKROCK MUNIHLDNGS CALI QL 31,653 446,000 0.07%
73 MORGAN STANLEY CHINA A SH FD 25,876 440,000 0.07%
74 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 49,158 440,000 0.07%
75 ASA GOLD AND PRECIOUS MTLS L 39,241 433,000 0.06%
76 NUVEEN COM 30,687 404,000 0.06%
77 EASTERLY ACQUISITION CORP 40,400 398,000 0.06%
78 NUVEEN PFD INCOME TERM FD 16,993 390,000 0.06%
79 TEMPLETON EMERGING COM 35,362 386,000 0.06%
80 TEKLA HEALTHCARE INVS 17,956 379,000 0.06%
81 NUVEEN PREFERRED SECURITIES 40,654 378,000 0.06%
82 DOUBLELINE OPPORTUNISTIC CR 16,025 370,000 0.06%
83 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 71,286 366,000 0.05%
84 TIME INC NEW 19,757 353,000 0.05%
85 BLACKROCK INTL GRWTH & INC T 61,872 341,000 0.05%
86 HANCOCK JOHN TAX-ADV DIV INC 14,540 336,000 0.05%
87 FIRST TR DYNAMIC EUROPE EQT 21,491 334,000 0.05%
88 BLACKROCK MUN INCOME TR 24,161 334,000 0.05%
89 TRINA SOLAR LTD 360,000 334,000 0.05% PRN
90 EATON VANCE ENHANCED EQUITY 26,019 333,000 0.05%
91 ROYCE VALUE TR INC 24,510 328,000 0.05%
92 COHEN STEERS REIT PFD 16,991 325,000 0.05%
93 ALLIANZGI DIVIDEND INT PRM 23,920 302,000 0.05%
94 BLACKROCK CALIF MUN INCOME T 20,569 298,000 0.04%
95 MCDERMOTT INTL INC 40,000 296,000 0.04% Call
96 PUTNAM MUN OPPORTUNITIES TR 24,618 294,000 0.04%
97 JOHN HANCOCK PFD INCOME FUND I COM 13,986 283,000 0.04%
98 INVESCO ADVANTAGE MUN INCOME 25,317 283,000 0.04%
99 BLACKROCK RES COMMODITIES 33,992 281,000 0.04%
100 FLAHERTY & CRUMRINE DYN PFD 11,820 281,000 0.04%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001357550-17-000004, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.