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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q1)
Portfolio Summary: 71 holdings with a total value of $130,246,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 AFFIMED N V COM 62,500 394,000 0.30% SH
52 EPIZYME INC COM 20,000 376,000 0.29%
53 LUMENIS LTD 31,072 372,000 0.29% SH
54 Aldeyra Therapeutics Inc 35,000 356,000 0.27%
55 GALENA BIOPHARMA INC 250,000 348,000 0.27%
56 VENAXIS INC 658,000 305,000 0.23% SH
57 CUTERA INC COM 23,490 303,000 0.23% SH
58 GENVEC INC 100,000 295,000 0.23% SH
59 LPATH INC 111,884 276,000 0.21% SH
60 BOVIE MEDICAL CORP COM 100,000 239,000 0.18%
61 ACTINIUM PHARMACEUTICALS INC 90,000 222,000 0.17%
62 TRANSITION THERAPEUTICS INC 26,410 180,000 0.14%
63 NANOSPHERE INC 600,000 139,000 0.11% SH
64 CAS MED SYS INC 100,000 134,000 0.10%
65 APTOSE BIOSCIENCES INC 22,289 121,000 0.09%
66 CHEMBIO DIAGNOSTICS INC COM NEW 26,287 106,000 0.08% SH
67 FATE THERAPEUTICS INC 20,190 99,000 0.08% SH
68 TONIX PHARMACEUTICALS HOLDING 14,400 91,000 0.07% SH
69 GLOBEIMMUNE INC 9,445 69,000 0.05% SH
70 CHECK CAP LTD 55,000 55,000 0.04%
71 OPEXA THERAPEUTICS EQUITY WARRANTS 03/13/201 500 0 0.00%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-15-000013, filed 2015.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.