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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
701 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 189,371 3,011 0.02%
702 SPDR FTSE OILGAS EQUIP ETF 106,499 3,004 0.02%
703 HAIN CELESTIAL GROUP INC 51,294 2,990 0.02%
704 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 119,886 2,983 0.02%
705 FIRST TR EXCHANGE TRADED FD 59,990 2,979 0.02%
706 KANSAS CITY SOUTHERN 24,384 2,976 0.02%
707 FIRST TR EXCHANGE TRADED FD 104,061 2,961 0.02%
708 INVESCO MUN OPPORTUNITY TR 229,569 2,952 0.02%
709 Monster Beverage Corpo 27,215 2,949 0.02%
710 MICROCHIP TECHNOLOGY INC. 65,340 2,948 0.02%
711 CA INC 95,667 2,913 0.02%
712 ALEXION PHARMACEUTICALS INC 15,692 2,903 0.02%
713 REAVES UTIL INCOME FD 87,736 2,882 0.02%
714 Inland Real Estate Corp 262,731 2,877 0.02%
715 NUVEEN DOW 30 DYNAMIC OVERWR 185,985 2,868 0.02%
716 ANTHEM INC 22,704 2,853 0.02%
717 ALLIANCE DATA SYSTEMS CORP 9,954 2,847 0.02%
718 HERSHEY CO 27,367 2,844 0.02%
719 SEAGATE TECHNOLOGY PLC 42,620 2,834 0.02%
720 ISHARES TR 18,102 2,834 0.02%
721 TWITTER INC 78,793 2,826 0.02%
722 DirectTV Com 32,581 2,825 0.02%
723 VALERO ENERGY CORP NEW 57,019 2,822 0.02%
724 EATON VANCE TAX MANAGED DIVE 252,469 2,820 0.02%
725 BORGWARNER INC 51,276 2,818 0.02%
726 WISDOMTREE TR 50,531 2,805 0.02%
727 WEC ENERGY CORP. 53,175 2,804 0.02%
728 FLAHERTY CRUMRINE TOTAL RE 141,481 2,798 0.02%
729 TRW AUTOMOTIVE HLDGS CORP 27,158 2,793 0.02%
730 ISHARES INC MSCI SINGPOR ETF 213,343 2,791 0.02%
731 JAZZ PHARMACEUTICALS PLC 16,962 2,777 0.02%
732 TEMPLETON EMERGING COM 244,788 2,776 0.02%
733 MONOGRAM RESIDENTIAL TR INC 291,361 2,771 0.02%
734 HANCOCK JOHN PFD INCOME FD 135,293 2,761 0.02%
735 VANECK VECTORS ETF TR MTG REIT INCOME 115,628 2,740 0.01%
736 ONEOK INC NEW 54,730 2,725 0.01%
737 INTL PAPER CO 50,824 2,723 0.01%
738 NUVEEN ENERGY MLP TOTL RTRNF 134,003 2,723 0.01%
739 ST JUDE MED INC 41,681 2,710 0.01%
740 CHIPOTLE MEXICAN GRILL INC 3,938 2,696 0.01%
741 Mkt Vectors BDC ETF 149,891 2,688 0.01%
742 KEYCORP NEW 193,229 2,686 0.01%
743 ISHARES TR 27,738 2,684 0.01%
744 CANADIAN PAC RY LTD 13,880 2,674 0.01%
745 POWERSHARES ETF TRUST RUSSELL MIDCAP PURE 83,997 2,664 0.01%
746 PIMCO ETF TR 25,685 2,644 0.01%
747 PIMCO CA MUNICIPAL INCOME FD 168,123 2,631 0.01%
748 VENTAS INC 36,528 2,619 0.01%
749 CANADIAN NATL RY CO 37,804 2,605 0.01%
750 ISHARES TR 44,053 2,595 0.01%
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