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Institutional Investment Manager
Shaker Financial Services, LLC
Shaker Financial Services, LLC (CIK: 0001511794) incorporated in Maryland, located at 1100 N. Glebe Rd., Arlington, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 109 holdings with a total value of $168,873,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 WESTERN ASSET HIGH INCOME OP 12,590 63,000 0.04%
2 SPROTT FOCUS TR INC COM 17,005 118,000 0.07%
3 PIONEER FLOATING RATE TR 12,000 142,000 0.08%
4 DEUTSCHE STRATEGIC INCOME TR SHS 12,598 150,000 0.09%
5 NUVEEN DOW 30 DYNAMIC OVERWR 11,006 165,000 0.10%
6 MACQUARIE FIRST TR GLOBAL 15,500 177,000 0.10%
7 ROYCE GLOBAL VALUE TR INC 22,610 182,000 0.11%
8 PRINCIPAL REAL ESTATE INCOME 11,924 190,000 0.11%
9 NUVEEN REAL ASSET INC & GROW 12,864 202,000 0.12%
10 PRUDENTIAL GLB SHT DUR HG YL 13,800 205,000 0.12%
11 CALAMOS CONV & HIGH INCOME F 21,200 224,000 0.13%
12 NUVEEN FLEXIBLE INVT INCOME FD 13,437 224,000 0.13%
13 ADVENT CLAYMORE CV SECS & INCORPORATED 15,955 234,000 0.14%
14 PIONEER HIGH INCOME TR 25,792 263,000 0.16%
15 LMP CAP & INCOME FD INC 20,921 278,000 0.16%
16 NUVEEN PREFERRED SECURITIES 30,000 279,000 0.17%
17 PIMCO INCOME OPPORTUNITY FD 12,307 285,000 0.17%
18 HANCOCK JOHN PFD INCOME FD I 16,450 292,000 0.17%
19 MFS INTERMEDIATE INCOME TRUST SH BEN INT 76,916 342,000 0.20%
20 MFS INTERMEDIATE HIGH INC FD 133,242 344,000 0.20%
21 INVESCO SR INCOME TR 74,600 346,000 0.20%
22 EATON VANCE ENHANCED EQUITY 27,475 352,000 0.21%
23 FRANKLIN UNVL TR 52,789 353,000 0.21%
24 BLACKROCK INTL GRWTH & INC T 66,000 364,000 0.22%
25 COHEN & STEERS QUALITY RLTY 30,534 373,000 0.22%
26 BLACKROCK CORPOR HI YLD FD I 36,000 390,000 0.23%
27 CBRE CLARION GLOBAL REAL EST 54,807 400,000 0.24%
28 WELLS FARGO INCOME OPPORTUNI 48,040 407,000 0.24%
29 APOLLO TACTICAL INCOME FD INCORPORATED 26,870 462,000 0.27%
30 SWISS HELVETIA FD INC 48,116 491,000 0.29%
31 Blackrock Multi-Sector Income Trust 31,736 523,000 0.31%
32 IVY HIGH INC OPPORTUNITIES F 39,635 585,000 0.35%
33 NUVEEN NASDAQ 100 DYNAMIC OV 31,757 589,000 0.35%
34 RIVERNORTH OPPRTUNITIES FD I 31,704 599,000 0.35%
35 TRI CONTL CORP 28,241 623,000 0.37%
36 GABELLI CONV&INCOM SECS FD I 132,967 625,000 0.37%
37 DREYFUS HIGH YIELD STRATEGIE 189,000 635,000 0.38%
38 ALLIANZGI DIVIDEND INT PRM 50,566 638,000 0.38%
39 WESTERN ASSET HGH YLD DFNDFD 42,957 646,000 0.38%
40 BLACKROCK ENHANCED EQT DIV T 82,156 670,000 0.40%
41 EATON VANCE SR INCOME TR 103,742 693,000 0.41%
42 NUVEEN CR STRATEGIES INCOME FD COM SHS 79,500 704,000 0.42%
43 BLACKROCK GLOBAL OPP EQTY TR 63,869 739,000 0.44%
44 ROYCE VALUE TR INC 57,049 764,000 0.45%
45 MILLER HOWARD HIGH INC EQTY 65,077 806,000 0.48%
46 ALPINE TOTAL DYNAMIC DIVID F 106,426 807,000 0.48%
47 WESTERN ASSET GLOBAL CP DEFINE 47,746 817,000 0.48%
48 SPECIAL OPPORTUNITIES FUND INC COM 61,547 840,000 0.50%
49 EATON VANCE FLTG RATE INCOM 49,746 853,000 0.51%
50 FIRST TR DYNAMIC EUROPE EQT 56,855 882,000 0.52%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-17-000285, filed 2017.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.