| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ISHARES TR | 100,000 | 1,000 | 0.00% | Call | |
| 2 | ISHARES TR | 1,600,000 | 8,000 | 0.00% | Call | |
| 3 | WESTERN ASSET EMERGING MKTS | 7,400 | 102,000 | 0.02% | ||
| 4 | GENERAL ELECTRIC CO | 924,000 | 116,000 | 0.02% | Put | |
| 5 | ADAMS DIVERSIFIED EQUITY FD | 9,200 | 118,000 | 0.02% | ||
| 6 | FIRST TR EXCHANGE TRADED FD | 100,000 | 135,000 | 0.03% | Call | |
| 7 | TEMPLETON GLOBAL INCOME FD | 24,714 | 157,000 | 0.03% | ||
| 8 | ALLIANCEBERNSTEIN GLOBAL HIG | 14,599 | 157,000 | 0.03% | ||
| 9 | INVESCO DYNAMIC CR OPPORTUNI | 19,678 | 208,000 | 0.04% | ||
| 10 | MORGAN STANLEY EM MKTS DM DECOM | 31,298 | 213,000 | 0.04% | ||
| 11 | PRUDENTIAL SHT DURATION HG YLD | 14,705 | 215,000 | 0.04% | ||
| 12 | BLACKROCK CR ALLOCATION INCO | 18,652 | 230,000 | 0.05% | ||
| 13 | NUVEEN PFD INCOME OPPORTUN | 25,500 | 234,000 | 0.05% | ||
| 14 | ISHARES TR | 200,000 | 239,000 | 0.05% | Put | |
| 15 | INVESCO SR INCOME TR | 68,904 | 278,000 | 0.06% | ||
| 16 | ABERDEEN ASIA PACIFIC INCOM | 61,828 | 283,000 | 0.06% | ||
| 17 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 36,514 | 286,000 | 0.06% | ||
| 18 | PRUDENTIAL GLB SHT DUR HG YL | 21,384 | 303,000 | 0.06% | ||
| 19 | NUVEEN MUN OPPTY FD INC | 21,700 | 311,000 | 0.06% | ||
| 20 | GABELLI DIVID INCOME TR | 18,347 | 339,000 | 0.07% | ||
| 21 | EATON VANCE LTD DURATION INC | 34,660 | 442,000 | 0.09% | ||
| 22 | GABELLI EQUITY TR INC | 84,000 | 446,000 | 0.09% | ||
| 23 | LIBERTY ALL STAR EQUITY FD | 83,301 | 446,000 | 0.09% | ||
| 24 | BLACKROCK CORPOR HI YLD FD I | 47,105 | 461,000 | 0.09% | ||
| 25 | QIHOO 360 TECHNOLOGY CO LTD | 5,000,000 | 486,000 | 0.10% | PRN | |
| 26 | CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED | 8,357 | 505,000 | 0.10% | ||
| 27 | RESMED INC | 9,420 | 506,000 | 0.10% | ||
| 28 | SPDR S&P 500 ETF TR | 100,000 | 539,000 | 0.11% | Call | |
| 29 | MICRON TECHNOLOGY INC SR SB CV NT 3 43 | 7,000,000 | 585,000 | 0.12% | PRN | |
| 30 | CHINA LIFE INS CO LTD | 41,600 | 672,000 | 0.14% | ||
| 31 | EATON VANCE RISK MNGD DIV EQ | 69,375 | 705,000 | 0.14% | ||
| 32 | BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN | 56,231 | 752,000 | 0.15% | ||
| 33 | INFOSYS LTD | 55,065 | 921,000 | 0.19% | ||
| 34 | ISHARES TR | 500,000 | 923,000 | 0.19% | Put | |
| 35 | ADVENT CLAYMORE CV SECS & INCORPORATED | 70,841 | 958,000 | 0.20% | ||
| 36 | SUMITOMO MITSUI FINL GROUP I | 125,136 | 959,000 | 0.20% | ||
| 37 | DOUBLELINE INCOME SOLUTIONS | 61,700 | 1,001,000 | 0.21% | ||
| 38 | BLACKROCK ENHANCED EQT DIV T | 132,978 | 1,012,000 | 0.21% | ||
| 39 | CHESAPEAKE ENERGY CORP | 3,319,000 | 1,124,000 | 0.23% | PRN | |
| 40 | GENERAL ELECTRIC CO | 925,000 | 1,170,000 | 0.24% | Call | |
| 41 | ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR | 213,168 | 1,232,000 | 0.25% | ||
| 42 | MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR | 201,865 | 1,271,000 | 0.26% | ||
| 43 | MOMO INC | 83,108 | 1,331,000 | 0.27% | ||
| 44 | ALLIANZGI CONV INCOME FD I | 278,514 | 1,406,000 | 0.29% | ||
| 45 | YY INC | 31,300 | 1,955,000 | 0.40% | ||
| 46 | CALAMOS DYNAMIC CONV & INCOM | 113,435 | 2,048,000 | 0.42% | ||
| 47 | ALLIANZGI CONV & INCOME FD | 383,189 | 2,123,000 | 0.44% | ||
| 48 | CALAMOS CONV OPPORTUNITIES & | 216,646 | 2,147,000 | 0.44% | ||
| 49 | CALAMOS CONV & HIGH INCOME F | 207,713 | 2,183,000 | 0.45% | ||
| 50 | NCR CORP NEW | 100,000 | 2,446,000 | 0.50% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003153, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
