| # | % | |||||
|---|---|---|---|---|---|---|
| 2001 | FIRSTHAND TECHNOLOGY VALUE FD COM | 10,052 | 86,000 | 0.00% | ||
| 2002 | CATALYST PHARMACEUTICALS INC | 28,500 | 86,000 | 0.00% | ||
| 2003 | CLIFFS NATURAL RESOURCES INC N/C 8/25/17 185899101 | 34,967 | 85,000 | 0.00% | ||
| 2004 | WESTERN ASSET MGD HI INCM FD | 18,773 | 84,000 | 0.00% | ||
| 2005 | NAVIOS MARITIME PARTNERS L P | 11,554 | 84,000 | 0.00% | ||
| 2006 | AMBEV SA | 17,111 | 84,000 | 0.00% | ||
| 2007 | NEOVASC INC | 16,900 | 83,000 | 0.00% | ||
| 2008 | Navidea Biopharm Inc | 35,802 | 82,000 | 0.00% | ||
| 2009 | BOULDER GROWTH & INCOME FUND COM | 10,986 | 82,000 | 0.00% | ||
| 2010 | INVESTORS REAL ESTATE TR | 10,396 | 80,000 | 0.00% | ||
| 2011 | AXOGEN INC | 19,036 | 78,000 | 0.00% | ||
| 2012 | NEVSUN RES LTD | 26,470 | 77,000 | 0.00% | ||
| 2013 | WESTPORT FUEL SYSTEMS INC | 30,751 | 77,000 | 0.00% | ||
| 2014 | MFS MULTIMARKET INCOME TR | 13,843 | 77,000 | 0.00% | ||
| 2015 | CERULEAN PHARMA INC | 20,778 | 76,000 | 0.00% | ||
| 2016 | REPUBLIC FIRST BANCORP INC | 19,879 | 74,000 | 0.00% | ||
| 2017 | WESTERN ASSET HIGH INCOME OP | 15,812 | 74,000 | 0.00% | ||
| 2018 | CEMEX SAB DE CV | 10,402 | 73,000 | 0.00% | ||
| 2019 | COEUR MNG INC | 70,000 | 71,000 | 0.00% | ||
| 2020 | STUDENT TRANSN INC COM | 17,474 | 71,000 | 0.00% | ||
| 2021 | PROSPECT CAP 5 375 17 | 70,000 | 70,000 | 0.00% | ||
| 2022 | MFS SPL VALUE TR | 13,447 | 70,000 | 0.00% | ||
| 2023 | ACTIVE POWER INC COM NEW | 42,130 | 69,000 | 0.00% | ||
| 2024 | ANTARES PHARMA INC | 40,400 | 69,000 | 0.00% | ||
| 2025 | Basic Energy Services | 20,978 | 69,000 | 0.00% | ||
| 2026 | INVESCO SR INCOME TR | 16,189 | 68,000 | 0.00% | ||
| 2027 | SANDRIDGE PERMIAN TR | 15,832 | 68,000 | 0.00% | ||
| 2028 | DERMA SCIENCES INC COM PAR .01 | 14,350 | 68,000 | 0.00% | ||
| 2029 | REVOLUTION LIGHTING TECHNOLO COM | 71,235 | 68,000 | 0.00% | ||
| 2030 | WELLS FARGO GLOBAL DIVID OPP | 11,305 | 67,000 | 0.00% | ||
| 2031 | OHA INVT CORP | 15,700 | 66,000 | 0.00% | ||
| 2032 | MFS MUN INCOME TR | 10,003 | 64,000 | 0.00% | ||
| 2033 | NOVAGOLD RES INC | 17,523 | 63,000 | 0.00% | ||
| 2034 | PACHOLDER HIGH YIELD FD INC | 10,017 | 63,000 | 0.00% | ||
| 2035 | LINN CO LLC | 23,329 | 63,000 | 0.00% | ||
| 2036 | TRANSPORTADORA DE GAS SUR SPON ADR B | 15,982 | 63,000 | 0.00% | ||
| 2037 | MCDERMOTT INTL INC | 14,437 | 62,000 | 0.00% | ||
| 2038 | GALENA BIOPHARMA INC | 39,515 | 62,000 | 0.00% | ||
| 2039 | MFS HIGH INCOME MUN TR | 13,114 | 62,000 | 0.00% | ||
| 2040 | YAMANA GOLD INC | 36,483 | 62,000 | 0.00% | ||
| 2041 | INOVIO PHARMACEUTICALS INC | 10,086 | 58,000 | 0.00% | ||
| 2042 | KERYX BIOPHARMACEUTICALS INCORPORATED | 16,384 | 58,000 | 0.00% | ||
| 2043 | ZYNGA INC | 25,210 | 57,000 | 0.00% | ||
| 2044 | BANCO BRADESCO-ADR | 10,422 | 56,000 | 0.00% | ||
| 2045 | CERUS CORP | 12,060 | 55,000 | 0.00% | ||
| 2046 | FAIRMOUNT SANTROL HLDGS INC COM | 19,925 | 54,000 | 0.00% | ||
| 2047 | BALLARD PWR SYS INC NEW | 45,088 | 54,000 | 0.00% | ||
| 2048 | FUSION TELECOMM INTL INC | 28,304 | 53,000 | 0.00% | ||
| 2049 | COSAN LIMITED | 18,106 | 52,000 | 0.00% | ||
| 2050 | GALECTIN THERAPEUTICS INC COM | 22,248 | 52,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-15-000009, filed 2015.10.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
