| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WESTPORT FUEL SYSTEMS INC | 11,082 | 12,000 | 0.00% | ||
| 2 | NAVIOS MARITIME HOLDINGS INC | 10,000 | 14,000 | 0.00% | ||
| 3 | NETLIST INC | 17,930 | 18,000 | 0.00% | ||
| 4 | QUICKLOGIC CORP | 18,050 | 25,000 | 0.00% | ||
| 5 | TCP CAP CORP NOTE 5.25012/1 | 30,000 | 31,000 | 0.00% | PRN | |
| 6 | DREYFUS HIGH YIELD STRATEGIE | 10,000 | 34,000 | 0.00% | ||
| 7 | VERICEL CORP | 11,500 | 35,000 | 0.00% | ||
| 8 | NEW GOLD INC CDA | 10,475 | 37,000 | 0.00% | ||
| 9 | SEADRILL LIMITED | 11,312 | 40,000 | 0.00% | ||
| 10 | Prospect Capital Corp | 45,000 | 45,000 | 0.00% | PRN | |
| 11 | CHINA AUTOMOTIVE SYS INC | 10,000 | 54,000 | 0.00% | ||
| 12 | Navidea Biopharm Inc | 90,315 | 55,000 | 0.00% | ||
| 13 | TRANSALTA CORP | 12,570 | 69,000 | 0.01% | ||
| 14 | SPROTT PHYSICAL PLAT PALLAD | 10,200 | 70,000 | 0.01% | ||
| 15 | NEW YORK MORTGAGE TRUST INC COM | 11,087 | 73,000 | 0.01% | ||
| 16 | FITBIT INC | 11,775 | 86,000 | 0.01% | ||
| 17 | WINDSTREAM HLDGS INC | 12,006 | 87,000 | 0.01% | ||
| 18 | PROSPECT CAPITAL CORPORATION | 89,000 | 90,000 | 0.01% | PRN | |
| 19 | MANITOWOC INC COM | 16,971 | 102,000 | 0.01% | ||
| 20 | PIMCO HIGH INCOME FD | 11,762 | 107,000 | 0.01% | ||
| 21 | CALAMOS CONV OPPORTUNITIES & | 10,945 | 110,000 | 0.01% | ||
| 22 | BLACKROCK RES COMMODITIES | 13,199 | 110,000 | 0.01% | ||
| 23 | DREYFUS STRATEGIC MUNS INCORPORATED | 13,223 | 111,000 | 0.01% | ||
| 24 | ACACIA RESH CORP ACACIA TCH COM | 17,680 | 118,000 | 0.01% | ||
| 25 | WESTERN ASSET HIGH INCOME OP | 23,798 | 120,000 | 0.01% | ||
| 26 | FLAHERTY & CRUMRINE PFD INC | 10,750 | 121,000 | 0.01% | ||
| 27 | CONNS INC | 10,000 | 127,000 | 0.01% | ||
| 28 | INTREPID POTASH INC | 63,000 | 131,000 | 0.01% | ||
| 29 | GAMCO NATL RES GOLDINCM | 19,903 | 133,000 | 0.01% | ||
| 30 | PROSPECT CAPITAL CORPORATION | 135,000 | 134,000 | 0.01% | PRN | |
| 31 | ASA GOLD AND PRECIOUS MTLS L | 12,273 | 135,000 | 0.01% | ||
| 32 | Tracon Pharmaceuticals Inc | 29,406 | 144,000 | 0.01% | ||
| 33 | ADVANCED MICRO DEVICES INC | 13,025 | 147,000 | 0.01% | ||
| 34 | FIRST DATA CORP NEW | 10,500 | 149,000 | 0.01% | ||
| 35 | FRONTIER COMMUNICATIONS CORP | 45,224 | 149,000 | 0.01% | ||
| 36 | BLACKROCK FLOATING RATE INCO | 10,492 | 151,000 | 0.01% | ||
| 37 | NUVEEN MICH QUALITY MUN INCO | 11,670 | 156,000 | 0.01% | ||
| 38 | SPIRIT RLTY CAP INC NEW | 15,127 | 163,000 | 0.01% | ||
| 39 | ISHARES S&P GSCI COMMODITY I | 10,656 | 168,000 | 0.01% | ||
| 40 | BOULDER GROWTH & INCOME FUND COM | 19,039 | 170,000 | 0.01% | ||
| 41 | ISHARES INTERNATIONAL PREFERRED ETF | 11,281 | 178,000 | 0.01% | ||
| 42 | FREEPORT-MCMORAN INC | 13,338 | 178,000 | 0.01% | ||
| 43 | BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS | 11,825 | 179,000 | 0.01% | ||
| 44 | WHITING PETE CORP NEW | 15,194 | 182,000 | 0.01% | ||
| 45 | NUVEEN INT DUR QUAL MUN TRM | 15,550 | 191,000 | 0.01% | ||
| 46 | CAPSTEAD MTG CORP COM NO PAR | 19,161 | 192,000 | 0.01% | ||
| 47 | VERIFONE SYS INC | 10,747 | 192,000 | 0.01% | ||
| 48 | BARCLAYS BANK | 30,540 | 195,000 | 0.01% | ||
| 49 | BLACKROCK CR ALLOCATION INCO | 15,243 | 197,000 | 0.01% | ||
| 50 | NUVEEN SELECT TAX FREE INCM | 14,435 | 200,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000520, filed 2017.02.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
