Dark
Light
System
Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
101 POWERSHARES ETF TR II 772,961 21,859 0.17%
102 ISHARES 1,101,827 21,816 0.17%
103 GOLDMAN SACHS ETF TR 486,977 21,758 0.17%
104 ISHARES 294,619 21,448 0.16%
105 POWERSHARES ETF TR II 858,398 21,400 0.16%
106 ISHARES MSCI UNITED KINGDOM ETF 690,381 21,271 0.16%
107 VANGUARD INDEX FDS 219,426 21,172 0.16%
108 ISHARES 786,573 20,844 0.16%
109 ISHARES TR 144,944 20,639 0.16%
110 ISHARES TR 472,490 20,454 0.16%
111 VANGUARD WORLD FD 188,899 20,135 0.15%
112 FIRST TR EXCHANGE TRADED FD 478,316 19,625 0.15%
113 ISHARES TR 191,357 19,562 0.15%
114 ISHARES COHEN & STEERS REIT ETF 192,732 19,229 0.15%
115 ISHARES INC 388,910 19,158 0.15%
116 RYDEX ETF TRUST 228,001 19,143 0.15%
117 POWERSHARES ETF TR II 438,492 19,079 0.15%
118 APPLE INC 162,757 18,903 0.14%
119 MICROSOFT CORP 300,193 18,785 0.14%
120 UBS AG JERSEY BRH 653,585 18,771 0.14%
121 ISHARES TR 443,265 18,653 0.14%
122 UNITED STATES OIL FUND LP 1,623,980 18,578 0.14%
123 KINDER MORGAN INC DEL 858,612 18,555 0.14%
124 VANECK ETF TRUST 849,443 18,484 0.14%
125 SCHWAB U.S. LARGE-CAP GROWTH ETF 324,727 18,272 0.14%
126 FIRST TR EXCHANGE TRADED FD 302,121 18,100 0.14%
127 POWERSHARES QQQ TRUST 149,197 17,832 0.14%
128 POWERSHARES ETF TRUST 422,788 17,804 0.14%
129 ISHARES TR 226,205 17,210 0.13%
130 FIRST TR EXCHANGE TRADED FD 326,414 17,055 0.13%
131 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 367,984 16,957 0.13%
132 FIRST TR MID CAP CORE ALPHAD 292,911 16,649 0.13%
133 ISHARES TR 388,050 16,601 0.13%
134 POWERSHARES ETF TRUST 917,080 16,590 0.13%
135 FIRST TR EXCHANGE TRADED FD 340,204 16,469 0.13%
136 ISHARES TR 566,568 16,464 0.13%
137 COMCAST CORP NEW 235,149 16,237 0.12%
138 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 594,845 16,174 0.12%
139 WISDOMTREE TR 237,799 16,111 0.12%
140 ISHARES TR 165,294 16,102 0.12%
141 SPDR SER TR 120,310 16,046 0.12%
142 VANGUARD CHARLOTTE FDS 293,168 15,860 0.12%
143 POWERSHARES ETF TR II 576,165 15,839 0.12%
144 ISHARES TR 128,728 15,767 0.12%
145 FIRST TR EXCHANGE TRADED FD 816,890 15,709 0.12%
146 RYDEX ETF TRUST 120,976 15,624 0.12%
147 ISHARES 275,107 15,612 0.12%
148 VANGUARD WORLD FDS 256,570 15,343 0.12%
149 SELECT SECTOR SPDR TR 306,247 15,309 0.12%
150 ISHARES INC 513,444 15,183 0.12%
Page 3 of 54