| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ARCH COAL INC | 15,090 | 55,000 | 0.00% | ||
| 2 | NUVEEN CA QUALTY MUN INCOME | 12,833 | 179,000 | 0.01% | ||
| 3 | MADISON STRTG SECTOR PREM FD | 14,864 | 190,000 | 0.02% | ||
| 4 | NUVEEN SHT DUR CR OPP FD | 10,538 | 194,000 | 0.02% | ||
| 5 | PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 | 23,832 | 208,000 | 0.02% | ||
| 6 | iPath S&P 500 VIX Short-Term F | 7,500 | 215,000 | 0.02% | ||
| 7 | FIRST TR STRATEGIC HIGH INC | 13,573 | 222,000 | 0.02% | ||
| 8 | PRINCIPAL REAL ESTATE INCOME | 12,666 | 242,000 | 0.02% | ||
| 9 | TAIWAN FD INC | 13,511 | 277,000 | 0.02% | ||
| 10 | YAHOO INC | 8,900 | 313,000 | 0.03% | ||
| 11 | AMERICAN STRATEGIC INCM PTFL | 30,605 | 314,000 | 0.03% | ||
| 12 | GOLDMAN SACHS MLP INC OPP FD | 15,470 | 322,000 | 0.03% | ||
| 13 | iPath S&P 500 VIX Short-Term F | 842 | 326,000 | 0.03% | Put | |
| 14 | NUVEEN PFD INCOME TERM FD | 16,750 | 393,000 | 0.03% | ||
| 15 | GABELLI DIVID INCOME TR | 18,986 | 416,000 | 0.03% | ||
| 16 | NUVEEN MUNICIPAL CREDIT INC | 33,176 | 454,000 | 0.04% | ||
| 17 | BLACKROCK MUNIYIELD QUALITY | 35,590 | 455,000 | 0.04% | ||
| 18 | EATON VANCE CALIF MUN BD FD | 41,846 | 485,000 | 0.04% | ||
| 19 | EATON VANCE MUN BD FD | 42,921 | 534,000 | 0.04% | ||
| 20 | RIO TINTO PLC | 10,000 | 543,000 | 0.04% | ||
| 21 | DENALI FD INC | 28,399 | 609,000 | 0.05% | ||
| 22 | SELECT SECTOR SPDR TR | 27,900 | 634,000 | 0.05% | ||
| 23 | INVESCO CALIF VALUE MUN INC | 52,689 | 652,000 | 0.05% | ||
| 24 | BLACKSTONE GSO FLTING RTE FUND COM | 36,787 | 659,000 | 0.05% | ||
| 25 | NUVEEN FLOATING RATE INCOME | 55,786 | 675,000 | 0.05% | ||
| 26 | ROYCE GLOBAL VALUE TR INC | 72,902 | 686,000 | 0.06% | ||
| 27 | VOYA EMERGING MKTS HIGH DIVI | 55,713 | 711,000 | 0.06% | ||
| 28 | SALIENT MIDSTREAM & MLP FD SH BEN INT | 26,341 | 780,000 | 0.06% | ||
| 29 | AMERICAN CAP SR FLOATING LTD | 57,667 | 807,000 | 0.06% | ||
| 30 | BANCROFT FD LTD | 41,400 | 835,000 | 0.07% | ||
| 31 | NUVEEN FLEXIBLE INVT INCOME FD | 44,609 | 839,000 | 0.07% | ||
| 32 | NUVEEN QUALITY INCOME MUNI FUND | 62,179 | 853,000 | 0.07% | ||
| 33 | ARES MULTI STRATEGY CR FD IN | 39,206 | 857,000 | 0.07% | ||
| 34 | HELIOS STRATEGIC INCOME FD I | 131,736 | 908,000 | 0.07% | ||
| 35 | TCW STRATEGIC INCOME FD INC | 179,752 | 992,000 | 0.08% | ||
| 36 | CORNERSTONE STRATEGIC VALUE FD INC COM NEW | 164,223 | 1,000,000 | 0.08% | ||
| 37 | CLEARBRIDGE AMERN ENERG MLP FD | 67,164 | 1,248,000 | 0.10% | ||
| 38 | CALAMOS GBL DYN INCOME FUND COM | 134,606 | 1,319,000 | 0.11% | ||
| 39 | THAI FD INC | 126,225 | 1,416,000 | 0.11% | ||
| 40 | EATON VANCE SR INCOME TR | 214,352 | 1,460,000 | 0.12% | ||
| 41 | EATON VANCE MUN INCOME 2028 | 88,202 | 1,486,000 | 0.12% | ||
| 42 | WESTERN ASSET MGD HI INCM FD | 263,712 | 1,530,000 | 0.12% | ||
| 43 | GDL FUND | 144,045 | 1,564,000 | 0.13% | ||
| 44 | Tortoise Egy Infrastruct | 32,281 | 1,596,000 | 0.13% | ||
| 45 | DWS High Income Trust | 172,529 | 1,623,000 | 0.13% | ||
| 46 | GSV CAP CORP | 156,122 | 1,650,000 | 0.13% | ||
| 47 | DWS GLBL HIGH INCOME FD INC | 205,534 | 1,729,000 | 0.14% | ||
| 48 | ISHARES TR | 17,375 | 1,760,000 | 0.14% | ||
| 49 | NUVEEN SR INCOME FD | 266,080 | 1,876,000 | 0.15% | ||
| 50 | CENTRAL SECS CORP COM | 80,395 | 1,885,000 | 0.15% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000913849-14-000295, filed 2014.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
