Dark
Light
System
Institutional Investment Manager
Shaker Financial Services, LLC
Shaker Financial Services, LLC (CIK: 0001511794) incorporated in Maryland, located at 1100 N. Glebe Rd., Arlington, VA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Portfolio Summary: 132 holdings with a total value of $154,486,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 NEUBERGER BERMAN HIGH YIELD 21,800 281,000 0.18%
102 APOLLO SR FLOATING RATE FD INC COM 16,057 275,000 0.18%
103 KKR INCOME OPPORTUNITIES FD 15,197 263,000 0.17%
104 HANCOCK JOHN TAX-ADV DIV INC 12,662 261,000 0.17%
105 BLACKROCK DIVID INCOME TR 19,764 259,000 0.17%
106 BLACKROCK INCOME TR INC 40,433 257,000 0.17%
107 STRATEGIC GLOBAL INCOME FD COM 28,755 254,000 0.16%
108 COHEN STEERS CLOSED END OP 19,018 248,000 0.16%
109 MEXICO EQUITY & INE FD 14,737 243,000 0.16%
110 ALPINE GLOBAL DYNAMIC DIVD F 23,281 230,000 0.15%
111 FRANKLIN LTD DURATION INCOME 18,202 225,000 0.15%
112 ASIA PAC FD INCORPORATED 18,601 210,000 0.14%
113 NUVEEN INTER DURATION MN TMF 16,725 209,000 0.14%
114 NUVEEN SHT DUR CR OPP FD 12,115 207,000 0.13%
115 BROOKFIELD MORTGAGE 12,008 204,000 0.13%
116 HANCOCK JOHN FINL OPPTYS FD 9,028 201,000 0.13%
117 JOHN HANCOCK PFD INCOME FUND I COM 10,020 201,000 0.13%
118 BROOKFIELD HIGH INCOME FD IN 21,093 198,000 0.13%
119 WESTERN ASSET PREMIER BD FD SHS BEN INT 12,564 180,000 0.12%
120 ADVENT CLAYMORE ENH GRW & IN 19,016 180,000 0.12%
121 Blackrock Multi-Sector Income Trust 10,138 180,000 0.12%
122 LATIN AMERN DISCOVERY FD INC 13,480 177,000 0.11%
123 PUTNAM MASTER INTER INCOME T 34,002 171,000 0.11%
124 Western Asset Emerging Markets 14,253 171,000 0.11%
125 ASIA TIGERS FD INC 13,600 161,000 0.10%
126 FIRST TR STRATEGIC HIGH INC 10,263 158,000 0.10%
127 WESTERN ASSET WORLDWIDE INCO 11,238 138,000 0.09%
128 GABELLI GLB SML & MD CP VAL TR 13,218 135,000 0.09%
129 NEUBERGER BERMAN RE ES SEC FD 27,988 135,000 0.09%
130 VOYA EMERGING MKTS HIGH DIVI 11,098 131,000 0.08%
131 ABERDEEN JAPAN EQUITY FD INC 13,946 99,000 0.06%
132 MFS MULTIMARKET INCOME TR 11,070 71,000 0.05%
Page 3 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-14-001703, filed 2014.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.