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Institutional Investment Manager
Shaker Financial Services, LLC
Shaker Financial Services, LLC (CIK: 0001511794) incorporated in Maryland, located at 1100 N. Glebe Rd., Arlington, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 132 holdings with a total value of $154,486,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 EATON VANCE TAX ADVANTAGED G 47,636 1,177,000 0.76%
52 EATON VANCE SR INCOME TR 165,459 1,077,000 0.70%
53 Sprott Focus Trust 128,659 1,013,000 0.66%
54 ROYCE GLOBAL VALUE TR INC 111,765 973,000 0.63%
55 EATON VANCE TAX MNGED BUY WRIT 61,042 954,000 0.62%
56 WESTERN ASSET MGD HI INCM FD 168,801 933,000 0.60%
57 NUVEEN QUALITY PFD INC FD 3 109,255 914,000 0.59%
58 BLACKROCK DEBT STRAT FD INC COM 238,199 910,000 0.59%
59 ADVENT CLAY CONV SEC INCORPORATED FD II 133,549 907,000 0.59%
60 NUVEEN EQUITY PREM ADVANTAGE FD COM 69,121 903,000 0.58%
61 IVY HIGH INC OPPORTUNITIES F 52,196 902,000 0.58%
62 MFS INTERMEDIATE INCOME TRUST SH BEN INT 175,449 879,000 0.57%
63 DEUTSCHE STRATEGIC INCOME TR SHS 68,184 828,000 0.54%
64 ELLSWORTH GROWTH AND INCOME FU COM 93,396 808,000 0.52%
65 BLACKROCK FLOATING RATE INCO 57,281 805,000 0.52%
66 DEUTSCHE HIGH INCOME TR 87,247 780,000 0.50%
67 WELLS FARGO MULTI SECTOR INC 55,185 770,000 0.50%
68 BROOKFIELD GLOBL LISTED INFR 32,456 756,000 0.49%
69 BLACKROCK CR ALLOCATION INCO 56,352 750,000 0.49%
70 Japan Smaller Capitalizationfd Inc Common 70,808 686,000 0.44%
71 DOUBLELINE INCOME SOLUTIONS 31,403 680,000 0.44%
72 GUGGENHEIM EQ WEIGHT ENHANC 32,130 634,000 0.41%
73 NEW IRELAND FD INC 49,599 628,000 0.41%
74 BLACKROCK INTL GRWTH & INC T 82,060 618,000 0.40%
75 EATON VANCE SHORT COM 40,121 589,000 0.38%
76 EATON VANCE FLTING RATE INC 39,426 574,000 0.37%
77 MFS INTERMEDIATE HIGH INC FD 207,702 565,000 0.37%
78 VOYA ASIA PAC DIVID EQUITY I 44,048 557,000 0.36%
79 JPMORGAN CHINA REGION FD INC 36,508 555,000 0.36%
80 NUVEEN PREFERRED SECURITIES 63,775 555,000 0.36%
81 SWISS HELVETIA FD INC 40,909 553,000 0.36%
82 JOHN HANCOCK HDG EQ & INC FD 29,126 509,000 0.33%
83 CLOUGH GLOBAL EQUITY FD 35,007 502,000 0.32%
84 LMP CORPORATE LN FD INC 42,917 496,000 0.32%
85 FIRST TR ENHANCED EQTY INC F 33,910 485,000 0.31%
86 MANAGED HIGH YIELD PLUS FUND INC 230,999 460,000 0.30%
87 DOW 30 ENHANCED PREMIUM & IN 33,135 442,000 0.29%
88 Lazard Glb Total Return & Income 24,063 418,000 0.27%
89 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 49,314 410,000 0.27%
90 ALPINE TOTAL DYNAMIC DIVID F 48,000 408,000 0.26%
91 ABERDEEN GLOBAL INCOME FD IN 35,781 383,000 0.25%
92 VIRTUS GLOBAL MULTI-SEC INC 21,810 372,000 0.24%
93 GABELLI GLOBL UTIL INCOME 17,990 345,000 0.22%
94 ROYCE VALUE TR INC 23,365 339,000 0.22%
95 TEMPLETON EMERGING COM 25,989 331,000 0.21%
96 MORGAN STANLEY ASIA PACIFIC FD INC 19,364 316,000 0.20%
97 BLACKROCK ENERGY & RES TR COM 13,024 312,000 0.20%
98 NUVEEN FLEXIBLE INVT INCOME FD 17,388 304,000 0.20%
99 BLACKROCK CORPOR HI YLD FD I 25,321 300,000 0.19%
100 NUVEEN DIVER CURRENCY OPPOR FD 26,508 283,000 0.18%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-14-001703, filed 2014.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.