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Institutional Investment Manager
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (CIK: 0001034546), located at 77 Gracechurch Street, London. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001072613-16-000879) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ABERDEEN EMERGING MKTS SMALL 4,000,963 48,552 3.87%
2 ABERDEEN GTR CHINA FD INC 3,214,533 26,890 2.14%
3 ABERDEEN INDONESIA FD INC 3,259,492 20,013 1.59%
4 ABERDEEN JAPAN EQUITY FD INC 373,726 2,868 0.23%
5 ABERDEEN LATIN AMER EQTY FD 3,025,047 60,743 4.84%
6 ADAM NAT RES FD INC 243,491 4,893 0.39%
7 ADAMS DIVERSIFIED EQUITY FD 174,739 2,215 0.18%
8 APOLLO SR FLOATING RATE FD INC COM 24,823 392 0.03%
9 ASIA PAC FD INCORPORATED 4,567,858 44,537 3.55%
10 ASIA TIGERS FD INC 1,125,513 10,737 0.86%
11 BLACKROCK DEBT STRAT FD INC COM 1,057,756 3,739 0.30%
12 BLACKROCK FLOATING RATE INCO 28,807 379 0.03%
13 BLACKROCK FLOATING RATE INCO 29,574 383 0.03%
14 BLACKROCK INTL GRWTH & INC T 75,900 436 0.03%
15 BLACKROCK RES COMMODITIES 250,674 1,929 0.15%
16 BLACKSTONE GSO LNG SHRT CR I 227,481 3,285 0.26%
17 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 39,211 564 0.04%
18 BROOKFIELD MORTGAGE 215,979 3,217 0.26%
19 Blackrock Multi-Sector Income Trust 179,153 2,964 0.24%
20 CALAMOS CONV OPPORTUNITIES & 321,527 3,164 0.25%
21 CENTRAL EASTERN EUROPE FD 1,568,464 28,609 2.28%
22 CENTRAL FD CDA LTD 415,876 5,770 0.46%
23 CHINA FD INC 2,800,117 40,462 3.22%
24 CLOUGH GLOBAL DIVND AND INCORPORATED FD 100,540 1,177 0.09%
25 CUSHING MLP TOTAL RETURN FUND 108,280 1,329 0.11%
26 EATON VANCE FLTING RATE INC 22,764 341 0.03%
27 EATON VANCE SR FLTNG RTE TR 30,030 393 0.03%
28 FIRST TR/ABERDEEN EMERG OPT 925,695 13,552 1.08%
29 FIRSTHAND TECHNOLOGY VALUE FD COM 85,341 635 0.05%
30 GABELLI DIVID INCOME TR 30,850 590 0.05%
31 GABELLI EQUITY TR INC 10,000 55 0.00%
32 GENERAL AMERN INVS CO INC 81,897 2,524 0.20%
33 GLOBAL X FDS 295,000 6,571 0.52%
34 Global X MSCI Nigeria ETF 136,356 739 0.06%
35 INDIA FD INC 1,739,393 42,293 3.37%
36 ISHARES 1,009,067 30,418 2.42%
37 ISHARES INC 10,000 246 0.02%
38 ISHARES INC 900,461 46,883 3.74%
39 ISHARES MSCI TAIWAN ETF 433,976 6,100 0.49%
40 JPMORGAN CHINA REGION FD INC 2,774,638 41,897 3.34%
41 Japan Smaller Capitalizationfd Inc Common 118,966 1,165 0.09%
42 KOREA EQUITY FD INC COM 4,117,359 32,342 2.58%
43 KOREA FD 2,376,771 76,829 6.12%
44 LATIN AMERN DISCOVERY FD INC 2,494,295 23,022 1.83%
45 LEGG MASON BW GLB INC OPP FD 240,065 3,112 0.25%
46 LIBERTY ALL STAR EQUITY FD 435,258 2,183 0.17%
47 MACQUARIE GLOBAL INFRASTRUCT 64,976 1,391 0.11%
48 MEXICO EQUITY & INE FD 2,651,388 28,993 2.31%
49 MEXICO FD INC 883,387 14,766 1.18%
50 MORGAN STANLEY ASIA PACIFIC FD INC 2,071,478 28,555 2.28%
Page 1 of 2
New Holding filing (0001072613-16-000885) filed in 2016.08.15, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 ADAMS DIVERSIFIED EQUITY FD 174,739 2,215 0.18%
52 LIBERTY ALL STAR EQUITY FD 435,258 2,183 0.17%
53 BLACKROCK RES COMMODITIES 250,674 1,929 0.15%
54 TORTOISE PIPELINE & ENERGY FD 100,768 1,876 0.15%
55 WESTERN ASSET HGH YLD DFNDFD 111,654 1,673 0.13%
56 MACQUARIE GLOBAL INFRASTRUCT 64,976 1,391 0.11%
57 CUSHING MLP TOTAL RETURN FUND 108,280 1,329 0.11%
58 CLOUGH GLOBAL DIVND AND INCORPORATED FD 100,540 1,177 0.09%
59 Japan Smaller Capitalizationfd Inc Common 118,966 1,165 0.09%
60 WESTERN ASSET HIGH INCOME OP 230,050 1,126 0.09%
61 NEW AMER HIGH INCOME FD INC 129,196 1,108 0.09%
62 NUVEEN GLOBAL HIGH INCOME FD 54,348 782 0.06%
63 ZWEIG FD 60,132 758 0.06%
64 Global X MSCI Nigeria ETF 136,356 739 0.06%
65 MVC CAPITAL INC 80,000 643 0.05%
66 FIRSTHAND TECHNOLOGY VALUE FD COM 85,341 635 0.05%
67 GABELLI DIVID INCOME TR 30,850 590 0.05%
68 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 39,211 564 0.04%
69 BLACKROCK INTL GRWTH & INC T 75,900 436 0.03%
70 WELLS FARGO MULTI SECTOR INC 32,920 416 0.03%
71 EATON VANCE SR FLTNG RTE TR 30,030 393 0.03%
72 APOLLO SR FLOATING RATE FD INC COM 24,823 392 0.03%
73 SPDR S&P 500 ETF TR 1,865 391 0.03%
74 BLACKROCK FLOATING RATE INCO 29,574 383 0.03%
75 BLACKROCK FLOATING RATE INCO 28,807 379 0.03%
76 EATON VANCE FLTING RATE INC 22,764 341 0.03%
77 THL CR SR LN FD 18,969 305 0.02%
78 PIONEER FLOATING RATE TR 27,017 305 0.02%
79 ISHARES INC 10,000 246 0.02%
80 WESTERN ASSET CORPORATE LN F 22,776 236 0.02%
81 GABELLI EQUITY TR INC 10,000 55 0.00%
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