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Institutional Investment Manager
SMITH ASSET MANAGEMENT GROUP LP
SMITH ASSET MANAGEMENT GROUP LP (CIK: 0001091561) incorporated in Delaware, located at 100 Crescent Court, Dallas, TX. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 409 holdings with a total value of $2,633,355,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 XCERRA CORP 301,280 1,892,000 0.07%
152 GREENBRIER COS INC 58,167 1,868,000 0.07%
153 INTER PARFUMS INC COM 69,450 1,723,000 0.07%
154 CARA THERAPEUTICS INC 114,110 1,631,000 0.06%
155 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 183,930 1,571,000 0.06%
156 AMICUS THERAPEUTICS INC COM 105,780 1,480,000 0.06%
157 INC RESH HLDGS INC 36,151 1,446,000 0.05%
158 CITI TRENDS INC COM 59,940 1,401,000 0.05%
159 CYTOKINETICS INC 177,010 1,184,000 0.04%
160 SURMODICS INC COM 51,990 1,135,000 0.04%
161 BUILD A BEAR WORKSHOP COM 59,210 1,118,000 0.04%
162 ADAMAS PHARMACEUTICALS INC 65,640 1,099,000 0.04%
163 TREVENA INC 103,370 1,070,000 0.04%
164 EXELIXIS INC 186,870 1,048,000 0.04%
165 ACHILLION PHARMACEUTICALS IN 141,510 978,000 0.04%
166 DYAX CORP COM CVR 50,180 958,000 0.04%
167 FIBROGEN INC 42,321 928,000 0.04%
168 MOMENTA PHARMACEUTICALS INC 55,100 904,000 0.03%
169 Progenics Pharmaceuticals Inc 156,060 893,000 0.03%
170 PEREGRINE PHARMACEUTICALS IN 870,520 888,000 0.03%
171 Tesco Corp 123,340 881,000 0.03%
172 NATUS MEDICAL INC. 22,080 871,000 0.03%
173 INOVIO PHARMACEUTICALS INC 149,930 867,000 0.03%
174 BGC PARTNERS INC 100,960 830,000 0.03%
175 OPKO HEALTH INC 97,550 820,000 0.03%
176 Alon USA Energy, Inc. 44,460 803,000 0.03%
177 Dycom Industries Inc 29,590 790,000 0.03%
178 AGENUS INC 171,552 789,000 0.03%
179 SURGICAL CARE AFFILIATES ORD 23,680 774,000 0.03%
180 COOPER TIRE RUBR CO 19,581 774,000 0.03%
181 RPX CORP 55,000 755,000 0.03%
182 CLOVIS ONCOLOGY INC 8,030 738,000 0.03%
183 NAVIGATORS GROUP INC 9,193 717,000 0.03%
184 GENOCEA BIOSCIENCES INC 103,870 712,000 0.03%
185 HALOZYME THERAPEUTICS INC 50,080 673,000 0.03%
186 INFINITY PHARMACEUTICALS INC 74,770 632,000 0.02%
187 ADVAXIS INC COM NEW 61,020 624,000 0.02%
188 Abraxas Petroleum Corp 479,823 614,000 0.02%
189 Ruby Tuesday Inc 23,180 601,000 0.02%
190 CTI BIOPHARMA 409,070 597,000 0.02%
191 SANOFI SPOND FUNSPONSORED ADR 65,130 554,000 0.02%
192 THRESHOLD PHARMACEUTICAL INC 133,880 545,000 0.02%
193 CAPELLA EDUCATION 10,462 518,000 0.02%
194 SYNTA PHARMACEUTICALS CORP 281,230 489,000 0.02%
195 Anacor Pharmaceuticals Inc 4,110 484,000 0.02%
196 PFENEX INC COM 31,910 479,000 0.02%
197 Vical Inc 952,520 438,000 0.02%
198 PIONEER ENERGY SVCS CORP 199,220 418,000 0.02%
199 NOVO-NORDISK A S 4,855 263,000 0.01%
200 Ryanair Hldgs Plc Adr 3,350 262,000 0.01%
Page 4 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001104659-15-072371, filed 2015.10.23).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.