| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | Intersect ENT Inc | 35,213 | 910,000 | 0.24% | ||
| 102 | MANAGED DURATION INVT GRD FU | 62,477 | 848,000 | 0.23% | ||
| 103 | BLACKROCK MUNIYIELD QUALITY | 59,300 | 842,000 | 0.23% | ||
| 104 | AGILENT TECHNOLOGIES INC | 20,000 | 831,000 | 0.22% | ||
| 105 | JUNO THERAPEUTICS INC COM | 13,500 | 819,000 | 0.22% | ||
| 106 | ANTARES PHARMA INC | 281,477 | 763,000 | 0.20% | ||
| 107 | VOYA GLBL EQTY DIV & PREM OP | 88,800 | 739,000 | 0.20% | ||
| 108 | LIBERTY ALL STAR EQUITY FD | 123,900 | 724,000 | 0.19% | ||
| 109 | KITE PHARMA INCORPORATED | 12,007 | 693,000 | 0.19% | ||
| 110 | SURGICAL CARE AFFILIATES ORD | 19,723 | 677,000 | 0.18% | ||
| 111 | INFINITY PHARMACEUTICALS INC | 48,100 | 672,000 | 0.18% | ||
| 112 | CREDIT SUISSE HIGH YIELD BD | 240,868 | 670,000 | 0.18% | ||
| 113 | INSULET CORPORATION | 20,000 | 667,000 | 0.18% | ||
| 114 | iPath S&P 500 VIX Short-Term F | 244,500 | 643,000 | 0.17% | Put | |
| 115 | TRI CONTL CORP | 28,540 | 619,000 | 0.17% | ||
| 116 | NUVEEN PENNSYLVANIA QLT MUN | 44,106 | 613,000 | 0.16% | ||
| 117 | AVALANCHE BIOTECHNOLOGIES IN | 15,000 | 608,000 | 0.16% | ||
| 118 | BLUEBIRD BIO INC COM | 5,000 | 604,000 | 0.16% | ||
| 119 | BLACKROCK MUNIYIELD FD INC | 36,599 | 556,000 | 0.15% | ||
| 120 | GUGGENHEIM ENHANCED EQUITY S | 31,480 | 554,000 | 0.15% | ||
| 121 | Penn Virginia Corp | 80,000 | 518,000 | 0.14% | ||
| 122 | GSV CAP CORP | 47,988 | 470,000 | 0.13% | ||
| 123 | Heartware International, Inc. | 5,000 | 439,000 | 0.12% | ||
| 124 | FIRST TR HIGH INCOME L/S FD | 24,924 | 408,000 | 0.11% | ||
| 125 | TRAVELPORT WORLDWIDE LTD SHS | 23,110 | 386,000 | 0.10% | ||
| 126 | MYLAN N V | 6,000 | 356,000 | 0.10% | ||
| 127 | DEUTSCHE HIGH INCOME TR | 38,453 | 341,000 | 0.09% | ||
| 128 | RADIO ONE INC CL D NON VTG | 108,481 | 334,000 | 0.09% | ||
| 129 | LUMINEX CORP DEL | 20,700 | 331,000 | 0.09% | ||
| 130 | LIBERTY ALL STAR GROWTH FD I | 62,504 | 326,000 | 0.09% | ||
| 131 | CATALENT INC | 10,000 | 312,000 | 0.08% | ||
| 132 | NUVEEN DIV ADVANTAGE MUN FD | 20,954 | 297,000 | 0.08% | ||
| 133 | BIOMARIN PHARMACEUTICAL INC | 50,000 | 288,000 | 0.08% | Call | |
| 134 | CUSHING MLP TOTAL RETURN FUND | 68,000 | 276,000 | 0.07% | ||
| 135 | BLACKROCK MUNIHLDS INVSTM QL | 18,946 | 273,000 | 0.07% | ||
| 136 | SPDR SER TR | 20,000 | 262,000 | 0.07% | Put | |
| 137 | INVESCO ADVANTAGE MUN INCOME | 22,156 | 260,000 | 0.07% | ||
| 138 | NUVEEN AMT FREE QLTY MUN INC | 18,650 | 258,000 | 0.07% | ||
| 139 | * LEXICON PHARMACEUTICALS INC COM | 271,656 | 257,000 | 0.07% | ||
| 140 | BLACKROCK MUNIHLDNGS CALI QL | 17,077 | 252,000 | 0.07% | ||
| 141 | CENTRAL SECS CORP COM | 10,847 | 236,000 | 0.06% | ||
| 142 | ACELRX PHARMACEUTICALS INC | 59,700 | 230,000 | 0.06% | ||
| 143 | NEW AMER HIGH INCOME FD INC | 19,555 | 177,000 | 0.05% | ||
| 144 | SPDR SER TR | 30,000 | 171,000 | 0.05% | Call | |
| 145 | BLACKROCK MUNIHLD NJ QU FU INC COM | 11,020 | 163,000 | 0.04% | ||
| 146 | OHA INVT CORP | 28,773 | 152,000 | 0.04% | ||
| 147 | NexPoint Credit Strategies Fund W/I | 17,300 | 131,000 | 0.04% | ||
| 148 | WEIGHT WATCHERS INTL INC NEW | 12,500 | 102,000 | 0.03% | Put | |
| 149 | TEL INSTR ELECTRS CORP | 15,000 | 98,000 | 0.03% | ||
| 150 | WORLD ACCEP CORPORATION COM | 10,000 | 72,000 | 0.02% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001150, filed 2015.05.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
