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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001389933-14-000012) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 RETRACTABLE TECHNOLOGIES INC 20,000 58 0.06% SH
2 GLOBEIMMUNE INC 10,745 74 0.07% SH
3 INSPIREMD INC 63,700 140 0.14% SH
4 CYNAPSUS THERAPEUTICS INC 280,769 149 0.15% SH
5 TONIX PHARMACEUTICALS HOLDING 25,000 171 0.17% SH
6 CHEMBIO DIAGNOSTICS INC COM NEW 55,202 205 0.21% SH
7 GENVEC INC 100,000 208 0.21% SH
8 Curis, Inc 150,000 212 0.21% SH
9 INTELLIPHARMACEUTICS INTL IN 72,787 219 0.22% SH
10 BIOLIFE SOLUTIONS INC 116,279 244 0.25% SH
11 LUMENIS LTD 29,018 259 0.26% SH
12 ACHILLION PHARMACEUTICALS IN 26,000 259 0.26% SH
13 CELSUS THERAPEUTICS PLC 43,900 268 0.27% SH
14 UNIQURE NV 32,000 296 0.30% SH
15 TARGACEPT INC 133,972 339 0.34% SH
16 LPATH INC 102,798 362 0.37% SH
17 SCYNEXIS INC 50,000 370 0.37% SH
18 MASIMO CORP 17,500 372 0.38% SH
19 FATE THERAPEUTICS INC 75,930 387 0.39% SH
20 RTI SURGICAL HOLDINGS INC COM 85,918 411 0.41% SH
21 ONCOTHYREON INC COM N/C EFF 6/ 214,972 413 0.42% SH
22 INTERCEPT PHARMACEUTICALS INCORPORATED 2,000 473 0.48% SH
23 CAREDX INC 75,000 525 0.53% SH
24 AMPIO PHARMACEUTICALS INC 150,000 530 0.53% SH
25 CYTRX CORP 225,000 572 0.58% SH
26 AASTROM BIOSCIENCES INC 238,900 681 0.69% SH
27 Exactech Inc 31,636 724 0.73% SH
28 BIOCRYST PHARMACEUTICALS 76,400 747 0.75% SH
29 AFFIMED N V COM 120,000 756 0.76% SH
30 CUTERA INC COM 88,694 896 0.90% SH
31 BLUEBIRD BIO INC COM 25,000 897 0.90% SH
32 SYNERON MEDICAL LTD 90,947 911 0.92% SH
33 ENCISION INC 1,062,500 983 0.99% SH
34 JOHNSON & JOHNSON 9,400 1,002 1.01% SH
35 GALMED PHARMACEUTICALS LTD 116,987 1,006 1.01% SH
36 NEUROCRINE BIOSCIE COM USD0.001 66,141 1,036 1.04% SH
37 VENAXIS INC 658,000 1,092 1.10% SH
38 SPECTRANETICS CORP 42,162 1,120 1.13% SH
39 NUVASIVE INC 1,000,000 1,146 1.16% PRN
40 UROPLASTY INC 486,062 1,215 1.23% SH
41 XENOPORT INC 240,190 1,292 1.30% SH
42 BioTelemetry Inc 235,645 1,581 1.59% SH
43 CARDICA INC 1,486,004 1,590 1.60% SH
44 CLOVIS ONCOLOGY INC 36,900 1,674 1.69% SH
45 THRESHOLD PHARMACEUTICAL INC 555,965 2,007 2.02% SH
46 BIOSPECIFICS TECHNOLOGIES CO 60,054 2,120 2.14% SH
47 INSULET CORP 2 06/15/2019 2,407,000 2,675 2.70% PRN
48 AERIE PHARMACEUTICALS INC COM 145,342 3,007 3.03% SH
49 PROTALIX BIOTHERAPEUTICS INC 1,288,440 3,118 3.14% SH
50 Stereotaxis Inc 1,374,975 3,190 3.22% SH
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