Dark
Light
System
Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 66 holdings with a total value of $113,823,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ARBUTUS BIOPHARMA CORP 234,000 573,000 0.50%
52 BLUEBIRD BIO INC COM 9,000 555,000 0.49%
53 SCYNEXIS INC 173,645 554,000 0.49%
54 EIGER BIOPHARMACEUTICALS INC 40,192 468,000 0.41%
55 BIOCRYST PHARMACEUTICALS 65,900 417,000 0.37%
56 ABEONA THERAPEUTICS INC 76,800 372,000 0.33%
57 Pieris Pharmaceuticals 223,325 314,000 0.28%
58 ESSA Pharma 98,046 289,000 0.25%
59 NEOS THERAPEUTICS INC COM 38,873 227,000 0.20%
60 CELYAD SA 12,528 222,000 0.20%
61 Spring Bank Pharmaceuticals In 27,412 219,000 0.19%
62 SYNERGY PHARMACEUTICALS DEL 34,000 207,000 0.18%
63 AVINGER INC 25,000 93,000 0.08%
64 GENVEC INC 9,580 31,000 0.03%
65 BioPharmX Corporation 77,031 29,000 0.03%
66 CHECK CAP LTD 15,250 10,000 0.01%
Page 2 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-17-000014, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.