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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 72 holdings with a total value of $118,230,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GALENA BIOPHARMA INCORPORATED COM NEW 46,145 28,000 0.02%
2 BioPharmX Corporation 115,000 58,000 0.05%
3 TONIX PHARMACEUTICALS HLDG C 20,000 93,000 0.08%
4 ANAPTYSBIO INC 4,500 125,000 0.11%
5 ADAMIS PHARMACEUTICALS CORP 30,000 128,000 0.11%
6 Pieris Pharmaceuticals 53,525 139,000 0.12%
7 AFFIMED N V COM 92,500 213,000 0.18%
8 AXSOME THERAPEUTICS INC COM 55,700 217,000 0.18%
9 BELLICUM PHARMACEUTICALS INCORPORATED 20,000 247,000 0.21%
10 ObsEva SA 25,000 260,000 0.22%
11 MASIMO CORP 3,500 326,000 0.28%
12 CELYAD SA 12,528 328,000 0.28%
13 ABEONA THERAPEUTICS INC 67,537 338,000 0.29%
14 INOTEK PHARMACEUTICALS CORP 600,000 372,000 0.31% PRN
15 CYMABAY THERAPEUTICS INC 88,067 379,000 0.32%
16 Sierra Oncology Inc. 265,000 405,000 0.34%
17 EIGER BIOPHARMACEUTICALS INC 35,977 412,000 0.35%
18 INOTEK PHARMACEUTICALS CORP 237,135 474,000 0.40%
19 Ascendis Pharma 18,214 510,000 0.43%
20 GEMPHIRE THERAPEUTICS INC 52,797 554,000 0.47%
21 COGENTIX MED INC 353,482 636,000 0.54%
22 AKEBIA THERAPEUTICS INC 70,455 648,000 0.55%
23 ZOGENIX INC 59,778 649,000 0.55%
24 NEOS THERAPEUTICS INC COM 95,273 686,000 0.58%
25 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 573,000 714,000 0.60% PRN
26 NOVADAQ TECHNOLOGIES INC 95,841 747,000 0.63%
27 CASCADIAN THERAPEUTICS INC 185,259 767,000 0.65%
28 Stereotaxis Inc 1,372,862 782,000 0.66%
29 Exactech Inc 31,636 797,000 0.67%
30 BLUEBIRD BIO INC COM 9,000 818,000 0.69%
31 MINERVA NEUROSCIENCES INC COM 101,317 821,000 0.69%
32 ACHILLION PHARMACEUTICALS IN 196,500 827,000 0.70%
33 ArQule Inc 807,008 855,000 0.72%
34 TANDEM DIABETES CARE INC COM 724,286 869,000 0.74%
35 SYNERON MEDICAL LTD 85,947 907,000 0.77%
36 VOYAGER THERAPEUTICS INC 71,320 944,000 0.80%
37 DERMIRA INC COM 28,000 955,000 0.81%
38 BIOLINERX LTD 1,000,000 961,000 0.81%
39 NEURODERM LTD 37,438 994,000 0.84%
40 SCYNEXIS INC 381,900 1,054,000 0.89%
41 JOHNSON & JOHNSON 9,400 1,171,000 0.99%
42 UNIQURE NV 203,907 1,179,000 1.00%
43 XENON PHARMACEUTICALS INC 339,614 1,358,000 1.15%
44 ADVAXIS INC COM NEW 172,000 1,405,000 1.19%
45 RIGEL PHARMACEUTICAL INC 473,478 1,567,000 1.33%
46 FOAMIX PHARMACEUTICALS LTD 325,667 1,612,000 1.36%
47 CIDARA THERAPEUTICS INC 208,458 1,626,000 1.38%
48 IMMUNOMEDICS INCORPORATED 252,574 1,634,000 1.38%
49 CARA THERAPEUTICS INC 95,322 1,753,000 1.48%
50 CELLECTIS S A 76,404 1,834,000 1.55%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-17-000018, filed 2017.05.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.