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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 PIONEER HIGH INCOME TR 1,206 12 0.00%
202 INVESCO HIGH INCOME TR II 892 12 0.00%
203 BLACKROCK MUNI INTER DR FD I 782 12 0.00%
204 NUVEEN TAX ADVANTAGED DIVID 863 12 0.00%
205 WELLS FARGO GLOBAL DIVID OPP 2,043 12 0.00%
206 NUVEEN CR STRATEGIES INCOME FD COM SHS 1,488 12 0.00%
207 SPRINT CORP 2,602 12 0.00%
208 NUVEEN S P 500 DYNAMIC OVERW 902 12 0.00%
209 WESTERN ASSET GLOBAL CP DEFINE 686 12 0.00%
210 TELEPHONE DATA SYS INC 415 12 0.00%
211 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 868 12 0.00%
212 DEUTSCHE HIGH INCOME TR 1,391 12 0.00%
213 GUGGENHEIM EQ WEIGHT ENHANC 737 12 0.00%
214 IVY HIGH INC OPPORTUNITIES F 890 12 0.00% PRN
215 SUNRUN INC 2,010 12 0.00%
216 NUVEEN PREMIER MUN INCOME FD COM 806 12 0.00%
217 PEOPLES UNITED FINANCIAL INC 832 12 0.00%
218 BLUE HILLS BANCORP INC 795 12 0.00%
219 MANNKIND CORP. 10,433 12 0.00%
220 NUVEEN PREM INCOME MUN FD 787 12 0.00%
221 XOMA CORP DEL 23,100 13 0.00%
222 THESTREET INC 11,900 13 0.00%
223 CALAMOS CONV & HIGH INCOME F 1,195 13 0.00%
224 WHITESTONE REIT 844 13 0.00%
225 ALLIANZGI EQUITY CONV INCO 683 13 0.00%
226 VERISK ANALYTICS INC 165 13 0.00%
227 CARROLS RESTAURANT GROUP INC 1,114 13 0.00%
228 DEUTSCHE HIGH INCOME OPPORT FD 926 13 0.00%
229 WESTERN ASSET PREMIER BD FD SHS BEN INT 951 13 0.00%
230 PIMCO INCOME STRATEGY FD II 1,364 13 0.00%
231 BLACKROCK MULTI-SECTOR INC T 761 13 0.00%
232 YORK WTR CO 415 13 0.00%
233 EXPEDITORS INTL WASH INC 261 13 0.00%
234 HANCOCK JOHN INVS TR 798 13 0.00%
235 NEW AMER HIGH INCOME FD INC 1,517 13 0.00%
236 WESTERN ASSET HGH YLD DFNDFD 834 13 0.00%
237 RESOURCE CAPITAL CORP N/C 5/29/18 30068N105 976 13 0.00%
238 EMMIS COMMUNICTNS CORP CL A 17,800 13 0.00%
239 ARCH CAP GROUP LTD 186 13 0.00%
240 CORCEPT THERAPEUTICS INC 2,404 13 0.00%
241 FIBRIA CELULOSE S A SP ADR REP COM 1,879 13 0.00%
242 HOUSTON AMERN ENERGY CORP 58,970 13 0.00%
243 PIMCO INCOME OPPORTUNITY FD 551 13 0.00%
244 LEGG MASON BW GLB INC OPP FD 995 13 0.00%
245 LMP CAP & INCOME FD INC 995 13 0.00%
246 BLACKROCK CR ALLOCATION INCO 973 13 0.00%
247 CPFL ENERGIA S A 982 13 0.00%
248 WESTERN ASSET HIGH INCM FD I 1,857 13 0.00%
249 AG MTG INVT TR INC 906 13 0.00%
250 QUANTA SVCS INC 544 13 0.00%
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