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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001389933-14-000012) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 DISCOVERY LABORATORIES INC N 5,698,739 10,486 10.58% SH
2 INSULET CORP 2 06/15/2019 2,407,000 2,675 2.70% PRN
3 CARDICA INC 1,486,004 1,590 1.60% SH
4 Stereotaxis Inc 1,374,975 3,190 3.22% SH
5 PROTALIX BIOTHERAPEUTICS INC 1,288,440 3,118 3.14% SH
6 ENCISION INC 1,062,500 983 0.99% SH
7 NUVASIVE INC 1,000,000 1,146 1.16% PRN
8 OCERA THERAPEUTICS INC 675,650 3,311 3.34% SH
9 VENAXIS INC 658,000 1,092 1.10% SH
10 ATRICURE INC 598,883 8,816 8.89% SH
11 THRESHOLD PHARMACEUTICAL INC 555,965 2,007 2.02% SH
12 UROPLASTY INC 486,062 1,215 1.23% SH
13 DERMA SCIENCES ORD 384,794 3,205 3.23% SH
14 NXSTAGE MED INC COM 384,154 5,044 5.09% SH
15 CYNAPSUS THERAPEUTICS INC 280,769 149 0.15% SH
16 NOVADAQ TECHNOLOGIES INC 263,541 3,344 3.37% SH
17 XENOPORT INC 240,190 1,292 1.30% SH
18 AASTROM BIOSCIENCES INC 238,900 681 0.69% SH
19 BioTelemetry Inc 235,645 1,581 1.59% SH
20 CYTRX CORP 225,000 572 0.58% SH
21 ONCOTHYREON INC COM N/C EFF 6/ 214,972 413 0.42% SH
22 AUSPEX PHARMACEUTICALS INC 152,002 3,902 3.94% SH
23 AMPIO PHARMACEUTICALS INC 150,000 530 0.53% SH
24 Curis, Inc 150,000 212 0.21% SH
25 AERIE PHARMACEUTICALS INC COM 145,342 3,007 3.03% SH
26 TARGACEPT INC 133,972 339 0.34% SH
27 AFFIMED N V COM 120,000 756 0.76% SH
28 GALMED PHARMACEUTICALS LTD 116,987 1,006 1.01% SH
29 BIOLIFE SOLUTIONS INC 116,279 244 0.25% SH
30 PHARMACYCLICS INC 110,928 13,026 13.14% SH
31 INSULET CORPORATION 109,418 4,032 4.07% SH
32 LPATH INC 102,798 362 0.37% SH
33 GENVEC INC 100,000 208 0.21% SH
34 SYNERON MEDICAL LTD 90,947 911 0.92% SH
35 CUTERA INC COM 88,694 896 0.90% SH
36 RTI SURGICAL HOLDINGS INC COM 85,918 411 0.41% SH
37 BIOCRYST PHARMACEUTICALS 76,400 747 0.75% SH
38 FATE THERAPEUTICS INC 75,930 387 0.39% SH
39 CAREDX INC 75,000 525 0.53% SH
40 INTELLIPHARMACEUTICS INTL IN 72,787 219 0.22% SH
41 NEUROCRINE BIOSCIE COM USD0.001 66,141 1,036 1.04% SH
42 INSPIREMD INC 63,700 140 0.14% SH
43 BIOSPECIFICS TECHNOLOGIES CO 60,054 2,120 2.14% SH
44 CHEMBIO DIAGNOSTICS INC COM NEW 55,202 205 0.21% SH
45 SCYNEXIS INC 50,000 370 0.37% SH
46 CELSUS THERAPEUTICS PLC 43,900 268 0.27% SH
47 SPECTRANETICS CORP 42,162 1,120 1.13% SH
48 CLOVIS ONCOLOGY INC 36,900 1,674 1.69% SH
49 UNIQURE NV 32,000 296 0.30% SH
50 Exactech Inc 31,636 724 0.73% SH
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